SEC 13F Intelligence

Managers / Q1 2026

Elm3 Financial Group, LLC

CIK 0002011201 · 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022 · 678-297-9500

Reported Value
$118M
Q1 2026
Positions
117
Filings on Record
6
2019–present window
Filed
Apr 13, 2026
original filing

Summary

Elm3 Financial Group, LLC reported $118M in U.S.-listed holdings across 117 positions for Q1 2026.

Its largest position, AMZN, represents 6.5% of the portfolio.

Compared with Q4 2025, the fund opened 8 new positions and exited 4.

Portfolio Metrics

Turnover
+7.2%
vs prior filed quarter
Top-10 Concentration
+37.9%
share of reported value
Largest Position
+6.5%
Amazon Com
New / Exited
8 / 4
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’24: $117MQ4 ’24Q1 ’25: $114MQ1 ’25Q2 ’25: $120MQ2 ’25Q3 ’25: $122MQ3 ’25Q4 ’25: $121MQ4 ’25Q1 ’26: $118MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 50.5%Common Stock: 42.6%Closed-End Fund: 5.9%ADR: 0.5%Other: 0.4%
  • ETP · 50.5% · $60M
  • Common Stock · 42.6% · $50M
  • Closed-End Fund · 5.9% · $7M
  • ADR · 0.5% · $620,476
  • Other · 0.4% · $456,391

Quarter-over-Quarter Changes full breakdown →

vs Q4 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VICTORY PORTFOLIOS IINEW+16.9K16.9K+$444,029$444,029
EMEEMCOR GROUP INCNEW+398398+$293,847$293,847
MPCMARATHON PETE CORPNEW+1.1K1.1K+$273,669$273,669
VANGUARD INTL EQUITY INDEX FNEW+2.9K2.9K+$239,809$239,809
ISHARES INCNEW+3.1K3.1K+$235,979$235,979
TTMITTM TECHNOLOGIES INCNEW+2.4K2.4K+$232,542$232,542
PROSHARES TRNEW+2.4K2.4K+$207,725$207,725
BONDBLOXX ETF TRUSTNEW+4.1K4.1K+$202,580$202,580

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2026

40 positions
#IssuerClass% PortfolioValueShares
1AMZNAMAZON COM INChistory →COM6.46%$8M36.7K
2NVDANVIDIA CORPORATIONhistory →COM6.09%$7M41.3K
3INVESCO EXCHANGE TRADED FD TS&P MDCP MOMNTUM · S&P500 EQL WGT · AEROSPACE DEFN5.04%$6M37.2K
4AVGOBROADCOM INChistory →COM4.27%$5M16.3K
5ISHARES TRMSCI USA MMENTM · US INFRASTRUC · RUS TP200 GR ETF3.57%$4M31.4K
6VANGUARD INDEX FDSSMALL CP ETF · MID CAP ETF · SML CP GRW ETF · TOTAL STK MKT3.48%$4M14.3K
7NDQINVESCO QQQ TRhistory →UNIT SER 13.39%$4M6.9K
8LLYELI LILLY & COhistory →COM3.13%$4M4.0K
9MSFTMICROSOFT CORPhistory →COM3.12%$4M10.0K
10FIDELITY COVINGTON TRUSTMSCI INFO TECH I · INTL MULTIFACTOR · ENHANCED LARGE3.12%$4M66.5K
11INVESCO ACTIVELY MANAGED EXCAAA CLO FLTNG RT3.08%$4M143.0K
12INVESCO EXCH TRADED FD TR IINASDAQ 100 ETF2.87%$3M14.3K
13AAPLAPPLE INChistory →COM2.84%$3M13.2K
14SCHWAB STRATEGIC TRHIGH YIELD BD ET2.07%$2M94.1K
15SPDR SERIES TRUSTSTATE STREET SPD2.05%$2M103.8K
16GOOGLALPHABET INChistory →CAP STK CL A1.98%$2M8.2K
17PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.86%$2M128.8K
18ISHARES INCMSCI STH KOR ETF · MSCI TAIWAN ETF1.77%$2M21.9K
19PTYPIMCO CORPORATE & INCOME OPPhistory →COM1.63%$2M160.0K
20HWMHOWMET AEROSPACE INChistory →COM1.49%$2M7.7K
21WRBBERKLEY W R CORPhistory →COM1.30%$2M23.3K
22T ROWE PRICE ETF INCUS HIGH YIELD1.24%$1M28.8K
23HDHOME DEPOT INChistory →COM1.20%$1M4.3K
24PHKPIMCO HIGH INCOME FDhistory →COM SHS1.01%$1M259.1K
25CGDVUSDCAPITAL GROUP DIVIDEND VALUESHS CREATION UNI1.00%$1M27.8K
26PIMCO ETF TRSR LN ACTIVE ETF0.95%$1M22.8K
27UAOSTERLING INFRASTRUCTURE INCCOM0.91%$1M2.6K
28ETFIS SER TR IVIRTUS REAVES UT0.90%$1M13.3K
29PGRPROGRESSIVE CORPCOM0.69%$811,5964.1K
30KLACKLA CORPCOM NEW0.67%$795,101540
31JANUS DETROIT STR TRHENDRSON AAA CL0.65%$768,04215.2K
32VANECK ETF TRUSTSEMICONDUCTR ETF0.64%$759,3452.0K
33VANGUARD SCOTTSDALE FDSVNG RUS2000GRW0.63%$741,6313.2K
34J P MORGAN EXCHANGE TRADED FUS QUALTY FCTR0.62%$736,27212.0K
35BLACKROCK ETF TRUST IIISHARES FLOATING0.61%$725,32814.3K
36COSTCOSTCO WHOLESALE CORPORATIONCOM0.60%$711,794714
37GDEWISDOMTREE TREFFICIENT GLD PL0.60%$710,41111.3K
38BXSLBLACKSTONE SECD LENDING FDCOMMON STOCK0.60%$706,80129.8K
39T7DTRANSDIGM GROUP INCCOM0.57%$680,310587
40DTMDT MIDSTREAM INCCOMMON STOCK0.54%$642,6854.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$118M117Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$121M113Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$122M111Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$120M108Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$114M101May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$117M90Jan 27, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.