SEC 13F Intelligence

Managers / Q3 2022 · view latest →

Sound Income Strategies, LLC

CIK 0001730960 · 500 WEST CYPRESS CREEK ROAD, SUITE 290, FT LAUDERDALE, FL, 33309 · 954-487-1860

Reported Value
$688M
Q3 2022
Positions
962
Filings on Record
33
2019–present window
Filed
Oct 18, 2022
original filing

Summary

Sound Income Strategies, LLC reported $688M in U.S.-listed holdings across 962 positions for Q3 2022.

Its largest position, Ishares Tr, represents 6.0% of the portfolio.

Compared with Q2 2022, the fund opened 61 new positions and exited 54.

Portfolio Metrics

Turnover
+4.4%
vs prior filed quarter
Top-10 Concentration
+39.9%
share of reported value
Largest Position
+6.0%
Ishares Tr
New / Exited
61 / 54
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $191MQ4 ’18Q1 ’19: $219MQ2 ’19: $289MQ3 ’19: $331MQ4 ’19: $590MQ4 ’19Q1 ’20: $291MQ2 ’20: $334MQ3 ’20: $366MQ4 ’20: $453MQ4 ’20Q3 ’21: $774MQ4 ’21: $850MQ1 ’22: $869MQ2 ’22: $750MQ2 ’22Q3 ’22: $688MQ4 ’22: $785MQ1 ’23: $920MQ2 ’23: $973MQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.2BQ1 ’24: $1.3BQ2 ’24: $1.6BQ2 ’24Q3 ’24: $1.6BQ4 ’24: $1.6BQ1 ’25: $1.7BQ2 ’25: $1.7BQ2 ’25Q3 ’25: $1.8BQ4 ’25: $2.1BQ1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 59.7%ETP: 32.8%REIT: 5.0%Other: 2.1%Closed-End Fund: 0.3%Other: 0.1%
  • Common Stock · 59.7% · $410M
  • ETP · 32.8% · $226M
  • REIT · 5.0% · $34M
  • Other · 2.1% · $15M
  • Closed-End Fund · 0.3% · $2M
  • Other · 0.1% · $1M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
WISDOMTREE TRNEW+12.4K12.4K+$369,000$369,000
SPDR SER TRNEW+3.9K3.9K+$100,000$100,000
FIRST TR EXCHANGE TRAD FD VINEW+3.3K3.3K+$84,000$84,000
ETFS TRNEW+2.5K2.5K+$65,000$65,000
INNOVATOR ETFS TRNEW+2.1K2.1K+$59,000$59,000
PCARPACCAR INCNEW+425425+$36,000$36,000
SPDR SER TRNEW+1.2K1.2K+$34,000$34,000
SPDR INDEX SHS FDSNEW+1.0K1.0K+$31,000$31,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

47 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1ISHARES TR0-5YR HI YL CP · FALN ANGLS USD6.61%$45M1.21M
2TIDAL ETF TRSOUND ENHANCED · SOUND EQUITY INM5.06%$35M1.87M
3VANECK VECTORS ETF TREMERGING MKTS HI4.53%$31M1.85M
4ARCCARES CAPITAL CORPhistory →COM4.34%$30M1.77M
5ISHARES INCJP MRGN EM HI BD4.05%$28M859.1K
6HTGCHERCULES CAPITAL INChistory →COM3.72%$26M2.21M
7PFLTPENNANTPARK FLOATING RATE CAhistory →COM3.60%$25M2.58M
8TSLXSIXTH STREET SPECIALTY LENDNhistory →COM3.59%$25M1.51M
9GBDCGOLUB CAP BDC INChistory →COM3.57%$25M1.98M
10INVESCO EXCH TRADED FD TR IIEMRNG MKT SVRG3.54%$24M1.44M
11SPDR SER TRBLOOMBERG BRCLYS · BLOOMBERG SRT TR2.88%$20M526.5K
12MAINMAIN STR CAP CORPhistory →COM1.86%$13M379.6K
13ABBVABBVIE INChistory →COM1.82%$13M93.5K
14PG4PRINCIPAL FINANCIAL GROUP INhistory →COM1.81%$12M172.5K
15VLOVALERO ENERGY CORPhistory →COM1.81%$12M116.5K
16GEF/BGREIF INChistory →CL B1.61%$11M181.7K
17ENBENBRIDGE INChistory →COM1.59%$11M295.5K
18OMCOMNICOM GROUP INChistory →COM1.46%$10M158.8K
19LYONDELLBASELL INDUSTRIES NSHS - A -1.43%$10M130.7K
20PFEPFIZER INChistory →COM1.38%$10M217.4K
21MTBM & T BK CORPhistory →COM1.30%$9M50.7K
22HRBBLOCK H & R INChistory →COM1.30%$9M210.1K
23IBMINTERNATIONAL BUSINESS MACHShistory →COM1.26%$9M73.0K
24FT2FIRST HORIZON CORPORATIONhistory →COM1.24%$9M372.2K
25CSCOCISCO SYS INChistory →COM1.16%$8M198.6K
26PDCOEURPATTERSON COS INChistory →COM1.05%$7M300.0K
27TAT&T INChistory →COM1.01%$7M450.9K
28CSWCCAPITAL SOUTHWEST CORPCOM0.99%$7M400.6K
29WBAWALGREENS BOOTS ALLIANCE INCCOM0.99%$7M216.0K
30AAPLAPPLE INCCOM0.96%$7M48.0K
31NYCBEURNEW YORK CMNTY BANCORP INCCOM0.95%$7M763.2K
32JNJJOHNSON & JOHNSONCOM0.93%$6M39.2K
33BENFRANKLIN RESOURCES INCCOM0.81%$6M258.0K
34HN9HANESBRANDS INCCOM0.77%$5M762.6K
35OMEGA HEALTHCARE INVS INCCOM0.77%$5M179.3K
36TPVGTRIPLEPOINT VENTURE GROWTH BCOM0.75%$5M473.0K
37SRCUSDSPIRIT RLTY CAP INC NEWCOM NEW0.75%$5M141.7K
38OKEONEOK INC NEWCOM0.74%$5M98.7K
39DOWDOW INCCOM0.71%$5M111.8K
40SPGSIMON PPTY GROUP INC NEWCOM0.70%$5M53.7K
41DBX ETF TRXTRACK USD HIGH0.69%$5M144.7K
42GLPIGAMING & LEISURE PPTYS INCCOM0.67%$5M103.6K
43GNLGLOBAL NET LEASE INCCOM NEW0.66%$5M424.1K
44WHFWHITEHORSE FIN INCCOM0.63%$4M390.7K
45UNILEVER PLCSPON ADR NEW0.62%$4M97.3K
46XRXXEROX HOLDINGS CORPCOM NEW0.55%$4M288.9K
47CRICARTERS INCCOM0.54%$4M57.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B2,596Apr 27, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.1B2,516Jan 21, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.8B1,701Oct 10, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B1,609Jul 17, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B1,558Apr 17, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.6B1,478Jan 21, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B1,409Oct 10, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.6B1,385Jul 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B1,349Apr 15, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B1,319Jan 10, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B1,161Oct 12, 202313F-HRchanges · EDGAR ↗
Q2 2023$973M1,111Jul 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$920M1,057Apr 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$785M979Jan 11, 202313F-HRchanges · EDGAR ↗
Q3 2022$688M962Oct 18, 202213F-HRchanges · EDGAR ↗
Q2 2022$750M955Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$869M933Apr 11, 202213F-HRchanges · EDGAR ↗
Q4 2021$850M884Jan 13, 202213F-HRchanges · EDGAR ↗
Q3 2021$774M873Oct 12, 202113F-HRchanges · EDGAR ↗
Q2 2021Under review926Jul 13, 202113F-HRchanges · EDGAR ↗
Q1 2021Under review961Apr 14, 202113F-HRchanges · EDGAR ↗
Q4 2020$453M950Jan 11, 202113F-HRchanges · EDGAR ↗
Q3 2020$366M932Oct 8, 202013F-HRchanges · EDGAR ↗
Q2 2020$334M870Jul 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$291M868Apr 7, 202013F-HRchanges · EDGAR ↗
Q4 2019REVEALED$590M1,305Jan 6, 202013F-HRchanges · EDGAR ↗
Q3 2019$331M763Oct 4, 201913F-HRchanges · EDGAR ↗
Q2 2019$289M762Jul 16, 201913F-HRchanges · EDGAR ↗
Q1 2019$219M772Apr 4, 201913F-HRchanges · EDGAR ↗
Q4 2018$191M813Jan 11, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.