SEC 13F Intelligence

PFNPIMCO INCOME STRATEGY FD II

CUSIP 72201J104 · Yahoo Finance ↗ · Google Finance ↗

Pimco Income Strategy Fd II (PFN) has 121 institutional holders in Filings Flow’s 13F database, together reporting 14.15M shares worth $90M as of Q1 2026. The largest reported holders are Guggenheim Capital LLC, Lpl Financial LLC, and Ameriprise Financial Inc.

Institutional Holders
121
Q1 2026
Reported Value
$90M
Ticker
PFN
Quarters Tracked
10

Ownership Trend

Institutional holders
Q4 ’18: 65Q4 ’18Q1 ’19: 60Q2 ’19: 60Q2 ’19Q3 ’19: 62Q2 ’21: 75Q2 ’21Q4 ’21: 91Q4 ’22: 94Q4 ’22Q4 ’25: 119Q1 ’26: 121Q1 ’26Q2 ’26: 8filingsflow.com
Total reported value
Q4 ’18: $56MQ4 ’18Q1 ’19: $38MQ2 ’19: $32MQ2 ’19Q3 ’19: $485MQ2 ’21: $57MQ2 ’21Q4 ’21: $190MQ4 ’22: $38MQ4 ’22Q4 ’25: $113MQ1 ’26: $90MQ1 ’26Q2 ’26: $7Mfilingsflow.com

Holders

Mixed quarters
Manager% of PortfolioValueSharesQuarter
Shaker Financial Services, LLC$287M AUM0.91%$3M375.6KQ1 2026OLDER
Thomas J. Herzfeld Advisors, Inc.$294M AUM0.83%$2M319.6KQ3 2025OLDER
Whipplewood Advisors, LLC$193M AUM0.49%$938,804136.3KQ1 2026OLDER
Consolidated Portfolio Review Corp$1.1B AUM0.31%$2M320.3KQ3 2025OLDER
RIVERNORTH CAPITAL MANAGEMENT, LLC$2.0B AUM0.29%$6M838.1KQ1 2026OLDER
Mallini Complete Financial Planning LLC$140M AUM0.29%$400,67656.2KQ2 2026
Logan Stone Capital, LLC$360M AUM0.22%$802,334116.4KQ1 2026OLDER
Elm3 Financial Group, LLC$118M AUM0.22%$259,72537.7KQ1 2026OLDER
Noble Wealth Management PBC$223M AUM0.22%$489,56068.7KQ2 2026
Vanguard Capital Wealth Advisors$108M AUM0.19%$206,70030.0KQ1 2026OLDER
Verity Asset Management, Inc.$238M AUM0.16%$385,87256.0KQ1 2026OLDER
WJ Financial Advisors LLC$124M AUM0.16%$198,98928.9KQ1 2026OLDER
Keudell/Morrison Wealth Management$489M AUM0.15%$750,364108.9KQ1 2026OLDER
Burford Brothers, Inc.$244M AUM0.12%$280,83640.8KQ1 2026OLDER
PRIVATE TRUST CO NA$1.1B AUM0.11%$1M173.8KQ1 2026OLDER
Morey & Quinn Wealth Partners, LLC$141M AUM0.09%$121,95317.7KQ1 2026OLDER
WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC$340M AUM0.08%$284,55741.3KQ1 2026OLDER
GUGGENHEIM CAPITAL LLC$12.9B AUM0.08%$10M1.49MQ1 2026OLDER
RS CRUM INC.$517M AUM0.07%$384,11855.8KQ1 2026OLDER
Financial Alternatives, Inc$185M AUM0.07%$113,50915.0KQ3 2025OLDER
Semus Wealth Partners LLC$179M AUM0.07%$116,48415.3KQ3 2025OLDER
TrueMark Investments, LLC$514M AUM0.06%$332,56748.3KQ1 2026OLDER
Element Wealth, LLC$242M AUM0.06%$146,42121.3KQ1 2026OLDER
CoreCap Advisors, LLC$3.4B AUM0.05%$2M245.8KQ2 2026
WILLNER & HELLER, LLC$160M AUM0.05%$78,50611.0KQ2 2026
J.W. COLE ADVISORS, INC.$3.0B AUM0.05%$2M252.7KQ4 2025OLDER
Gridiron Partners, LLC$164M AUM0.05%$74,26010.8KQ1 2026OLDER
Addison Capital Co$562M AUM0.04%$249,51436.2KQ1 2026OLDER
Cypress Capital Group$889M AUM0.04%$324,91247.2KQ1 2026OLDER
Main Street Financial Solutions, LLC$1.3B AUM0.03%$429,09857.2KQ4 2025OLDER
Clear Creek Financial Management, LLC$1.3B AUM0.03%$367,38948.4KQ3 2025OLDER
Simplicity Wealth,LLC$1.8B AUM0.03%$554,14280.4KQ1 2026OLDER
Moors & Cabot, Inc.$2.3B AUM0.03%$728,493105.7KQ1 2026OLDER
RMG Wealth Management LLC$866M AUM0.03%$229,68117.6KQ4 2025OLDER
NFSG Corp$608M AUM0.03%$195,26025.7KQ3 2025OLDER
Shay Capital LLC$1.2B AUM0.03%$347,39450.4KQ1 2026OLDER
Certified Advisory Corp$1.1B AUM0.03%$302,75043.9KQ1 2026OLDER
AMERIFLEX GROUP, INC.$198M AUM0.03%$52,3787.6KQ1 2026OLDER
Concurrent Investment Advisors, LLC$9.2B AUM0.02%$2M302.0KQ1 2026OLDER
SeaCrest Wealth Management, LLC$903M AUM0.02%$170,15023.9KQ2 2026
Compound Planning, Inc.$3.3B AUM0.02%$553,78180.4KQ1 2026OLDER
TWO SIGMA SECURITIES, LLC$861M AUM0.02%$140,68720.4KQ1 2026OLDER
Integrity Advisory Solutions, LLC$757M AUM0.01%$108,26915.7KQ1 2026OLDER
Mach-1 Financial Group, LLC$284M AUM0.01%$89,56211.8KQ3 2025OLDER
HORIZON KINETICS ASSET MANAGEMENT LLC$9.2B AUM0.01%$1M191.5KQ1 2026OLDER
Wealth Alliance Advisory Group, LLC$632M AUM0.01%$82,68012.0KQ1 2026OLDER
BURNS J W & CO INC/NY$873M AUM0.01%$114,60915.1KQ3 2025OLDER
INDEPENDENT FINANCIAL GROUP, LLC$678M AUM0.01%$375,25149.8KQ1 2026OLDER
SHUFRO ROSE & CO LLC$1.5B AUM0.01%$180,51826.2KQ1 2026OLDER
EverSource Wealth Advisors, LLC$3.3B AUM0.01%$377,87154.8KQ1 2026OLDER
B. Riley Wealth Advisors, Inc.$1.6B AUM0.01%$170,17725.6KQ1 2026OLDER
XTX Topco Ltd$5.8B AUM0.01%$607,88488.2KQ1 2026OLDER
SMITH CHAS P & ASSOCIATES PA CPAS$1.8B AUM0.01%$193,39528.1KQ1 2026OLDER
Ameritas Advisory Services, LLC$2.6B AUM0.01%$263,36638.2KQ1 2026OLDER
SILVER OAK SECURITIES, INCORPORATED$1.4B AUM0.01%$129,20118.8KQ1 2026OLDER
Stratos Wealth Partners, LTD.$8.8B AUM0.01%$822,322119.3KQ1 2026OLDER
StoneX Group Inc.$1.9B AUM0.01%$195,34526.0KQ4 2025OLDER
Sonora Investment Management Group, LLC$1.4B AUM0.01%$116,12715.3KQ3 2025OLDER
IBEX WEALTH ADVISORS$1.1B AUM0.01%$83,39811.0KQ3 2025OLDER
Osbon Capital Management LLC$123M AUM0.01%$9,2391.3KQ1 2026OLDER
Turim 21 Investimentos Ltda.$399M AUM0.01%$17,9252.4KQ4 2025OLDER
HIGHLINE WEALTH PARTNERS LLC$392M AUM0.01%$25,7003.7KQ1 2026OLDER
Amplius Wealth Advisors, LLC$1.2B AUM0.01%$75,79011.0KQ1 2026OLDER
FIRST FOUNDATION ADVISORS$2.5B AUM0.01%$155,40222.6KQ1 2026OLDER
HUB Investment Partners, LLC$4.2B AUM0.01%$256,96837.3KQ1 2026OLDER
Apollon Wealth Management, LLC$6.2B AUM0.01%$357,84551.9KQ1 2026OLDER
Koshinski Asset Management, Inc.$1.6B AUM0.01%$87,90811.7KQ4 2025OLDER
Kovack Advisors, Inc.$1.9B AUM0.00%$84,57712.3KQ1 2026OLDER
CHOREO, LLC$8.1B AUM0.00%$328,87243.2KQ3 2025OLDER
SYNOVUS FINANCIAL CORP$8.7B AUM0.00%$358,51047.2KQ3 2025OLDER
GS Investments, Inc.$175M AUM0.00%$6,8901.0KQ1 2026OLDER
Savvy Advisors, Inc.$3.7B AUM0.00%$133,30119.3KQ1 2026OLDER
GPS Wealth Strategies Group, LLC$117M AUM0.00%$30,8824.1KQ3 2025OLDER
Pinnacle Wealth Planning Services, Inc.$968M AUM0.00%$30,7134.5KQ1 2026OLDER
CreativeOne Wealth, LLC$4.3B AUM0.00%$119,50717.3KQ1 2026OLDER
Murphy & Mullick Capital Management Corp$135M AUM0.00%$3,750500Q4 2025OLDER
Pinnacle Financial Partners, Inc.$13.1B AUM0.00%$318,25746.2KQ1 2026OLDER
Kestra Advisory Services, LLC$26.4B AUM0.00%$633,51291.0KQ1 2026OLDER
PINNACLE ASSOCIATES LTD$7.8B AUM0.00%$185,82327.0KQ1 2026OLDER
LPL Financial LLC$376.6B AUM0.00%$8M1.23MQ1 2026OLDER
World Investment Advisors$6.2B AUM0.00%$130,48418.9KQ1 2026OLDER
NewEdge Advisors, LLC$27.7B AUM0.00%$514,06374.6KQ2 2026
Geneos Wealth Management Inc.$4.3B AUM0.00%$77,85711.3KQ1 2026OLDER
COMMONWEALTH EQUITY SERVICES, LLC$71.6B AUM0.00%$1M185.9KQ1 2026OLDER
Sanctuary Advisors, LLC$18.5B AUM0.00%$328,50147.7KQ1 2026OLDER
Steward Partners Investment Advisory, LLC$19.6B AUM0.00%$341,08049.5KQ1 2026OLDER
AMERIPRISE FINANCIAL INC$431.8B AUM0.00%$7M1.07MQ1 2026OLDER
OSAIC HOLDINGS, INC.$68.3B AUM0.00%$1M166.3KQ1 2026OLDER
JNBA Financial Advisors$1.2B AUM0.00%$19,2622.8KQ1 2026OLDER
Sound Income Strategies, LLC$2.1B AUM0.00%$33,0234.8KQ1 2026OLDER
Ascentis Independent Advisors$1.3B AUM0.00%$20,6703.0KQ1 2026OLDER
HOLLENCREST CAPITAL MANAGEMENT$2.7B AUM0.00%$41,1206.0KQ1 2026OLDER
MARK SHEPTOFF FINANCIAL PLANNING, LLC$189M AUM0.00%$3,129300Q4 2025OLDER
Cetera Investment Advisers$94.0B AUM0.00%$1M198.5KQ1 2026OLDER
Summit Financial, LLC$7.8B AUM0.00%$100,32914.4KQ1 2026OLDER
BOOTHBAY FUND MANAGEMENT, LLC$7.7B AUM0.00%$96,37714.0KQ1 2026OLDER
Aptus Capital Advisors, LLC$12.7B AUM0.00%$171,95322.9KQ4 2025OLDER
Concord Wealth Partners$770M AUM0.00%$7,486986Q3 2025OLDER
Western Wealth Management, LLC$2.6B AUM0.00%$28,0344.1KQ1 2026OLDER
Advisory Services Network, LLC$7.5B AUM0.00%$72,23710.5KQ1 2026OLDER
Rockefeller Capital Management L.P.$56.4B AUM0.00%$525,31076.2KQ1 2026OLDER
Salomon & Ludwin, LLC$1.1B AUM0.00%$9,9911.4KQ1 2026OLDER
Colonial Trust Advisors$1.3B AUM0.00%$10,3351.5KQ1 2026OLDER
WELLS FARGO & COMPANY/MN$530.3B AUM0.00%$4M576.2KQ2 2026
Invesco Ltd.$653.3B AUM0.00%$5M692.3KQ1 2026OLDER
Key FInancial Inc$562M AUM0.00%$3,776548Q1 2026OLDER
RAYMOND JAMES FINANCIAL INC$324.4B AUM0.00%$2M303.0KQ1 2026OLDER
JOHNSON INVESTMENT COUNSEL INC$12.4B AUM0.00%$72,34510.5KQ1 2026OLDER
STIFEL FINANCIAL CORP$108.8B AUM0.00%$627,39091.1KQ1 2026OLDER
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO$162.4B AUM0.00%$874,334126.9KQ1 2026OLDER
CWM, LLC$38.1B AUM0.00%$200,36829.1KQ1 2026OLDER
Private Advisor Group, LLC$21.3B AUM0.00%$112,27316.3KQ1 2026OLDER
NOMURA HOLDINGS INC$37.7B AUM0.00%$181,20726.3KQ1 2026OLDER
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC$1.4B AUM0.00%$6,9001.0KQ1 2026OLDER
ROYAL BANK OF CANADA$570.1B AUM0.00%$3M378.0KQ1 2026OLDER
Lido Advisors, LLC$32.7B AUM0.00%$132,28319.0KQ1 2026OLDER
CREATIVE FINANCIAL DESIGNS INC /ADV$1.6B AUM0.00%$6,098885Q1 2026OLDER
MORGAN STANLEY$1.67T AUM0.00%$6M806.1KQ1 2026OLDER
COMERICA BANK$25.1B AUM0.00%$62,6718.4KQ4 2025OLDER
ENVESTNET ASSET MANAGEMENT INC$373.6B AUM0.00%$823,555119.5KQ1 2026OLDER
HighTower Advisors, LLC$94.2B AUM0.00%$199,97529.0KQ1 2026OLDER
BANK OF AMERICA CORP /DE/$1.37T AUM0.00%$3M400.6KQ1 2026OLDER
Focus Partners Wealth$89.9B AUM0.00%$180,62126.2KQ1 2026OLDER
Baird Financial Group, Inc.$64.0B AUM0.00%$115,75515.3KQ3 2025OLDER
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC$49.1B AUM0.00%$84,51312.3KQ1 2026OLDER
JANE STREET GROUP, LLC$777.2B AUM0.00%$1M186.7KQ1 2026OLDER
Allworth Financial LP$24.7B AUM0.00%$39,2015.7KQ1 2026OLDER
HARBOUR INVESTMENTS, INC.$6.5B AUM0.00%$10,0941.5KQ1 2026OLDER
Mariner, LLC$85.7B AUM0.00%$92,02013.4KQ1 2026OLDER
FIFTH THIRD BANCORP$54.7B AUM0.00%$53,3297.7KQ1 2026OLDER
UBS Group AG$666.3B AUM0.00%$568,69482.5KQ1 2026OLDER
Atlantic Union Bankshares Corp$5.2B AUM0.00%$4,134600Q1 2026OLDER
BANK OF MONTREAL /CAN/$268.5B AUM0.00%$100,56813.3KQ3 2025OLDER
US BANCORP \DE\$82.4B AUM0.00%$25,1353.6KQ1 2026OLDER
SUSQUEHANNA INTERNATIONAL GROUP, LLP$893.3B AUM0.00%$179,11226.0KQ1 2026OLDER
BNP PARIBAS FINANCIAL MARKETS$205.8B AUM0.00%$17,8382.6KQ1 2026OLDER
PNC FINANCIAL SERVICES GROUP, INC.$173.2B AUM0.00%$9,9931.4KQ1 2026OLDER
Tower Research Capital LLC (TRC)$3.8B AUM0.00%$416Q1 2026OLDER
CIBC Private Wealth Group LLC$59.2B AUM0.00%$23331Q4 2025OLDER
FMR LLC$1.90T AUM0.00%$51Q1 2026OLDER

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.