SEC 13F Intelligence

CSWCCAPITAL SOUTHWEST CORP

CUSIP 140501107 · Yahoo Finance ↗ · Google Finance ↗

Capital Southwest Corp (CSWC) has 168 institutional holders in Filings Flow’s 13F database, together reporting 16.69M shares worth $340M as of Q1 2026. The largest reported holders are Two Sigma Investments, LP, Two Sigma Advisers, LP, and Sound Income Strategies, LLC.

Institutional Holders
168
Q1 2026
Reported Value
$340M
Ticker
CSWC
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 56Q4 ’18Q1 ’19: 52Q2 ’19: 58Q2 ’19Q3 ’19: 60Q2 ’21: 80Q2 ’21Q4 ’21: 85Q4 ’22: 95Q4 ’22Q4 ’25: 158Q1 ’26: 168Q1 ’26Q2 ’26: 8filingsflow.com
Total reported value
Q4 ’18: $174MQ4 ’18Q1 ’19: $188MQ2 ’19: $173MQ2 ’19Q3 ’19: $170MQ2 ’21: $482MQ2 ’21Q4 ’21: $1.0BQ4 ’22: $117MQ4 ’22Q4 ’25: $319MQ1 ’26: $340MQ1 ’26Q2 ’26: $43Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
SANDERS MORRIS HARRIS LLC$172M AUM10.48%$18M760.0KQ2 2026
Melia Wealth LLC$207M AUM5.52%$11M515.5KQ1 2026OLDER
Womack Financial LLC$136M AUM3.78%$5M232.3KQ1 2026OLDER
Muzinich & Co., Inc.$286M AUM3.30%$9M426.2KQ1 2026OLDER
EPIQ PARTNERS, LLC$236M AUM2.96%$7M294.0KQ2 2026
GraniteShares Advisors LLC$139M AUM1.75%$2M109.9KQ1 2026OLDER
Sovereign's Capital Management, LLC$136M AUM1.03%$2M76.5KQ4 2025OLDER
Sound Income Strategies, LLC$2.1B AUM0.96%$20M903.3KQ1 2026OLDER
Columbus Macro, LLC$936M AUM0.85%$8M357.8KQ1 2026OLDER
First Dallas Securities Inc.$270M AUM0.73%$2M89.7KQ1 2026OLDER
GRACE & WHITE INC /NY$566M AUM0.64%$4M164.7KQ1 2026OLDER
Empirical Finance, LLC$2.1B AUM0.64%$14M618.9KQ1 2026OLDER
Moerus Capital Management LLC$271M AUM0.50%$1M61.7KQ1 2026OLDER
Naviter Wealth, LLC$801M AUM0.34%$3M124.6KQ1 2026OLDER
CALDWELL SUTTER CAPITAL, INC.$246M AUM0.33%$818,83837.0KQ1 2026OLDER
Legacy Capital Wealth Partners, LLC$485M AUM0.32%$2M71.2KQ1 2026OLDER
Truvestments Capital LLC$554M AUM0.29%$2M72.7KQ1 2026OLDER
PREVAIL INNOVATIVE WEALTH ADVISORS, LLC$594M AUM0.29%$1M68.3KQ3 2025OLDER
Arlington Capital Management, Inc.$177M AUM0.27%$477,01821.6KQ1 2026OLDER
FJ Capital Management LLC$888M AUM0.23%$2M92.7KQ4 2025OLDER
Hodges Capital Management Inc.$1.2B AUM0.20%$2M110.3KQ1 2026OLDER
Bayshore Capital Advisors, LLC$237M AUM0.19%$453,46020.5KQ1 2026OLDER
DENALI ADVISORS LLC$900M AUM0.19%$2M75.8KQ1 2026OLDER
OXFORD ASSET MANAGEMENT LLP$268M AUM0.18%$424,08519.2KQ1 2026OLDER
Samalin Investment Counsel, LLC$282M AUM0.18%$506,13022.9KQ1 2026OLDER
Militia Capital Management LLC$454M AUM0.17%$774,20035.0KQ2 2026
Catalina Capital Group, LLC$168M AUM0.16%$263,51911.9KQ4 2025OLDER
Virtus Investment Advisers, LLC$363M AUM0.14%$496,90422.5KQ1 2026OLDER
Kingstone Capital Partners Texas, LLC$162M AUM0.12%$212,0009.7KQ3 2025OLDER
Core Wealth Partners LLC$215M AUM0.12%$254,82211.5KQ1 2026OLDER
Symphony Financial, Ltd. Co.$755M AUM0.12%$891,90141.0KQ1 2026OLDER
Atom Investors LP$1.4B AUM0.12%$1M65.8KQ4 2025OLDER
COZAD ASSET MANAGEMENT INC$1.3B AUM0.10%$1M59.9KQ1 2026OLDER
FCG Investment Co$228M AUM0.10%$235,99810.7KQ1 2026OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.09%$1M69.8KQ1 2026OLDER
Vantage Financial Partners, LLC$493M AUM0.09%$441,18419.9KQ4 2025OLDER
Empowered Funds, LLC$15.7B AUM0.09%$14M619.1KQ2 2026
Mraz, Amerine & Associates, Inc.$678M AUM0.08%$536,49824.3KQ1 2026OLDER
VPR Management LLC$250M AUM0.08%$188,0208.5KQ1 2026OLDER
Greenland Capital Management LP$787M AUM0.07%$575,12026.0KQ1 2026OLDER
Accel Wealth Management$383M AUM0.07%$276,67812.5KQ1 2026OLDER
BARD ASSOCIATES INC$398M AUM0.07%$270,47412.4KQ3 2025OLDER
Sciencast Management LP$785M AUM0.05%$288,37713.2KQ3 2025OLDER
Sunbelt Securities, Inc.$1.6B AUM0.05%$819,10737.0KQ1 2026OLDER
Osbon Capital Management LLC$123M AUM0.05%$58,6182.6KQ1 2026OLDER
Zuckerman Investment Group, LLC$1.1B AUM0.05%$485,25721.9KQ1 2026OLDER
Cornerstone Wealth Management, LLC$2.0B AUM0.04%$897,80540.6KQ1 2026OLDER
Hennion & Walsh Asset Management, Inc.$3.5B AUM0.04%$1M62.4KQ2 2026
TWO SIGMA INVESTMENTS, LP$123.9B AUM0.04%$52M2.35MQ1 2026OLDER
Advisors Asset Management, Inc.$6.0B AUM0.04%$2M108.4KQ1 2026OLDER
FOUNDATIONS INVESTMENT ADVISORS, LLC$8.1B AUM0.04%$3M135.5KQ1 2026OLDER
CONFLUENCE INVESTMENT MANAGEMENT LLC$6.4B AUM0.04%$2M95.4KQ2 2026
SageGuard Financial Group, LLC$646M AUM0.03%$214,3359.7KQ1 2026OLDER
Burk Holdings LLC$233M AUM0.03%$67,8643.1KQ1 2026OLDER
Inspire Advisors, LLC$1.2B AUM0.03%$323,12914.6KQ1 2026OLDER
1900 WEALTH MANAGEMENT LLC$1.6B AUM0.03%$404,17718.3KQ1 2026OLDER
LBMC INVESTMENT ADVISORS, LLC$1.6B AUM0.02%$403,69018.3KQ1 2026OLDER
Rialto Wealth Management, LLC$445M AUM0.02%$106,3724.8KQ1 2026OLDER
DEARBORN PARTNERS LLC$1.8B AUM0.02%$429,58119.4KQ1 2026OLDER
Beacon Pointe Advisors, LLC$18.9B AUM0.02%$4M196.8KQ1 2026OLDER
Aquatic Capital Management LLC$3.5B AUM0.02%$796,29236.0KQ4 2025OLDER
Campbell & CO Investment Adviser LLC$1.8B AUM0.02%$273,53412.5KQ3 2025OLDER
Catalyst Capital Advisors LLC$5.4B AUM0.02%$1M49.0KQ1 2026OLDER
BENJAMIN EDWARDS INC$10.1B AUM0.02%$2M88.2KQ1 2026OLDER
Promus Capital, LLC$157M AUM0.02%$30,2541.4KQ3 2025OLDER
VAN ECK ASSOCIATES CORP$133M AUM0.02%$24,9421.13MQ1 2026OLDER
Purpose Unlimited Inc.$2.4B AUM0.02%$408,12019.0KQ1 2026OLDER
OCCUDO QUANTITATIVE STRATEGIES LP$1.8B AUM0.02%$309,04812.9KQ1 2026OLDER
AlphaCore Capital LLC$4.2B AUM0.02%$685,63931.0KQ1 2026OLDER
Generali Investments CEE, investicni spolecnost, a.s.$1.9B AUM0.01%$282,20712.8KQ1 2026OLDER
Quantbot Technologies LP$2.4B AUM0.01%$348,01415.7KQ1 2026OLDER
VOLORIDGE INVESTMENT MANAGEMENT, LLC$25.0B AUM0.01%$3M147.3KQ1 2026OLDER
Belpointe Asset Management LLC$2.7B AUM0.01%$349,52015.8KQ1 2026OLDER
FIRST MANHATTAN CO. LLC.$36.1B AUM0.01%$4M188.9KQ1 2026OLDER
Key Capital Management, INC$151M AUM0.01%$17,298782Q1 2026OLDER
CAXTON ASSOCIATES LLP$4.4B AUM0.01%$581,81426.3KQ4 2025OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.01%$328,88514.7KQ1 2026OLDER
Connor, Clark & Lunn Investment Management Ltd.$43.4B AUM0.01%$4M188.9KQ4 2025OLDER
CreativeOne Wealth, LLC$4.3B AUM0.01%$460,76220.8KQ1 2026OLDER
Cetera Investment Advisers$94.0B AUM0.01%$10M452.7KQ1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.01%$545,21424.6KQ1 2026OLDER
Verition Fund Management LLC$15.4B AUM0.01%$2M88.4KQ4 2025OLDER
EAGLE GLOBAL ADVISORS LLC$2.8B AUM0.01%$206,8229.3KQ1 2026OLDER
1620 INVESTMENT ADVISORS, INC.$148M AUM0.01%$11,075500Q4 2025OLDER
Argent Trust Co$2.9B AUM0.01%$203,1689.3KQ3 2025OLDER
Triumph Capital Management$491M AUM0.01%$30,9681.4KQ1 2026OLDER
HAGER INVESTMENT MANAGEMENT SERVICES, LLC$182M AUM0.01%$11,060500Q1 2026OLDER
Leonteq Securities AG$2.7B AUM0.01%$154,8407.0KQ1 2026OLDER
WOLVERINE ASSET MANAGEMENT LLC$10.4B AUM0.01%$756,35634.6KQ3 2025OLDER
MARSHALL WACE, LLP$100.4B AUM0.01%$6M252.2KQ3 2025OLDER
XTX Topco Ltd$5.8B AUM0.01%$294,48413.3KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.01%$646,28029.2KQ1 2026OLDER
GRIMES & Co WEALTH MANAGEMENT, LLC$3.6B AUM0.00%$205,1399.3KQ4 2025OLDER
Engineers Gate Manager LP$8.0B AUM0.00%$389,24617.6KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$1M56.9KQ1 2026OLDER
Global Retirement Partners, LLC$5.6B AUM0.00%$256,65211.6KQ4 2025OLDER
Washington Trust Advisors, Inc.$1.2B AUM0.00%$55,3002.5KQ1 2026OLDER
Brevan Howard Capital Management LP$11.3B AUM0.00%$478,19021.6KQ1 2026OLDER
Quarry LP$558M AUM0.00%$22,7841.0KQ1 2026OLDER
Sumitomo Mitsui Trust Group, Inc.$154.5B AUM0.00%$6M284.8KQ1 2026OLDER
NFSG Corp$608M AUM0.00%$22,1201.0KQ1 2026OLDER
DRW Securities, LLC$7.2B AUM0.00%$246,96911.2KQ1 2026OLDER
Jump Financial, LLC$7.5B AUM0.00%$281,77612.9KQ3 2025OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$88,4264.0KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$19M854.1KQ1 2026OLDER
Quadrature Capital Ltd$8.4B AUM0.00%$231,50710.6KQ3 2025OLDER
BALYASNY ASSET MANAGEMENT L.P.$77.1B AUM0.00%$2M90.9KQ1 2026OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$9M402.9KQ1 2026OLDER
Legal & General Group Plc$432.4B AUM0.00%$10M443.1KQ1 2026OLDER
Elequin Capital, LP$1.2B AUM0.00%$26,0351.2KQ1 2026OLDER
Centiva Capital, LP$13.6B AUM0.00%$226,42610.4KQ3 2025OLDER
Dunhill Financial, LLC$424M AUM0.00%$8,848400Q1 2026OLDER
MILLENNIUM MANAGEMENT LLC$240.3B AUM0.00%$5M204.5KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$17M751.7KQ1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$6M264.7KQ1 2026OLDER
FRANKLIN RESOURCES INC$408.3B AUM0.00%$7M329.1KQ1 2026OLDER
HHM Wealth Advisors, LLC$869M AUM0.00%$15,484700Q1 2026OLDER
Vident Advisory, LLC$11.7B AUM0.00%$205,5619.3KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M55.0KQ1 2026OLDER
Parallel Advisors, LLC$5.6B AUM0.00%$92,5724.2KQ2 2026
EverSource Wealth Advisors, LLC$3.3B AUM0.00%$51,5172.3KQ1 2026OLDER
Neuberger Berman Group LLC$131.4B AUM0.00%$2M92.5KQ1 2026OLDER
Trexquant Investment LP$13.9B AUM0.00%$212,6409.6KQ1 2026OLDER
TOTH FINANCIAL ADVISORY CORP$911M AUM0.00%$13,272600Q1 2026OLDER
TCTC Holdings, LLC$3.5B AUM0.00%$47,3122.1KQ4 2025OLDER
North Star Investment Management Corp.$1.7B AUM0.00%$22,6731.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$5M231.7KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$478,25821.6KQ1 2026OLDER
CENTRAL TRUST Co$5.1B AUM0.00%$59,7242.7KQ1 2026OLDER
SageView Advisory Group, LLC$3.0B AUM0.00%$34,3551.6KQ4 2025OLDER
SIGNATUREFD, LLC$6.5B AUM0.00%$75,4133.4KQ1 2026OLDER
Weiss Asset Management LP$5.9B AUM0.00%$63,0862.9KQ1 2026OLDER
Geneos Wealth Management Inc.$4.3B AUM0.00%$42,6921.9KQ1 2026OLDER
Qube Research & Technologies Ltd$89.9B AUM0.00%$926,25242.4KQ3 2025OLDER
Wilmington Savings Fund Society, FSB$4.2B AUM0.00%$35,3921.6KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$705,52531.9KQ1 2026OLDER
Larson Financial Group LLC$3.1B AUM0.00%$22,1201.0KQ1 2026OLDER
Archer Investment Corp$469M AUM0.00%$3,135142Q1 2026OLDER
GOLDMAN SACHS GROUP INC$870.9B AUM0.00%$5M229.1KQ4 2025OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$1M56.6KQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$385,77617.4KQ1 2026OLDER
Farther Finance Advisors, LLC$10.6B AUM0.00%$59,2602.7KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$2M105.5KQ1 2026OLDER
Union Bancaire Privee, UBP SA$7.2B AUM0.00%$36,1941.7KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$123,6005.6KQ1 2026OLDER
LRI Investments, LLC$1.1B AUM0.00%$5,530250Q1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$17,740802Q1 2026OLDER
Corient Private Wealth LLC$69.9B AUM0.00%$291,86913.4KQ3 2025OLDER
Spire Wealth Management$2.9B AUM0.00%$13,272600Q1 2026OLDER
MAI Capital Management$17.7B AUM0.00%$67,4893.1KQ1 2026OLDER
Hilton Head Capital Partners, LLC$177M AUM0.00%$66430Q1 2026OLDER
AdvisorNet Financial, Inc$1.9B AUM0.00%$6,558300Q3 2025OLDER
ProShare Advisors LLC$67.5B AUM0.00%$250,62011.3KQ1 2026OLDER
US BANCORP \DE\$82.4B AUM0.00%$303,04413.7KQ1 2026OLDER
CHILTON CAPITAL MANAGEMENT LLC$2.9B AUM0.00%$9,954450Q1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$3M121.6KQ1 2026OLDER
Point72 Asset Management, L.P.$78.1B AUM0.00%$305,31613.8KQ4 2025OLDER
MORGAN STANLEY$1.67T AUM0.00%$5M238.3KQ1 2026OLDER
WOLVERINE TRADING, LLC$138.7B AUM0.00%$434,21419.8KQ3 2025OLDER
Beaird Harris Wealth Management, LLC$1.6B AUM0.00%$4,358197Q1 2026OLDER
CITADEL ADVISORS LLC$618.5B AUM0.00%$2M75.4KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$242,43511.0KQ1 2026OLDER
Blue Trust, Inc.$8.7B AUM0.00%$23,2921.1KQ1 2026OLDER
JFS WEALTH ADVISORS, LLC$1.8B AUM0.00%$4,372200Q3 2025OLDER
Caitong International Asset Management Co., Ltd$541M AUM0.00%$1,37162Q1 2026OLDER
Squarepoint Ops LLC$85.1B AUM0.00%$213,1709.6KQ1 2026OLDER
Cubist Systematic Strategies, LLC$21.0B AUM0.00%$50,5402.3KQ3 2025OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$215,6049.7KQ1 2026OLDER
FIRST HORIZON CORP$2.4B AUM0.00%$4,424200Q1 2026OLDER
PRINCIPAL SECURITIES, INC.$6.8B AUM0.00%$10,099462Q3 2025OLDER
Wealthspire Advisors, LLC$12.7B AUM0.00%$30,9951.4KQ3 2025OLDER
Creative Planning$147.4B AUM0.00%$219,8229.9KQ1 2026OLDER
BARCLAYS PLC$416.3B AUM0.00%$544,76324.7KQ4 2025OLDER
DELTA ASSET MANAGEMENT LLC/TN$1.1B AUM0.00%$1,32760Q1 2026OLDER
FLAGSHIP HARBOR ADVISORS, LLC$2.3B AUM0.00%$2,415109Q4 2025OLDER
GROUP ONE TRADING LLC$52.2B AUM0.00%$57,6452.6KQ1 2026OLDER
SIMPLEX TRADING, LLC$149.1B AUM0.00%$159,9937.2KQ1 2026OLDER
BlackRock, Inc.$5.72T AUM0.00%$6M276.5KQ1 2026OLDER
BNP Paribas Asset Management Holding S.A.$86.1B AUM0.00%$813.7KQ4 2025OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$515,00023.3KQ1 2026OLDER
Invesco Ltd.$653.3B AUM0.00%$582,15426.3KQ1 2026OLDER
NORTHERN TRUST CORP$756.6B AUM0.00%$589,52026.7KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$924,04041.8KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$97,5274.4KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$102,9464.7KQ1 2026OLDER
STATE STREET CORP$2.90T AUM0.00%$2M69.1KQ1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$29,6811.3KQ4 2025OLDER
NBT BANK N A /NY$1.5B AUM0.00%$72533Q1 2026OLDER
DHJJ Financial Advisors, Ltd.$302M AUM0.00%$1115Q1 2026OLDER
NOMURA ASSET MANAGEMENT CO LTD$38.8B AUM0.00%$9,901447Q4 2025OLDER
NISA INVESTMENT ADVISORS, LLC$27.0B AUM0.00%$6,437291Q1 2026OLDER
JPMORGAN CHASE & CO$1.56T AUM0.00%$315,54214.7KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$88,1714.0KQ2 2026
GEODE CAPITAL MANAGEMENT, LLC$1.61T AUM0.00%$248,87211.3KQ1 2026OLDER
JONES FINANCIAL COMPANIES LLLP$208.1B AUM0.00%$24,7961.2KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$4,977225Q1 2026OLDER
Russell Investments Group, Ltd.$93.1B AUM0.00%$7,698348Q1 2026OLDER
ASSETMARK, INC$49.0B AUM0.00%$59727Q1 2026OLDER
HUNTINGTON NATIONAL BANK$18.1B AUM0.00%$442Q1 2026OLDER
CITIGROUP INC$234.5B AUM0.00%$221Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.