SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value
$6.0B
Q1 2023
Positions
1,650
Filings on Record
23
2019–present window
Filed
May 15, 2023
original filing

Summary

Cetera Advisors LLC reported $6.0B in U.S.-listed holdings across 1,650 positions for Q1 2023.

The portfolio is heavily concentrated: IVV alone accounts for 22.3% of reported value.

Compared with Q4 2022, the fund opened 140 new positions and exited 89.

Portfolio Metrics

Turnover
+5.9%
vs prior filed quarter
Top-10 Concentration
+43.5%
share of reported value
Largest Position
+22.3%
Ishares Tr
New / Exited
140 / 89
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $1.7BQ4 ’18Q1 ’19: $2.0BQ2 ’19: $2.3BQ3 ’19: $2.3BQ3 ’19Q4 ’19: $2.3BQ1 ’20: $1.9BQ2 ’20: $2.3BQ2 ’20Q3 ’20: $2.7BQ4 ’20: $3.1BQ1 ’21: $3.6BQ1 ’21Q2 ’21: $4.2BQ3 ’21: $5.1BQ4 ’21: $4.9BQ4 ’21Q1 ’22: $5.0BQ2 ’22: $4.4BQ3 ’22: $3.8BQ3 ’22Q4 ’22: $5.5BQ1 ’23: $6.0BQ2 ’23: $6.3BQ2 ’23Q3 ’23: $6.4BQ4 ’23: $7.2BQ1 ’24: $0Q1 ’24filingsflow.com

Portfolio Composition

By security type
ETP: 65.9%Common Stock: 29.8%REIT: 1.6%Other: 0.8%ADR: 0.7%Other: 1.2%
  • ETP · 65.9% · $4.0B
  • Common Stock · 29.8% · $1.8B
  • REIT · 1.6% · $96M
  • Other · 0.8% · $48M
  • ADR · 0.7% · $43M
  • Other · 1.2% · $70M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GFEBFIRST TR EXCHNG TRADED FD VINEW+346.3K346.3K+$10M$10M
COLUMBIA ETF TR INEW+91.9K91.9K+$3M$3M
COPXGLOBAL X FDSNEW+68.3K68.3K+$3M$3M
LINLINDE PLCNEW+6.3K6.3K+$2M$2M
HEDJWISDOMTREE TRNEW+17.8K17.8K+$1M$1M
FEBWAIM ETF PRODUCTS TRUSTNEW+52.4K52.4K+$1M$1M
GJANFIRST TR EXCHNG TRADED FD VINEW+36.3K36.3K+$1M$1M
SESEA LTDNEW+19.4K19.4K+$995,355$995,355

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

261 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IVVISHARES TRCORE S&P500 ETF · MSCI USA MIN VOL · SELECT DIVID ETF · RUS 1000 GRW ETF · RUS 1000 VAL ETF · CORE TOTAL USD · S&P 500 VAL ETF · CORE S&P MCP ETF · CORE S&P SCP ETF · 0-5 YR TIPS ETF · S&P 500 GRWT ETF · 10-20 YR TRS ETF · CORE DIV GRWTH · MSCI USA QLT FCT · MBS ETF · US TREAS BD ETF · EAFE GRWTH ETF · NATIONAL MUN ETF · IBOXX INV CP ETF · CORE US AGGBD ET · CORE S&P TTL STK · RUSSELL 2000 ETF · ESG AWR MSCI USA · 7-10 YR TRSY BD · CORE MSCI EAFE · EAFE VALUE ETF · RUS MID CAP ETF · U.S. TECH ETF · SHORT TREAS BD · 20 YR TR BD ETF · RUS 2000 GRW ETF · ISHS 1-5YR INVS · CORE HIGH DV ETF · RUS MD CP GR ETF · FALN ANGLS USD · US AER DEF ETF · S&P 100 ETF · PFD AND INCM SEC · 1 3 YR TREAS BD · MSCI EAFE MIN VL · MSCI EAFE ETF · US HLTHCARE ETF · GL CLEAN ENE ETF · CORE S&P US GWT · 0-3 MNTH TREASRY · FLTG RATE NT ETF · RUS TP200 GR ETF · RUS 1000 ETF · EXPANDED TECH · CORE MSCI INTL · RUS MDCP VAL ETF · INTL DIV GRWTH · RUS 2000 VAL ETF · JPMORGAN USD EMG · SHRT NAT MUN ETF · TIPS BD ETF · US HLTHCR PR ETF · GLOBAL 100 ETF · BLACKROCK ULTRA · IBONDS 25 TRM HG · DOW JONES US ETF · CORE S&P US VLU · 3 7 YR TREAS BD · CORE MSCI PAC · ISHS 5-10YR INVT · MSCI USA MMENTM · RUSSELL 3000 ETF · EXPND TEC SC ETF · COHEN STEER REIT · CONV BD ETF · IBOXX HI YD ETF · U.S. REAL ES ETF · US CONSM STAPLES · US INFRASTRUC · MICRO-CAP ETF · CORE MSCI EURO · MODERT ALLOC ETF · CORE MSCI TOTAL · U.S. MED DVC ETF · ISHARES BIOTECH · S&P SML 600 GWT22.28%$1.3B14.62M
2VTIVANGUARD INDEX FDSTOTAL STK MKT · S&P 500 ETF SHS · MID CAP ETF · GROWTH ETF · VALUE ETF · SMALL CP ETF · SM CP VAL ETF · REAL ESTATE ETF · MCAP VL IDXVIP · EXTEND MKT ETF3.98%$239M1.06M
3AAPLAPPLE INChistory →COM3.30%$198M1.20M
4FTSMFIRST TR EXCHANGE-TRADED FDFIRST TR ENH NEW · CAP STRENGTH ETF · RISNG DIVD ACHIV · MATERIALS ALPH · NASDAQ CYB ETF · FST LOW OPPT EFT · FT CBOE VEST S&P · TECH ALPHADEX · US EQTY OPPT ETF · SENIOR LN FD · FINLS ALPHADEX · INDXX NAT RE ETF · FIRST TR TA HIYL · NASD TECH DIV · DORSEY WRT 5 ETF · NAS CLNEDG GREEN2.81%$169M3.11M
5GFEBFIRST TR EXCHNG TRADED FD VIFT CBOE VEST US · CBOE VEST US EQ · CBOE VEST US EQT · FT CBOE DEEP BFR · US EQT BUFFER · TCW OPPORTUNIS · FT CBOE VEST 100 · FT CBOE VEST MAR · CBOE VEST FD DEP · CBOE VEST BUFERD · CBOE EQT BUFER · FT CBOE EQTY BFR · FT CBOE VST INTL · CBOE VEST US BUF · FT CBOE VEST BFR · CBOE EQT DEP NOV · CBOE VEST NAS100 · VEST US BUFFER2.04%$122M4.27M
6RSPINVESCO EXCHANGE TRADED FD TS&P500 EQL WGT · S&P500 QUALITY · S&P 500 GARP ETF · INTL DIVI ACHI · S&P 500 TOP 50 · S&P500 EQL HLT1.88%$113M1.30M
7GSLCGOLDMAN SACHS ETF TRACTIVEBETA US LG · ACTIVEBETA INT · ACCES TREASURY1.85%$111M1.75M
8SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.83%$110M268.6K
9XLVSELECT SECTOR SPDR TRSBI HEALTHCARE · ENERGY · TECHNOLOGY · FINANCIAL · SBI CONS STPLS · SBI INT-INDS · SBI CONS DISCR · SBI INT-UTILS · COMMUNICATION · SBI MATERIALS · RL EST SEL SEC1.81%$109M1.38M
10BNDVANGUARD BD INDEX FDSTOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM · LONG TERM BOND1.67%$101M1.34M
11BILSPDR SER TRBLOOMBERG 1-3 MO · S&P REGL BKG · PRTFLO S&P500 VL · PORTFLI INTRMDIT · S&P DIVID ETF · S&P SEMICNDCTR · S&P BIOTECH · PRTFLO S&P500 GW · PORTFOLIO S&P500 · S&P 600 SML CAP · PORTFOLIO SHORT · PORTFOLIO AGRGTE · PORTFOLIO INTRMD · PORTFOLIO SH TSR · PORTFOLIO LN TSR1.52%$91M1.61M
12EPSWISDOMTREE TRUS LARGECAP FUND · FLOATNG RAT TREA · US QTLY DIV GRT · US LARGECAP DIVD · US SMALLCAP FUND · CURRNCY INT EQ · US HIGH DIVIDEND · US MIDCAP FUND · DYNAMIC INT EQ · EM EX ST-OWNED · EMG MKTS SMCAP · EMER MKT HIGH FD · ITL HDG QTLY DIV1.49%$89M1.95M
13SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · INTL EQTY ETF · INT-TRM U.S TRES · US LCAP VA ETF · US TIPS ETF · SHT TM US TRES1.47%$88M1.45M
14MSFTMICROSOFT CORPhistory →COM1.32%$79M273.9K
15JEPIJ P MORGAN EXCHANGE TRADED FEQUITY PREMIUM · ULTRA SHRT INC · CORE PLUS BD ETF1.01%$60M1.14M
16GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.97%$58M562.3K
17AMZNAMAZON COM INChistory →COM0.94%$57M548.8K
18COWZPACER FDS TRUS CASH COWS 100 · TRENDP US LAR CP · GLOBL CASH ETF · TRENDPILOT 100 · TRENDP US MID CP · LUNT LRG CP ALTR0.91%$55M1.32M
19VXUSVANGUARD STAR FDShistory →VG TL INTL STK F0.88%$53M960.0K
20BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW · CL A0.84%$50M155.9K
21VGSHVANGUARD SCOTTSDALE FDSSHORT TERM TREAS · SHRT TRM CORP BD · INT-TERM CORP · MTG-BKD SECS ETF · VNG RUS1000GRW0.79%$48M783.8K
22QQQINVESCO QQQ TRhistory →UNIT SER 10.73%$44M136.2K
23FVDFIRST TR VALUE LINE DIVID INhistory →SHS0.67%$40M994.8K
24TSLATESLA INChistory →COM0.66%$39M190.1K
25FDLFIRST TR MORNINGSTAR DIVID Lhistory →SHS0.64%$39M1.09M
26PNOVINNOVATOR ETFS TRUS EQTY PWR BUF · US EQTY PWR BF · US EQT PWR BUF · US EQTY BUF DEC · US EQT ULTRA BF · US EQTY BUFR FEB · US EQTY BUF OCT0.60%$36M1.16M
27BSJPINVESCO EXCH TRD SLF IDX FDBULSHS 2023 HY · BULSHS 2025 HY · BULSHS 2024 HY · INVSCO BLSH 26 · BULETSHS 20270.57%$34M1.50M
28HDHOME DEPOT INChistory →COM0.57%$34M115.8K
29DFACDIMENSIONAL ETF TRUSTUS CORE EQUITY 2 · SHORT DURATION F0.55%$33M1.02M
30VHTVANGUARD WORLD FDSHEALTH CAR ETF · CONSUM STP ETF · INF TECH ETF · ENERGY ETF · UTILITIES ETF0.55%$33M152.3K
31GLDSPDR GOLD TRhistory →GOLD SHS0.52%$31M170.4K
32VYMVANGUARD WHITEHALL FDShistory →HIGH DIV YLD0.51%$30M288.1K
33CVXCHEVRON CORP NEWhistory →COM0.49%$29M178.5K
34JPMJPMORGAN CHASE & COhistory →COM0.47%$28M217.8K
35QQQMINVESCO EXCH TRADED FD TR IINASDAQ 100 ETF · S&P500 HDL VOL · S&P500 LOW VOL · S&P GBL WATER · KBW BK ETF0.47%$28M474.8K
36NVDANVIDIA CORPORATIONhistory →COM0.44%$26M94.7K
37IEMGISHARES INCCORE MSCI EMKT · MSCI GBL MIN VOL0.41%$24M469.8K
38PGPROCTER AND GAMBLE COhistory →COM0.40%$24M162.6K
39EXMOCEXXON MOBIL CORPhistory →COM0.40%$24M217.7K
40JNJJOHNSON & JOHNSONhistory →COM0.38%$23M145.9K
41VNLAJANUS DETROIT STR TRhistory →HENDRSN SHRT ETF0.38%$23M473.2K
42DISDISNEY WALT COhistory →COM0.37%$22M220.5K
43PAVEGLOBAL X FDSUS INFR DEV ETF · LITHIUM BTRY ETF · NASDAQ 100 COVER · GLOBAL X COPPER · GLOBAL X URANIUM0.35%$21M742.5K
44PECOPHILLIPS EDISON & CO INChistory →COMMON STOCK0.35%$21M643.7K
45HONHONEYWELL INTL INChistory →COM0.34%$21M107.4K
46LMTLOCKHEED MARTIN CORPhistory →COM0.34%$20M43.3K
47DEDEERE & COhistory →COM0.32%$19M46.9K
48VVISA INChistory →COM CL A0.32%$19M85.7K
49CRMSALESFORCE INChistory →COM0.32%$19M95.2K
50BNDXVANGUARD CHARLOTTE FDShistory →TOTAL INT BD ETF0.31%$19M382.1K
51MAMASTERCARD INCORPORATEDhistory →CL A0.30%$18M49.8K
52ABBVABBVIE INChistory →COM0.28%$17M106.4K
53VEAVANGUARD TAX-MANAGED FDShistory →VAN FTSE DEV MKT0.28%$17M372.1K
54INTCINTEL CORPhistory →COM0.27%$16M501.1K
55VOOGVANGUARD ADMIRAL FDS INC500 GRTH IDX F · SMLLCP 600 IDX · 500 VAL IDX FD · MIDCP 400 IDX0.27%$16M132.5K
56KOCOCA COLA COhistory →COM0.26%$16M251.3K
57MCDMCDONALDS CORPhistory →COM0.26%$16M55.5K
58MOALTRIA GROUP INChistory →COM0.26%$15M345.5K
59COSTCOSTCO WHSL CORP NEWhistory →COM0.26%$15M30.9K
60EPDENTERPRISE PRODS PARTNERS Lhistory →COM0.25%$15M583.3K
61UNHUNITEDHEALTH GROUP INChistory →COM0.25%$15M31.6K
62VZVERIZON COMMUNICATIONS INChistory →COM0.25%$15M379.5K
63PEPPEPSICO INChistory →COM0.24%$14M79.4K
64OREALTY INCOME CORPhistory →COM0.23%$14M217.5K
65SMMUPIMCO ETF TRSHTRM MUN BD ACT · ACTIVE BD ETF0.23%$14M254.7K
66METAMETA PLATFORMS INChistory →CL A0.22%$13M63.6K
67DIVOAMPLIFY ETF TRhistory →CWP ENHANCED DIV0.22%$13M365.3K
68GDXVANECK ETF TRUSTGOLD MINERS ETF · AGRIBUSINESS ETF · MRNGSTR WDE MOAT0.21%$13M290.5K
69VIGVANGUARD SPECIALIZED FUNDShistory →DIV APP ETF0.21%$13M81.6K
70LOWLOWES COS INChistory →COM0.21%$12M61.8K
71TAT&T INChistory →COM0.20%$12M638.0K
72BABOEING COhistory →COM0.20%$12M57.4K
73LATTICE STRATEGIES TRHARTFORD MLT DIV0.19%$11M454.3K
74PMPHILIP MORRIS INTL INChistory →COM0.19%$11M115.9K
75MRKMERCK & CO INChistory →COM0.19%$11M105.5K
76PYPLPAYPAL HLDGS INChistory →COM0.18%$11M144.5K
77TXNTEXAS INSTRS INChistory →COM0.18%$11M58.8K
78TWO RDS SHARED TRCONDCTR GBL EQTY0.18%$11M804.1K
79AMTAMERICAN TOWER CORP NEWhistory →COM0.18%$11M52.1K
80IBMINTERNATIONAL BUSINESS MACHShistory →COM0.18%$11M81.2K
81NLYANNALY CAPITAL MANAGEMENT INhistory →COM NEW0.18%$11M555.0K
82LEGG MASON ETF INVTFRANKLIN INTL LW · FRANKLIN US LOW0.17%$10M343.5K
83PFEPFIZER INChistory →COM0.17%$10M250.7K
84VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE SMCAP ETF · ALLWRLD EX US0.17%$10M182.3K
85WMTWALMART INChistory →COM0.17%$10M68.4K
86OKEONEOK INC NEWCOM0.17%$10M156.7K
87LLYLILLY ELI & COCOM0.16%$10M28.8K
88ETNEATON CORP PLCSHS0.16%$10M56.5K
89PULSPGIM ETF TRPGIM ULTRA SH BD0.16%$9M191.1K
90EYLDCAMBRIA ETF TREMRG SHAREHLDR · SHSHLD YIELD ETF · TRINITY0.16%$9M294.3K
91STARBOARD INVT TRRH TACTICAL ROT · ADAPTIVE ALPHA · RH TACTICAL OUTL0.15%$9M649.4K
92FBNDFIDELITY MERRIMACK STR TRTOTAL BD ETF0.15%$9M200.5K
93MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.15%$9M20.0K
94NEENEXTERA ENERGY INCCOM0.15%$9M115.6K
95SPDWSPDR INDEX SHS FDSPORTFOLIO DEVLPD · PORTFOLIO EMG MK0.15%$9M269.1K
96WPCWP CAREY INCCOM0.14%$9M112.1K
97LISTED FD TRHORIZON KINETICS0.14%$9M280.9K
98NOBLPROSHARES TRS&P 500 DV ARIST · ONLINE RTL ETF0.14%$9M136.4K
99KMIKINDER MORGAN INC DELCOM0.14%$9M490.7K
100RTXRAYTHEON TECHNOLOGIES CORPCOM0.14%$9M87.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2024$01May 24, 2024RESTATEMENTchanges · EDGAR ↗
Q4 2023$7.2B1,788Feb 13, 202413F-HRchanges · EDGAR ↗
Q3 2023$6.4B1,700Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$6.3B1,652Aug 10, 202313F-HRchanges · EDGAR ↗
Q1 2023$6.0B1,650May 15, 202313F-HRchanges · EDGAR ↗
Q4 2022$5.5B1,603Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$3.8B1,367Nov 14, 202213F-HRchanges · EDGAR ↗
Q2 2022$4.4B1,363Aug 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$5.0B1,409May 12, 202213F-HRchanges · EDGAR ↗
Q4 2021$4.9B1,436Feb 14, 202213F-HRchanges · EDGAR ↗
Q3 2021$5.1B1,408Nov 16, 202113F-HRchanges · EDGAR ↗
Q2 2021$4.2B1,321Aug 13, 202113F-HRchanges · EDGAR ↗
Q1 2021$3.6B1,211May 17, 202113F-HRchanges · EDGAR ↗
Q4 2020$3.1B1,034Feb 17, 202113F-HRchanges · EDGAR ↗
Q3 2020$2.7B953Nov 13, 202013F-HRchanges · EDGAR ↗
Q2 2020$2.3B913Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$1.9B808May 8, 202013F-HRchanges · EDGAR ↗
Q4 2019$2.3B918Feb 10, 202013F-HRchanges · EDGAR ↗
Q3 2019$2.3B889Nov 6, 201913F-HRchanges · EDGAR ↗
Q2 2019$2.3B932Aug 12, 201913F-HRchanges · EDGAR ↗
Q1 2019$2.0B1,230May 6, 201913F-HRchanges · EDGAR ↗
Q4 2018$1.7B844Feb 15, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.