Managers / Q3 2021 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$5.1B

Q3 2021

Positions

1,408

Filings on Record

2019–present window

Filed

Nov 16, 2021

original filing

Summary

Cetera Advisors LLC reported $5.1B in U.S.-listed holdings across 1,408 positions for Q3 2021.

The portfolio is heavily concentrated: USMV alone accounts for 23.6% of reported value.

Compared with Q2 2021, the fund opened 168 new positions and exited 81.

Portfolio Metrics

Turnover

+2.9%

vs prior filed quarter

Top-10 Concentration

+44.3%

share of reported value

Largest Position

+23.6%

Ishares Tr

New / Exited

168 / 81

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 61.7% · $3.2B
Common Stock · 33.4% · $1.7B
REIT · 1.5% · $78M
ADR · 1.4% · $74M
Other · 0.9% · $45M
Other · 1.1% · $55M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
LTPZ PIMCO ETF TR	NEW	+94.9K	94.9K	+$8M	$8M
EES WISDOMTREE TR	NEW	+115.0K	115.0K	+$6M	$6M
GENERAL ELECTRIC CO	NEW	+41.5K	41.5K	+$4M	$4M
ISHARES TR	NEW	+126.0K	126.0K	+$3M	$3M
DDLS WISDOMTREE TR	NEW	+90.2K	90.2K	+$3M	$3M
DDWM WISDOMTREE TR	NEW	+96.3K	96.3K	+$3M	$3M
DIDIY DIDI GLOBAL INC	NEW	+305.6K	305.6K	+$2M	$2M
FIRST TR EXCHNG TRADED FD VI	NEW	+64.8K	64.8K	+$2M	$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

270 positions (from 500 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI USA MIN VOL · CORE S&P500 ETF · RUS 1000 GRW ETF · TIPS BD ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · CORE S&P SCP ETF · ISHS 1-5YR INVS · RUS MD CP GR ETF · 0-5 YR TIPS ETF · CORE DIV GRWTH · CORE S&P MCP ETF · MSCI EAFE ETF · RUS 1000 VAL ETF · S&P 500 VAL ETF · CORE MSCI EAFE · S&P 500 GRWT ETF · RUS 2000 GRW ETF · RUS MID CAP ETF · US TREAS BD ETF · PFD AND INCM SEC · S&P 100 ETF · RUS 1000 ETF · BARCLAYS 7 10 YR · ESG AWR MSCI USA · CORE S&P TTL STK · MSCI EAFE MIN VL · IBOXX INV CP ETF · MSCI USA MMENTM · CORE MSCI TOTAL · CORE S&P US GWT · EXPANDED TECH · EXPND TEC SC ETF · 0-5YR HI YL CP · NATIONAL MUN ETF · EAFE GRWTH ETF · SELECT DIVID ETF · CORE TOTAL USD · U.S. TECH ETF · US AER DEF ETF · GL CLEAN ENE ETF · RUS 2000 VAL ETF · MSCI USA VALUE · DOW JONES US ETF · MSCI USA QLT FCT · MSCI EMG MKT ETF · CORE HIGH DV ETF · EAFE VALUE ETF · 20 YR TR BD ETF · U.S. MED DVC ETF · CORE S&P US VLU · US HLTHCR PR ETF · IBONDS 25 TRM HG · ISHARES BIOTECH · S&P SML 600 GWT · FLTG RATE NT ETF · GLOBAL TECH ETF · RUSSELL 3000 ETF · U.S. REAL ES ETF · MICRO-CAP ETF · MSCI INTL QUALTY · ISHS 5-10YR INVT · 1 3 YR TREAS BD · RUS MDCP VAL ETF · GLOBAL 100 ETF · JPMORGAN USD EMG · GLOBAL FINLS ETF · CONV BD ETF · SHRT NAT MUN ETF · INTL DIV GRWTH · 3 7 YR TREAS BD · MORNINGSTAR GRWT · SP SMCP600VL ETF · US TECH BRKTHR · FALN ANGLS USD · ISHARES SEMICDTR · MSCI USA ESG SLC · MBS ETF · MRGSTR MD CP ETF	23.56%	$1.2B	11.50M
2	SPY SPDR S&P 500 ETF TR history →	TR UNIT	3.55%	$182M	424.8K
3	AAPL APPLE INC history →	COM	3.42%	$176M	1.24M
4	FTCS FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF · RISNG DIVD ACHIV · FIRST TR ENH NEW · US EQTY OPPT ETF · NASDAQ CYB ETF · INTL EQUITY OPP · NASDAQ BK ETF · DJ INTERNT IDX · FT CBOE VEST S&P · TECH ALPHADEX · NAS CLNEDG GREEN · FINLS ALPHADEX · WTR ETF · FST LOW OPPT EFT · DORSEY WRT 5 ETF · CLOUD COMPUTING · HLTH CARE ALPH	2.51%	$129M	2.10M
5	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · EXTEND MKT ETF · TOTAL STK MKT · GROWTH ETF · MID CAP ETF · REAL ESTATE ETF · SMALL CP ETF · VALUE ETF · SM CP VAL ETF · MCAP VL IDXVIP	2.15%	$110M	477.7K
6	FIXD FIRST TR EXCHNG TRADED FD VI	FT CBOE VEST BFR · FT CBOE VEST 100 · TCW OPPORTUNIS · US EQT DEEP DUFR · VEST US DEEP · CBOE EQT BUFER · CBOE VEST US EQ · CBOE VEST NAS100 · LOW DUR STRTGC · US EQT BUFFER · CBOE VEST US BUF · CBOE VEST US EQT · VEST US BUFFER	2.11%	$108M	3.52M
7	VGK VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF · FTSE EMR MKT ETF · FTSE SMCAP ETF	2.04%	$105M	1.59M
8	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P MDCP QUALITY · S&P 500 TOP 50 · DYNMC SOFTWARE · BUYBACK ACHIEV · S&P500 PUR VAL · S&P500 EQL TEC · S&P500 EQL HLT	1.79%	$92M	964.1K
9	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI HEALTHCARE · FINANCIAL · SBI CONS DISCR · SBI INT-UTILS · SBI CONS STPLS · COMMUNICATION · SBI MATERIALS · SBI INT-INDS · ENERGY	1.59%	$82M	1.04M
10	GSLC GOLDMAN SACHS ETF TR	ACTIVEBETA US LG · ACTIVEBETA INT	1.54%	$79M	1.18M
11	AMZN AMAZON COM INC history →	COM	1.27%	$65M	19.8K
12	MSFT MICROSOFT CORP history →	COM	1.25%	$64M	227.4K
13	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.24%	$64M	178.1K
14	TSLA TESLA INC history →	COM	1.23%	$63M	81.3K
15	BIL SPDR SER TR	SPDR BLOOMBERG · S&P REGL BKG · S&P BIOTECH · S&P TRANSN ETF · S&P HOMEBUILD · S&P DIVID ETF · S&P 600 SML CAP · AEROSPACE DEF · PORTFOLIO AGRGTE · S&P SEMICNDCTR · BLMBRG BRC CNVRT · PORTFOLIO SHORT · SSGA US LRG ETF · PRTFLO S&P500 HI · S&P KENSHO CLEAN · PORTFOLIO S&P500	1.09%	$56M	737.0K
16	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · INTRM TRM TRES · US DIVIDEND EQ · US LCAP GR ETF · US MID-CAP ETF · US LCAP VA ETF	1.08%	$55M	922.3K
17	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND	1.04%	$53M	621.7K
18	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	1.03%	$53M	19.8K
19	DGRW WISDOMTREE TR	US QTLY DIV GRT · ITL HDG QTLY DIV · US SMALLCAP FUND · US MIDCAP FUND · US LARGECAP FUND · US HIGH DIVIDEND · DYNAMIC INT EQ · US EFFICIENT COR · CURRNCY INT EQ · EM EX ST-OWNED · EMG MKTS SMCAP · CLOUD COMPUTNG · US MIDCAP DIVID · US SMALLCAP DIVD	1.00%	$51M	1.13M
20	JPST J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC · EQUITY PREMIUM · JPMORGAN DIVER	0.86%	$44M	820.3K
21	HD HOME DEPOT INC history →	COM	0.69%	$36M	108.7K
22	QQQM INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF · S&P500 LOW VOL · KBW BK ETF · S&P GBL WATER · S&P500 HDL VOL · DWA EMERG MKTS · NASDAQNXTGEN100 · SOLAR ETF	0.66%	$34M	523.8K
23	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.65%	$34M	115.6K
24	JPM JPMORGAN CHASE & CO history →	COM	0.64%	$33M	201.3K
25	VONV VANGUARD SCOTTSDALE FDS	VNG RUS1000VAL · SHORT TERM TREAS · SHRT TRM CORP BD · INT-TERM CORP	0.62%	$32M	448.4K
26	ARKK ARK ETF TR	INNOVATION ETF · GENOMIC REV ETF · NEXT GNRTN INTER · AUTNMUS TECHNLGY · FINTECH INNOVA	0.57%	$29M	308.8K
27	CLF CLEVELAND-CLIFFS INC NEW history →	COM	0.53%	$27M	1.37M
28	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 HY · BULSHS 2023 HY · INVSCO BLSH 26 · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2021 HY · BULSHS 2026 CB	0.49%	$25M	1.02M
29	GLD SPDR GOLD TR history →	GOLD SHS	0.48%	$24M	149.1K
30	DE DEERE & CO history →	COM	0.47%	$24M	72.6K
31	JNJ JOHNSON & JOHNSON history →	COM	0.44%	$23M	140.0K
32	FVD FIRST TR VALUE LINE DIVID IN history →	SHS	0.44%	$23M	576.7K
33	CRM SALESFORCE COM INC history →	COM	0.43%	$22M	82.2K
34	HON HONEYWELL INTL INC history →	COM	0.43%	$22M	104.2K
35	DIS DISNEY WALT CO history →	COM	0.43%	$22M	130.1K
36	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · INF TECH ETF · CONSUM STP ETF · COMM SRVC ETF	0.42%	$22M	91.1K
37	PG PROCTER AND GAMBLE CO history →	COM	0.42%	$22M	154.2K
38	BAC BK OF AMERICA CORP history →	COM	0.41%	$21M	496.3K
39	VXUS VANGUARD STAR FDS history →	VG TL INTL STK F	0.41%	$21M	329.7K
40	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDPILOT US BD · TRENDP 100 ETF · TRENDP US MID CP · US CASH COWS 100 · BNCHMRK INFRA	0.40%	$20M	567.2K
41	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · 500 VAL IDX FD · MIDCP 400 IDX	0.40%	$20M	100.8K
42	DIA SPDR DOW JONES INDL AVERAGE history →	UT SER 1	0.40%	$20M	60.1K
43	NVDA NVIDIA CORPORATION history →	COM	0.39%	$20M	97.6K
44	NIO NIO INC history →	SPON ADS	0.39%	$20M	565.2K
45	META FACEBOOK INC history →	CL A	0.38%	$19M	57.2K
46	VZ VERIZON COMMUNICATIONS INC history →	COM	0.37%	$19M	349.2K
47	T AT&T INC history →	COM	0.36%	$19M	686.2K
48	FCX FREEPORT-MCMORAN INC history →	CL B	0.36%	$18M	567.4K
49	JETS ETF SER SOLUTIONS	US GLB JETS · APTUS DEFINED · DEFIANCE NEXT · NATIONWIDE RSK	0.36%	$18M	687.3K
50	PAVE GLOBAL X FDS	US INFR DEV ETF · NASDAQ 100 COVER · LITHIUM BTRY ETF · RBTCS ARTFL INTE	0.36%	$18M	657.4K
51	LTPZ PIMCO ETF TR	15+ YR US TIPS · ACTIVE BD ETF · ENHAN SHRT MA AC	0.35%	$18M	183.0K
52	V VISA INC history →	COM CL A	0.34%	$18M	78.8K
53	NOC NORTHROP GRUMMAN CORP history →	COM	0.32%	$16M	45.4K
54	MO ALTRIA GROUP INC history →	COM	0.31%	$16M	352.1K
55	DIVO AMPLIFY ETF TR	CWP ENHANCED DIV · BLACKSWAN GRWT · ONLIN RETL ETF	0.31%	$16M	405.0K
56	VYM VANGUARD WHITEHALL FDS history →	HIGH DIV YLD	0.31%	$16M	152.6K
57	IEMG ISHARES INC	CORE MSCI EMKT · ESG AWR MSCI EM · MSCI GBL MIN VOL	0.30%	$15M	263.9K
58	LMT LOCKHEED MARTIN CORP history →	COM	0.30%	$15M	44.0K
59	MCD MCDONALDS CORP history →	COM	0.29%	$15M	62.5K
60	MA MASTERCARD INCORPORATED history →	CL A	0.28%	$14M	41.2K
61	EH EHANG HLDGS LTD history →	ADS	0.27%	$14M	576.9K
62	CVX CHEVRON CORP NEW history →	COM	0.26%	$13M	131.6K
63	BNDX VANGUARD CHARLOTTE FDS history →	TOTAL INT BD ETF	0.25%	$13M	225.2K
64	MGC VANGUARD WORLD FD	MEGA CAP INDEX · MEGA GRWTH IND	0.25%	$13M	70.9K
65	FLQL FRANKLIN TEMPLETON ETF TR	LIBERTYQ US EQT · LIBERTYQ US MID	0.24%	$13M	293.6K
66	AMT AMERICAN TOWER CORP NEW history →	COM	0.24%	$13M	47.1K
67	UNITED STATES STL CORP NEW	COM	0.24%	$12M	560.9K
68	PEP PEPSICO INC history →	COM	0.23%	$12M	77.5K
69	BA BOEING CO history →	COM	0.22%	$11M	52.1K
70	NOBL PROSHARES TR	S&P 500 DV ARIST · SHRT 20+YR TRE · ONLINE RTL ETF	0.22%	$11M	233.0K
71	EXMOC EXXON MOBIL CORP history →	COM	0.22%	$11M	192.9K
72	COST COSTCO WHSL CORP NEW history →	COM	0.22%	$11M	25.0K
73	KO COCA COLA CO history →	COM	0.22%	$11M	210.7K
74	ETF MANAGERS TR	PRIME MOBILE PAY · ETFMG ALTR HRVST · PRIME CYBR SCRTY	0.21%	$11M	422.9K
75	MDY SPDR S&P MIDCAP 400 ETF TR history →	UTSER1 S&PDCRP	0.21%	$11M	22.6K
76	ANNALY CAPITAL MANAGEMENT IN	COM	0.21%	$11M	1.28M
77	PFE PFIZER INC history →	COM	0.21%	$11M	245.0K
78	WMT WALMART INC	COM	0.19%	$10M	71.2K
79	OKE ONEOK INC NEW	COM	0.19%	$10M	168.2K
80	PM PHILIP MORRIS INTL INC	COM	0.19%	$10M	101.4K
81	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.18%	$9M	60.8K
82	BMY BRISTOL-MYERS SQUIBB CO	COM	0.18%	$9M	157.0K
83	FDL FIRST TR MORNINGSTAR DIVID L	SHS	0.18%	$9M	279.2K
84	GDX VANECK ETF TRUST	GOLD MINERS ETF · AGRIBUSINESS ETF	0.18%	$9M	250.2K
85	CVS CVS HEALTH CORP	COM	0.18%	$9M	107.1K
86	IAU ISHARES GOLD TR	ISHARES NEW	0.18%	$9M	271.8K
87	INTC INTEL CORP	COM	0.18%	$9M	170.4K
88	IBM INTERNATIONAL BUSINESS MACHS	COM	0.17%	$9M	63.8K
89	GTO INVESCO ACTIVELY MANAGED ETF	TOTAL RETURN	0.17%	$9M	153.7K
90	ABBV ABBVIE INC	COM	0.17%	$9M	80.0K
91	MMM 3M CO	COM	0.17%	$8M	48.4K
92	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	0.16%	$8M	408.8K
93	PYPL PAYPAL HLDGS INC	COM	0.16%	$8M	31.9K
94	NEE NEXTERA ENERGY INC	COM	0.16%	$8M	104.6K
95	FSK FS KKR CAP CORP	COM	0.16%	$8M	367.3K
96	WPC WP CAREY INC	COM	0.16%	$8M	109.8K
97	EPD ENTERPRISE PRODS PARTNERS L	COM	0.15%	$8M	367.4K
98	UNH UNITEDHEALTH GROUP INC	COM	0.15%	$8M	19.6K
99	ROYAL DUTCH SHELL PLC	SPONS ADR A · SPON ADR B	0.15%	$8M	170.7K
100	O REALTY INCOME CORP	COM	0.15%	$8M	116.7K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.