SEC 13F Intelligence

Managers / Q4 2025 · view latest →

Elm3 Financial Group, LLC

CIK 0002011201 · 5755 NORTH POINT PARKWAY, SUITE 92, ALPHARETTA, GA, 30022 · 678-297-9500

Reported Value
$121M
Q4 2025
Positions
113
Filings on Record
6
2019–present window
Filed
Jan 22, 2026
original filing

Summary

Elm3 Financial Group, LLC reported $121M in U.S.-listed holdings across 113 positions for Q4 2025.

Its largest position, AMZN, represents 7.1% of the portfolio.

Compared with Q3 2025, the fund opened 17 new positions and exited 15.

Portfolio Metrics

Turnover
+12.7%
vs prior filed quarter
Top-10 Concentration
+48.9%
share of reported value
Largest Position
+7.1%
Amazon Com
New / Exited
17 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’24: $117MQ4 ’24Q1 ’25: $114MQ1 ’25Q2 ’25: $120MQ2 ’25Q3 ’25: $122MQ3 ’25Q4 ’25: $121MQ4 ’25Q1 ’26: $118MQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 47.0%Common Stock: 46.3%Closed-End Fund: 6.2%ADR: 0.5%
  • ETP · 47.0% · $57M
  • Common Stock · 46.3% · $56M
  • Closed-End Fund · 6.2% · $7M
  • ADR · 0.5% · $561,589

Quarter-over-Quarter Changes full breakdown →

vs Q3 2025 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SCHWAB STRATEGIC TRNEW+63.7K63.7K+$2M$2M
SPDR SERIES TRUSTNEW+69.7K69.7K+$2M$2M
PHKPIMCO HIGH INCOME FDNEW+209.1K209.1K+$1M$1M
UTESETFIS SER TR INEW+12.3K12.3K+$971,963$971,963
IFRAISHARES TRNEW+17.3K17.3K+$909,227$909,227
VBKVANGUARD INDEX FDSNEW+2.9K2.9K+$864,388$864,388
VTWGVANGUARD SCOTTSDALE FDSNEW+3.2K3.2K+$753,756$753,756
PKBINVESCO EXCHANGE TRADED FD TNEW+5.7K5.7K+$529,986$529,986

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2025

77 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AMZNAMAZON COM INChistory →COM7.06%$9M36.9K
2NVDANVIDIA CORPORATIONhistory →COM6.58%$8M42.5K
3FTECFIDELITY COVINGTON TRUSTMSCI INFO TECH I · INTL MULTIFACTOR · ENHANCED LARGE · MSCI COMMNTN SVC · BLUE CHIP GRWTH · ENHANCED EMRNGS · FUNDAMENTAL LARG · FUNDAMENTAL GLOB · MSCI HLTH CARE I · INT HG DIV ETF · FUNDAMENTAL DEVE6.34%$8M157.0K
4MTUMISHARES TRMSCI USA MMENTM · US INFRASTRUC · RUS TP200 GR ETF · MSCI POLAND ETF · RUS MD CP GR ETF · CORE S&P500 ETF5.06%$6M54.2K
5AVGOBROADCOM INChistory →COM4.73%$6M16.5K
6XMMOINVESCO EXCHANGE TRADED FD TS&P MDCP MOMNTUM · AEROSPACE DEFN · BUILDING & CONST · S&P500 EQL WGT · S&P MDCP QUALITY4.31%$5M38.3K
7MSFTMICROSOFT CORPhistory →COM4.06%$5M10.1K
8LLYELI LILLY & COhistory →COM3.66%$4M4.1K
9QQQINVESCO QQQ TRhistory →UNIT SER 13.56%$4M7.0K
10QQQMINVESCO EXCH TRADED FD TR IINASDAQ 100 ETF · RAFI DVLPD MRKTS · SR LN ETF3.54%$4M37.1K
11ICLOINVESCO ACTIVELY MANAGED EXChistory →AAA CLO FLTNG RT3.39%$4M159.8K
12VOVANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT · SML CP GRW ETF · SMALL CP ETF · MCAP GR IDXVIP3.31%$4M13.6K
13AAPLAPPLE INChistory →COM3.02%$4M13.4K
14GOOGLALPHABET INCCAP STK CL A · CAP STK CL C2.66%$3M10.2K
15PTYPIMCO CORPORATE & INCOME OPPhistory →COM1.78%$2M166.4K
16PDIPIMCO DYNAMIC INCOME FDhistory →SHS1.78%$2M120.9K
17EWYISHARES INCMSCI STH KOR ETF · MSCI TAIWAN ETF · MSCI SWEDEN ETF1.68%$2M27.3K
18HDHOME DEPOT INChistory →COM1.64%$2M5.7K
19XBISPDR SERIES TRUSTSTATE STREET SPD1.63%$2M72.3K
20WRBBERKLEY W R CORPhistory →COM1.41%$2M24.2K
21SCHWAB STRATEGIC TRHIGH YIELD BD ET1.40%$2M63.7K
22HWMHOWMET AEROSPACE INChistory →COM1.34%$2M7.9K
23THYFT ROWE PRICE ETF INChistory →US HIGH YIELD1.27%$2M29.3K
24LONZPIMCO ETF TRhistory →SR LN ACTIVE ETF1.20%$1M28.8K
25JCPBJ P MORGAN EXCHANGE TRADED FUS QUALTY FCTR · CORE PLUS BD ETF · INTRNL RES EQT1.17%$1M24.0K
26GDEWISDOMTREE TREFFICIENT GLD PL · US QUALITY GROW · INTL MIDCAP DV1.06%$1M20.0K
27CLOABLACKROCK ETF TRUST IIISHARES FLOATING · ISHARES AAA CLO1.06%$1M24.8K
28CGDVCAPITAL GROUP DIVIDEND VALUEhistory →SHS CREATION UNI1.00%$1M27.8K
29SMHVANECK ETF TRUSTSEMICONDUCTR ETF · PHARMACEUTCL ETF · FALLEN ANGEL HG0.86%$1M11.3K
30PHKPIMCO HIGH INCOME FDCOM SHS0.84%$1M209.1K
31UTESETFIS SER TR IVIRTUS REAVES UT0.81%$971,96312.3K
32PGRPROGRESSIVE CORPCOM0.81%$971,4924.3K
33BXSLBLACKSTONE SECD LENDING FDCOMMON STOCK0.78%$936,70235.6K
34STRLSTERLING INFRASTRUCTURE INCCOM0.69%$829,8832.7K
35JAAAJANUS DETROIT STR TRHENDRSON AAA CL0.67%$811,50616.0K
36TDGTRANSDIGM GROUP INCCOM0.66%$789,931594
37VTWGVANGUARD SCOTTSDALE FDSVNG RUS2000GRW0.63%$753,7563.2K
38KLACKLA CORPCOM NEW0.55%$661,004544
39COSTCOSTCO WHSL CORP NEWCOM0.51%$615,575714
40METAMETA PLATFORMS INCCL A0.51%$611,951927
41JPMJPMORGAN CHASE & CO.COM0.48%$580,6891.8K
42FLBLFRANKLIN TEMPLETON ETF TRSENIOR LOAN ETF0.48%$577,27824.6K
43DTMDT MIDSTREAM INCCOMMON STOCK0.47%$570,2144.8K
44PANWPALO ALTO NETWORKS INCCOM0.47%$569,7313.1K
45TSMTAIWAN SEMICONDUCTOR MFG LTDSPONSORED ADS0.47%$561,5891.8K
46FLDRFIDELITY MERRIMACK STR TRLOW DURTIN ETF0.46%$551,18111.0K
47VXUSVANGUARD STAR FDSVG TL INTL STK F0.44%$527,6277.0K
48NDAQNASDAQ INCCOM0.42%$501,9685.2K
49CEGCONSTELLATION ENERGY CORPCOM0.41%$495,2851.4K
50ACGLARCH CAP GROUP LTDORD0.40%$486,8495.1K
51PAVEGLOBAL X FDSUS INFR DEV ETF0.37%$440,2279.2K
52PCNPIMCO CORPORATE & INCM STRGCOM0.35%$427,46033.5K
53DPGDUFF & PHELPS UTLITY AND INFCOM0.35%$420,13133.1K
54SPYSPDR S&P 500 ETF TRTR UNIT0.32%$383,586563
55SPGIS&P GLOBAL INCCOM0.32%$381,534730
56ATOATMOS ENERGY CORPCOM0.31%$378,8442.3K
57VRTVERTIV HOLDINGS COCOM CL A0.31%$376,2752.3K
58ANETARISTA NETWORKS INCCOM SHS0.30%$360,2012.7K
59CRWDCROWDSTRIKE HLDGS INCCL A0.26%$318,757680
60MODMODINE MFG COCOM0.26%$313,7492.4K
61VFMVVANGUARD WELLINGTON FDUS MINIMUM0.25%$304,4142.3K
62BITBLACKROCK MULTI SECTOR INC TCOM0.24%$289,35722.2K
63PFNPIMCO INCOME STRATEGY FD IICOM0.24%$284,17537.9K
64MCKMCKESSON CORPCOM0.23%$280,539342
65PHPARKER-HANNIFIN CORPCOM0.22%$263,688300
66HYTBLACKROCK CORPOR HI YLD FD ICOM0.22%$262,39029.5K
67AZOAUTOZONE INCCOM0.21%$257,75476
68LEGG MASON ETF INVTFRANKLIN INTL LW0.21%$256,1947.0K
69EFOPROSHARES TRULTR MSCI ETF0.20%$246,2503.9K
70LMTLOCKHEED MARTIN CORPCOM0.20%$243,770504
71NRGNRG ENERGY INCCOM NEW0.20%$237,9051.5K
72PFLPIMCO INCOME STRATEGY FDCOM0.19%$231,27727.4K
73VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.19%$229,3401.0K
74BKSEBNY MELLON ETF TRUSTUS SMLCP CORE0.17%$200,4721.8K
75LNGCHENIERE ENERGY INCCOM NEW0.17%$200,3691.0K
76GOFGUGGENHEIM STRATEGIC OPPORTUCOM SBI0.11%$129,13510.0K
77BTZBLACKROCK CR ALLOCATION INCOCOM0.10%$123,46211.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$118M117Apr 13, 202613F-HRchanges · EDGAR ↗
Q4 2025$121M113Jan 22, 202613F-HRchanges · EDGAR ↗
Q3 2025$122M111Oct 21, 202513F-HRchanges · EDGAR ↗
Q2 2025$120M108Jul 23, 202513F-HRchanges · EDGAR ↗
Q1 2025$114M101May 6, 202513F-HRchanges · EDGAR ↗
Q4 2024$117M90Jan 27, 202513F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.