Managers / Q2 2020 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$2.3B

Q2 2020

Positions

913

Filings on Record

2019–present window

Filed

Aug 13, 2020

original filing

Summary

Cetera Advisors LLC reported $2.3B in U.S.-listed holdings across 913 positions for Q2 2020.

The portfolio is heavily concentrated: USMV alone accounts for 32.4% of reported value.

Compared with Q1 2020, the fund opened 163 new positions and exited 60.

Portfolio Metrics

Turnover

+5.4%

vs prior filed quarter

Top-10 Concentration

+52.0%

share of reported value

Largest Position

+32.4%

Ishares Tr

New / Exited

163 / 60

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 64.5% · $1.5B
Common Stock · 30.3% · $712M
Closed-End Fund · 1.7% · $40M
REIT · 1.2% · $27M
Other · 1.1% · $26M
Other · 1.2% · $28M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2020 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
QQQ INVESCO QQQ TR	NEW	+122.0K	122.0K	+$30M	$30M
XMLV INVESCO EXCH TRADED FD TR II	NEW	+284.2K	284.2K	+$12M	$12M
FTCS FIRST TR NASDAQ-100 TECH IND	NEW	+160.6K	160.6K	+$9M	$9M
XMHQ INVESCO EXCHANGE TRADED FD T	NEW	+142.7K	142.7K	+$8M	$8M
FSKR FS KKR CAP CORP II	NEW	+258.3K	258.3K	+$3M	$3M
AMLP ALPS ETF TR	NEW	+129.2K	129.2K	+$3M	$3M
AGX ARGAN INC	NEW	+60.2K	60.2K	+$3M	$3M
RTX RAYTHEON TECHNOLOGIES CORP	NEW	+38.2K	38.2K	+$2M	$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2020

284 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI MIN VOL ETF · CORE S&P500 ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · CORE US AGGBD ET · SHORT TREAS BD · TIPS BD ETF · MSCI EAFE ETF · MIN VOL EAFE ETF · CORE S&P MCP ETF · RUS MD CP GR ETF · 1 3 YR TREAS BD · CORE MSCI EAFE · CORE DIV GRWTH · SH TR CRPORT ETF · RUS 1000 VAL ETF · 20 YR TR BD ETF · S&P 500 GRWT ETF · IBOXX INV CP ETF · PFD AND INCM SEC · BARCLAYS 7 10 YR · RUS 2000 GRW ETF · US TREAS BD ETF · SELECT DIVID ETF · RUSSELL 2000 ETF · USA MOMENTUM FCT · RUS MID CAP ETF · CORE MSCI TOTAL · CORE S&P TTL STK · 0-5YR HI YL CP · U.S. TECH ETF · S&P 100 ETF · DOW JONES US ETF · S&P 500 VAL ETF · MBS ETF · FLTG RATE NT ETF · US AER DEF ETF · USA QUALITY FCTR · CORE S&P US GWT · ESG MSCI USA ETF · NATIONAL MUN ETF · CORE HIGH DV ETF · JPMORGAN USD EMG · EAFE GRWTH ETF · U.S. MED DVC ETF · 3 7 YR TREAS BD · NASDAQ BIOTECH · RUS 2000 VAL ETF · RUS MDCP VAL ETF · EDGE MSCI USA VL · U.S. CNSM SV ETF · EXPND TEC SC ETF · INTRM TR CRP ETF · S&P SML 600 GWT · U.S. REAL ES ETF · EXPANDED TECH · CUR HD EURZN ETF · RUSSELL 3000 ETF · YLD OPTIM BD · RUS 1000 ETF · SP SMCP600VL ETF · GLOBAL TECH ETF · TRANS AVG ETF · EDEG HIG YLELD · INTL DIV GRWTH · CORE S&P US VLU · U.S. UTILITS ETF · IBONDS DEC25 ETF · CONSER ALLOC ETF · IBONDS DEC24 ETF · MRGSTR MD CP ETF · GLOBAL FINLS ETF · CMBS ETF · IBONDS DEC23 ETF · 0-5 YR TIPS ETF · A RATE CP BD ETF · GLOBAL ENERG ETF · GLOBAL 100 ETF · MSCI EMG MKT ETF · IBOXX HI YD ETF · MRNGSTR LG-CP GR · CORE 1 5 YR USD · MSCI USA ESG SLC · IBONDS DEC2026 · CORE TOTAL USD · MULTIFACTOR USA · S&P MC 400GR ETF · U.S. BAS MTL ETF · MULTIFACTOR INTL · GLOBAL REIT ETF · INTL SEL DIV ETF · MICRO-CAP ETF	32.44%	$761M	8.87M
2	SPY SPDR S&P 500 ETF TR history →	TR UNIT	4.70%	$110M	357.8K
3	AAPL APPLE INC history →	COM	3.70%	$87M	238.0K
4	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF · REAL ESTATE ETF · MID CAP ETF · VALUE ETF · SMALL CP ETF · EXTEND MKT ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP	2.32%	$54M	354.4K
5	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P MDCP QUALITY · S&P SMLCP LOW · DYNMC SOFTWARE · S&P500 EQL TEC · DWA MOMENTUM · S&P500 EQL STP	2.19%	$51M	945.5K
6	AMZN AMAZON COM INC history →	COM	1.69%	$40M	14.3K
7	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI HEALTHCARE · SBI INT-FINL · SBI INT-UTILS · SBI CONS STPLS · SBI CONS DISCR · ENERGY · SBI INT-INDS · COMMUNICATION · SBI MATERIALS	1.31%	$31M	560.5K
8	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.29%	$30M	122.0K
9	XMLV INVESCO EXCH TRADED FD TR II	S&P500 LOW VOL · S&P MIDCP LOW · S&P500 HDL VOL · S&P GBL WATER	1.22%	$29M	652.9K
10	MSFT MICROSOFT CORP history →	COM	1.17%	$27M	134.6K
11	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM	1.10%	$26M	293.5K
12	DGRW WISDOMTREE TR	US QTLY DIV GRT · US MIDCAP DIVID · ITL HDG QTLY DIV · US LARGECAP DIVD · US SMALLCAP DIVD · US LARGECAP FUND · INTL QULTY DIV · US DIVID EX FNCL · US MIDCAP FUND · INTL MIDCAP DV · 90/60 BALNCED FD · CLOUD COMPUTNG · FLOATNG RAT TREA	1.04%	$24M	667.1K
13	GSLC GOLDMAN SACHS ETF TR	ACTIVEBETA US LG · ACTIVEBETA INT · ACCES TREASURY	1.03%	$24M	595.5K
14	LDSF FIRST TR EXCHNG TRADED FD VI	VEST US DEEP · US EQT DEEP DUFR · CBOE EQT BUFER · CBOE EQT DEP NOV · LOW DUR STRTGC · CBOE VEST US BUF · TCW OPPORTUNIS · US EQT BUFFER	0.99%	$23M	777.2K
15	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2023 HY · BULSHS 2025 HY · DEFENSIVE EQTY · BULSHS 2024 HY · INVSCO BLSH 26 · BULSHS 2021 HY · BULSHS 2023 CB · BULSHS 2022 HY · BULSHS 2020 CB · BULSHS 2022 CB	0.98%	$23M	934.0K
16	RDVY FIRST TR EXCHANGE-TRADED FD	RISNG DIVD ACHIV · FIRST TR ENH NEW · FST LOW OPPT EFT · TECH ALPHADEX · US EQTY OPPT ETF · NASDAQ CYB ETF · DORSEY WRT 5 ETF · HLTH CARE ALPH · NASD TECH DIV	0.97%	$23M	529.3K
17	GLD SPDR GOLD TR history →	GOLD SHS	0.92%	$22M	128.6K
18	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · INTRM TRM TRES · US LCAP GR ETF · US MID-CAP ETF · US DIVIDEND EQ · US TIPS ETF · US LRG CAP ETF	0.86%	$20M	409.0K
19	IEMG ISHARES INC	CORE MSCI EMKT · EM MKTS DIV ETF · MIN VOL EMRG MKT · MSCI STH KOR ETF · MIN VOL GBL ETF · MSCI EQUAL WEITE · ESG MSCI EM ETF	0.85%	$20M	440.6K
20	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.81%	$19M	13.4K
21	SDY SPDR SER TR	S&P DIVID ETF · SPDR BLOOMBERG · AEROSPACE DEF · S&P HOMEBUILD · PORTFOLIO SHORT · PORTFOLIO LN TSR · SSGA US LRG ETF · PORTFOLIO AGRGTE · BLMBRG BRC CNVRT · S&P 600 SML CAP · BLOOMBERG SRT TR · S&P BK ETF	0.81%	$19M	365.1K
22	VGSH VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS · SHRT TRM CORP BD · VNG RUS1000VAL · VNG RUS1000IDX · INT-TERM CORP	0.72%	$17M	208.2K
23	T AT&T INC history →	COM	0.69%	$16M	537.8K
24	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.67%	$16M	80.0K
25	VOOG VANGUARD ADMIRAL FDS INC	500 GRTH IDX F · SMLLCP 600 IDX · 500 VAL IDX FD · MIDCP 400 IDX	0.55%	$13M	94.9K
26	JPM JPMORGAN CHASE & CO history →	COM	0.51%	$12M	127.8K
27	FTCS FIRST TR NASDAQ-100 TECH IND	CAP STRENGTH ETF · DJ INTERNT IDX · NY ARCA BIOTECH	0.51%	$12M	175.7K
28	BAC BK OF AMERICA CORP history →	COM	0.50%	$12M	490.7K
29	HD HOME DEPOT INC history →	COM	0.48%	$11M	45.1K
30	FVD FIRST TR VALUE LINE DIVID IN history →	SHS	0.48%	$11M	370.4K
31	PG PROCTER AND GAMBLE CO history →	COM	0.48%	$11M	93.7K
32	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · INF TECH ETF · CONSUM STP ETF · UTILITIES ETF	0.47%	$11M	59.7K
33	MA MASTERCARD INCORPORATED history →	CL A	0.46%	$11M	36.3K
34	VXUS VANGUARD STAR FDS history →	VG TL INTL STK F	0.45%	$11M	215.5K
35	JNJ JOHNSON & JOHNSON history →	COM	0.44%	$10M	73.1K
36	VZ VERIZON COMMUNICATIONS INC history →	COM	0.43%	$10M	183.0K
37	CRM SALESFORCE COM INC	COM	0.42%	$10M	52.9K
38	V VISA INC	COM CL A	0.42%	$10M	51.2K
39	DIS DISNEY WALT CO	COM DISNEY	0.39%	$9M	81.9K
40	JPST J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC · JPMORGAN DIVER	0.38%	$9M	173.2K
41	HON HONEYWELL INTL INC	COM	0.36%	$9M	59.0K
42	FCX FREEPORT-MCMORAN INC	CL B	0.33%	$8M	660.7K
43	LMT LOCKHEED MARTIN CORP	COM	0.32%	$8M	20.6K
44	META FACEBOOK INC	CL A	0.32%	$7M	32.7K
45	EXMOC EXXON MOBIL CORP	COM	0.31%	$7M	161.1K
46	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.30%	$7M	33.1K
47	CVX CHEVRON CORP NEW	COM	0.30%	$7M	79.2K
48	DE DEERE & CO	COM	0.29%	$7M	43.9K
49	VYM VANGUARD WHITEHALL FDS	HIGH DIV YLD	0.29%	$7M	86.7K
50	PEP PEPSICO INC	COM	0.29%	$7M	51.4K
51	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP	0.28%	$7M	221.8K
52	BA BOEING CO	COM	0.28%	$6M	35.4K
53	MMM 3M CO	COM	0.26%	$6M	38.9K
54	STZ CONSTELLATION BRANDS INC	CL A	0.25%	$6M	33.9K
55	NOBL PROSHARES TR	S&P 500 DV ARIST · K1 FRE CRD OIL	0.25%	$6M	103.8K
56	ANNALY CAPITAL MANAGEMENT IN	COM	0.25%	$6M	887.6K
57	NVDA NVIDIA CORPORATION	COM	0.24%	$6M	15.1K
58	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.24%	$6M	48.7K
59	CLF CLEVELAND CLIFFS INC	COM	0.24%	$6M	1.02M
60	JHMM JOHN HANCOCK EXCHANGE TRADED	MULTIFACTOR MI	0.24%	$6M	157.5K
61	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.23%	$5M	95.0K
62	ISHARES GOLD TRUST	ISHARES	0.23%	$5M	316.4K
63	UGA UNITED STS GASOLINE FD LP	UNITS	0.22%	$5M	274.0K
64	KO COCA COLA CO	COM	0.21%	$5M	111.7K
65	COST COSTCO WHSL CORP NEW	COM	0.21%	$5M	16.0K
66	IBM INTERNATIONAL BUSINESS MACHS	COM	0.21%	$5M	40.2K
67	MRK MERCK & CO. INC	COM	0.20%	$5M	61.9K
68	INTC INTEL CORP	COM	0.20%	$5M	78.7K
69	INDEXIQ ETF TR	HDGD FTSE INTL · IQ CHAIKIN US	0.20%	$5M	239.2K
70	SBUX STARBUCKS CORP	COM	0.20%	$5M	63.5K
71	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF	0.20%	$5M	104.1K
72	HPF HANCOCK JOHN PFD INCOME FD I	COM	0.20%	$5M	255.8K
73	BMY BRISTOL-MYERS SQUIBB CO	COM	0.20%	$5M	78.3K
74	GDX VANECK VECTORS ETF TR	GOLD MINERS ETF · FALLEN ANGEL HG · MORNINGSTAR WIDE	0.19%	$5M	124.5K
75	UNH UNITEDHEALTH GROUP INC	COM	0.19%	$4M	15.2K
76	CSCO CISCO SYS INC	COM	0.19%	$4M	94.9K
77	ABBV ABBVIE INC	COM	0.19%	$4M	44.7K
78	TSLA TESLA INC	COM	0.19%	$4M	4.0K
79	ETF MANAGERS TR	PRIME MOBILE PAY · PRIME CYBR SCRTY	0.18%	$4M	90.0K
80	VEREIT INC	COM	0.18%	$4M	651.7K
81	QYLD GLOBAL X FDS	NASDAQ 100 COVER · RBTCS ARTFL INTE	0.17%	$4M	190.5K
82	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHNCD LW DUR AC	0.17%	$4M	35.6K
83	WMT WALMART INC	COM	0.17%	$4M	32.5K
84	NEE NEXTERA ENERGY INC	COM	0.16%	$4M	16.1K
85	JETS ETF SER SOLUTIONS	CBOE VEST S&P · US GLB JETS · ALPCLONE ALTER	0.16%	$4M	144.2K
86	PFE PFIZER INC	COM	0.16%	$4M	113.3K
87	USB US BANCORP DEL	COM NEW	0.15%	$4M	97.8K
88	PYPL PAYPAL HLDGS INC	COM	0.15%	$4M	20.5K
89	CVS CVS HEALTH CORP	COM	0.14%	$3M	51.9K
90	SHOP SHOPIFY INC	CL A	0.14%	$3M	3.5K
91	FSKR FS KKR CAP CORP II	COM	0.14%	$3M	258.3K
92	ABT ABBOTT LABS	COM	0.14%	$3M	35.7K
93	AMLP ALPS ETF TR	ALERIAN MLP	0.14%	$3M	129.2K
94	C CITIGROUP INC	COM NEW	0.14%	$3M	62.0K
95	BCV BANCROFT FD LTD	COM	0.13%	$3M	132.0K
96	DIA SPDR DOW JONES INDL AVERAGE	UT SER 1	0.13%	$3M	12.0K
97	MCD MCDONALDS CORP	COM	0.13%	$3M	16.4K
98	GENERAL ELECTRIC CO	COM	0.13%	$3M	442.5K
99	XEVVX EATON VANCE LTD DURATION INC	COM	0.13%	$3M	267.4K
100	NOC NORTHROP GRUMMAN CORP	COM	0.13%	$3M	9.8K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.