Managers / Q3 2022 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$3.8B

Q3 2022

Positions

1,367

Filings on Record

2019–present window

Filed

Nov 14, 2022

original filing

Summary

Cetera Advisors LLC reported $3.8B in U.S.-listed holdings across 1,367 positions for Q3 2022.

The portfolio is heavily concentrated: USMV alone accounts for 21.6% of reported value.

Compared with Q2 2022, the fund opened 116 new positions and exited 117.

Portfolio Metrics

Turnover

+6.4%

vs prior filed quarter

Top-10 Concentration

+44.2%

share of reported value

Largest Position

+21.6%

Ishares Tr

New / Exited

116 / 117

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 66.7% · $2.5B
Common Stock · 28.0% · $1.1B
REIT · 2.1% · $79M
Other · 1.1% · $43M
Closed-End Fund · 0.9% · $33M
Other · 1.2% · $47M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
PULS PGIM ETF TR	NEW	+94.5K	94.5K	+$5M	$5M
GSK GSK PLC	NEW	+81.9K	81.9K	+$2M	$2M
AIM ETF PRODUCTS TRUST	NEW	+87.2K	87.2K	+$2M	$2M
TWO RDS SHARED TR	NEW	+124.1K	124.1K	+$2M	$2M
SQM SOCIEDAD QUIMICA Y MINERA DE	NEW	+16.7K	16.7K	+$2M	$2M
BARCLAYS BANK PLC	NEW	+19.4K	19.4K	+$1M	$1M
XXY CROSS CTRY HEALTHCARE INC	NEW	+36.7K	36.7K	+$1M	$1M
MOH MOLINA HEALTHCARE INC	NEW	+2.6K	2.6K	+$865,000	$865,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

252 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI USA MIN VOL · CORE S&P500 ETF · 0-5 YR TIPS ETF · RUS 1000 GRW ETF · S&P 500 VAL ETF · SELECT DIVID ETF · CORE S&P SCP ETF · CORE S&P MCP ETF · CORE DIV GRWTH · RUS 1000 VAL ETF · RUSSELL 2000 ETF · PFD AND INCM SEC · NATIONAL MUN ETF · RUS MID CAP ETF · RUS MD CP GR ETF · S&P 500 GRWT ETF · TIPS BD ETF · ESG AWR MSCI USA · RUS 2000 GRW ETF · IBOXX INV CP ETF · CORE S&P TTL STK · FLTG RATE NT ETF · US TREAS BD ETF · CORE MSCI EAFE · MSCI USA QLT FCT · S&P 100 ETF · CORE S&P US GWT · CORE HIGH DV ETF · GL CLEAN ENE ETF · CORE TOTAL USD · CORE US AGGBD ET · ISHS 1-5YR INVS · MSCI EAFE MIN VL · EXPANDED TECH · DOW JONES US ETF · EAFE GRWTH ETF · EAFE VALUE ETF · RUS 2000 VAL ETF · US AER DEF ETF · GLOBAL 100 ETF · RUS TP200 GR ETF · CORE S&P US VLU · ISHARES BIOTECH · SHORT TREAS BD · US HLTHCR PR ETF · MSCI EAFE ETF · RUS MDCP VAL ETF · IBONDS 25 TRM HG · INTL DIV GRWTH · COHEN STEER REIT · TRS FLT RT BD · SP SMCP600VL ETF · EXPND TEC SC ETF · RUS 1000 ETF · U.S. REAL ES ETF · SHRT NAT MUN ETF · MSCI USA VALUE · CORE MSCI TOTAL · MICRO-CAP ETF · U.S. TECH ETF · MSCI USA MMENTM · 20 YR TR BD ETF · US CONSM STAPLES · 7-10 YR TRSY BD · U.S. MED DVC ETF · FALN ANGLS USD · 1 3 YR TREAS BD · RUSSELL 3000 ETF · S&P SML 600 GWT · INTL SEL DIV ETF · ISHS 5-10YR INVT · U.S. ENERGY ETF · BLACKROCK ULTRA	21.61%	$818M	9.68M
2	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · MID CAP ETF · TOTAL STK MKT · GROWTH ETF · VALUE ETF · REAL ESTATE ETF · SMALL CP ETF · SM CP VAL ETF · MCAP VL IDXVIP · EXTEND MKT ETF · MCAP GR IDXVIP	3.65%	$138M	671.8K
3	SPY SPDR S&P 500 ETF TR history →	TR UNIT	3.35%	$127M	355.2K
4	FTSM FIRST TR EXCHANGE-TRADED FD	FIRST TR ENH NEW · RISNG DIVD ACHIV · NASDAQ CYB ETF · MATERIALS ALPH · INTL EQUITY OPP · FST LOW OPPT EFT · US EQTY OPPT ETF · NASDAQ BK ETF · FT CBOE VEST S&P · SMID RISNG ETF · TECH ALPHADEX · FIRST TR TA HIYL · FINLS ALPHADEX · INDXX NAT RE ETF · NASD TECH DIV · SENIOR LN FD · NAS CLNEDG GREEN · DORSEY WRT 5 ETF · HLTH CARE ALPH · CLOUD COMPUTING	3.21%	$121M	2.83M
5	XDEC FIRST TR EXCHNG TRADED FD VI	FT CBOE VEST US · CBOE VEST US EQT · FT CBOE DEEP BFR · CBOE VEST BUFERD · FT CBOE VEST 100 · CBOE EQT DEP NOV · TCW OPPORTUNIS · CBOE VEST US DEP · US EQT DEEP DUFR · VEST US DEEP · FT CBOE EQTY BFR · CBOE EQT BUFER · US EQT BUFFER · CBOE VEST US BUF · FT CBOE VEST BFR · FT CBOE VST INTL · CBOE VEST NAS100 · CBOE VEST FD DEP · VEST US BUFFER	3.15%	$119M	4.68M
6	GSLC GOLDMAN SACHS ETF TR	ACTIVEBETA US LG · ACTIVEBETA INT · ACCES TREASURY	2.20%	$83M	1.52M
7	XLV SELECT SECTOR SPDR TR	SBI HEALTHCARE · ENERGY · TECHNOLOGY · SBI CONS STPLS · FINANCIAL · SBI INT-UTILS · SBI CONS DISCR · SBI INT-INDS · COMMUNICATION · SBI MATERIALS · RL EST SEL SEC	2.06%	$78M	1.13M
8	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · INTL DIVI ACHI · S&P 500 GARP ETF · S&P 500 TOP 50 · S&P MDCP QUALITY · S&P500 PUR VAL · S&P500 EQL HLT · BUYBACK ACHIEV · DYNMC SOFTWARE · S&P500 EQL TEC · GBL LISTED PVT	1.73%	$66M	1.21M
9	EPS WISDOMTREE TR	US LARGECAP FUND · US QTLY DIV GRT · US SMALLCAP FUND · US MIDCAP FUND · US HIGH DIVIDEND · DYNAMIC INT EQ · CURRNCY INT EQ · FLOATNG RAT TREA · US EFFICIENT COR · US LARGECAP DIVD · EMG MKTS SMCAP · EM EX ST-OWNED · US SMALLCAP DIVD · US MIDCAP DIVID · ITL HDG QTLY DIV · EMER MKT HIGH FD	1.72%	$65M	1.69M
10	SCHD SCHWAB STRATEGIC TR	US DIVIDEND EQ · INTL EQTY ETF · US LCAP GR ETF · INT-TRM U.S TRES · US LCAP VA ETF · US TIPS ETF	1.48%	$56M	1.05M
11	MSFT MICROSOFT CORP history →	COM	1.45%	$55M	234.8K
12	BIL SPDR SER TR	BLOOMBERG 1-3 MO · S&P BIOTECH · S&P REGL BKG · S&P DIVID ETF · S&P SEMICNDCTR · S&P TRANSN ETF · PRTFLO S&P500 VL · S&P 400 MDCP GRW · S&P 600 SML CAP · PRTFLO S&P500 HI · PORTFOLIO AGRGTE · SSGA US LRG ETF · AEROSPACE DEF · PORTFLI TIPS ETF · PRTFLO S&P500 GW · PORTFOLIO S&P500	1.33%	$50M	771.6K
13	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	1.26%	$48M	496.1K
14	TSLA TESLA INC history →	COM	1.12%	$42M	159.0K
15	PTLC PACER FDS TR	TRENDP US LAR CP · US CASH COWS 100 · TRENDP 100 ETF · GLOBL CASH ETF · TRENDP US MID CP · SWAN SOS FD OF · TRENDPILOT US BD · BNCHMRK INFRA · TRENDPILOT INTL	1.11%	$42M	1.24M
16	FVD FIRST TR VALUE LINE DIVID IN history →	SHS	0.92%	$35M	977.4K
17	SPHD INVESCO EXCH TRADED FD TR II	S&P500 HDL VOL · NASDAQ 100 ETF · S&P500 LOW VOL · KBW BK ETF · S&P GBL WATER	0.83%	$32M	588.3K
18	FDL FIRST TR MORNINGSTAR DIVID L history →	SHS	0.83%	$31M	974.4K
19	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND	0.82%	$31M	433.3K
20	DFSD DIMENSIONAL ETF TRUST	SHORT DURATION F · US CORE EQUITY 2 · WORLD EX US CORE	0.81%	$31M	1.03M
21	JEPI J P MORGAN EXCHANGE TRADED F	EQUITY PREMIUM · ULTRA SHRT INC	0.80%	$30M	594.8K
22	HD HOME DEPOT INC history →	COM	0.75%	$29M	103.3K
23	CVX CHEVRON CORP NEW history →	COM	0.69%	$26M	182.5K
24	VXUS VANGUARD STAR FDS history →	VG TL INTL STK F	0.67%	$25M	554.2K
25	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · CONSUM STP ETF · INF TECH ETF · ENERGY ETF · UTILITIES ETF	0.67%	$25M	128.7K
26	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 HY · INVSCO BLSH 26 · BULSHS 2023 HY · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2025 CB · BULSHS 2023 CB	0.65%	$25M	1.13M
27	JPM JPMORGAN CHASE & CO history →	COM	0.63%	$24M	226.9K
28	VYM VANGUARD WHITEHALL FDS history →	HIGH DIV YLD	0.61%	$23M	244.5K
29	PECO PHILLIPS EDISON & CO INC history →	COMMON STOCK	0.60%	$23M	809.4K
30	EXMOC EXXON MOBIL CORP history →	COM	0.58%	$22M	253.0K
31	JNJ JOHNSON & JOHNSON history →	COM	0.58%	$22M	134.8K
32	DIS DISNEY WALT CO history →	COM	0.54%	$20M	214.6K
33	VNLA JANUS DETROIT STR TR history →	HENDRSN SHRT ETF	0.53%	$20M	411.8K
34	GLD SPDR GOLD TR history →	GOLD SHS	0.51%	$19M	125.1K
35	PG PROCTER AND GAMBLE CO history →	COM	0.48%	$18M	144.3K
36	PAVE GLOBAL X FDS	US INFR DEV ETF · LITHIUM BTRY ETF · NASDAQ 100 COVER	0.45%	$17M	664.1K
37	HON HONEYWELL INTL INC history →	COM	0.44%	$17M	99.9K
38	NVDA NVIDIA CORPORATION history →	COM	0.43%	$16M	134.5K
39	PAUG INNOVATOR ETFS TR	US EQTY PWR BF · US EQTY BUFR FEB · US EQTY PWR BUF · US EQT PWR BUF · US EQTY BUF OCT · US EQTY BUF SEP	0.40%	$15M	547.6K
40	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · 500 VAL IDX FD · MIDCP 400 IDX	0.40%	$15M	92.2K
41	VCSH VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD · SHORT TERM TREAS · INT-TERM CORP	0.39%	$15M	218.4K
42	VZ VERIZON COMMUNICATIONS INC history →	COM	0.39%	$15M	389.2K
43	LMT LOCKHEED MARTIN CORP history →	COM	0.39%	$15M	37.8K
44	DE DEERE & CO history →	COM	0.38%	$14M	43.3K
45	COST COSTCO WHSL CORP NEW history →	COM	0.37%	$14M	29.9K
46	CRM SALESFORCE INC history →	COM	0.35%	$13M	92.2K
47	MO ALTRIA GROUP INC history →	COM	0.35%	$13M	324.8K
48	UNH UNITEDHEALTH GROUP INC history →	COM	0.35%	$13M	25.9K
49	V VISA INC history →	COM CL A	0.34%	$13M	72.0K
50	KO COCA COLA CO history →	COM	0.33%	$12M	222.3K
51	PYPL PAYPAL HLDGS INC history →	COM	0.33%	$12M	143.6K
52	EPD ENTERPRISE PRODS PARTNERS L history →	COM	0.32%	$12M	501.6K
53	O REALTY INCOME CORP history →	COM	0.32%	$12M	204.8K
54	MCD MCDONALDS CORP history →	COM	0.31%	$12M	51.6K
55	MA MASTERCARD INCORPORATED history →	CL A	0.30%	$12M	40.5K
56	INTC INTEL CORP history →	COM	0.30%	$11M	441.7K
57	ABBV ABBVIE INC history →	COM	0.29%	$11M	82.5K
58	DIVO AMPLIFY ETF TR history →	CWP ENHANCED DIV	0.29%	$11M	341.7K
59	PEP PEPSICO INC history →	COM	0.28%	$11M	66.0K
60	STARBOARD INVT TR	RH TACTICAL ROT · AI QUALITY GROWT · ADAPTIVE ALPHA · RH TACTICAL OUTL	0.28%	$11M	834.3K
61	GDX VANECK ETF TRUST	GOLD MINERS ETF · AGRIBUSINESS ETF · MRNGSTR WDE MOAT	0.28%	$11M	312.8K
62	VIG VANGUARD SPECIALIZED FUNDS history →	DIV APP ETF	0.28%	$11M	77.8K
63	IBM INTERNATIONAL BUSINESS MACHS history →	COM	0.28%	$10M	87.9K
64	UUP INVESCO DB US DLR INDEX TR history →	BULLISH FD	0.27%	$10M	341.8K
65	FSK FS KKR CAP CORP history →	COM	0.27%	$10M	597.2K
66	PFE PFIZER INC history →	COM	0.27%	$10M	230.2K
67	LATTICE STRATEGIES TR	HARTFORD MLT DIV	0.26%	$10M	464.4K
68	AMT AMERICAN TOWER CORP NEW	COM	0.26%	$10M	45.9K
69	T AT&T INC	COM	0.26%	$10M	640.7K
70	WPC WP CAREY INC	COM	0.26%	$10M	140.4K
71	IEMG ISHARES INC	CORE MSCI EMKT · MSCI GBL MIN VOL · MSCI EMERG MRKT	0.25%	$10M	179.9K
72	JETS ETF SER SOLUTIONS	US GLB JETS · APTUS DEFINED · NATIONWIDE NASDQ · DISTILLATE US · DEFIANCE NEXT	0.25%	$10M	455.4K
73	OKE ONEOK INC NEW	COM	0.23%	$9M	171.3K
74	BMY BRISTOL-MYERS SQUIBB CO	COM	0.23%	$9M	122.5K
75	EYLD CAMBRIA ETF TR	EMRG SHAREHLDR · SHSHLD YIELD ETF	0.22%	$8M	256.3K
76	PM PHILIP MORRIS INTL INC	COM	0.22%	$8M	101.0K
77	META META PLATFORMS INC	CL A	0.22%	$8M	61.4K
78	CVS CVS HEALTH CORP	COM	0.22%	$8M	87.2K
79	MRK MERCK & CO INC	COM	0.22%	$8M	94.6K
80	MDY SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	0.22%	$8M	20.3K
81	PFIX SIMPLIFY EXCHANGE TRADED FUN	SIMPLIFY INTERST	0.21%	$8M	117.2K
82	NEE NEXTERA ENERGY INC	COM	0.20%	$8M	98.6K
83	ETN EATON CORP PLC	SHS	0.20%	$8M	57.5K
84	KMI KINDER MORGAN INC DEL	COM	0.20%	$8M	456.9K
85	WMT WALMART INC	COM	0.19%	$7M	56.6K
86	LOW LOWES COS INC	COM	0.19%	$7M	38.9K
87	ARKK ARK ETF TR	INNOVATION ETF · GENOMIC REV ETF · FINTECH INNOVA	0.19%	$7M	274.1K
88	EA SERIES TRUST	GADSDN DYN MLT	0.19%	$7M	217.1K
89	NOBL PROSHARES TR	S&P 500 DV ARIST · ONLINE RTL ETF	0.18%	$7M	127.6K
90	LISTED FD TR	HORIZON KINETICS	0.18%	$7M	243.9K
91	VEA VANGUARD TAX-MANAGED FDS	VAN FTSE DEV MKT	0.18%	$7M	186.1K
92	SMMU PIMCO ETF TR	SHTRM MUN BD ACT · ACTIVE BD ETF	0.18%	$7M	114.3K
93	FTGC FIRST TR EXCHANGE TRAD FD VI	FST TR GLB FD	0.18%	$7M	265.2K
94	CDC VICTORY PORTFOLIOS II	VCSHS US EQ INCM	0.17%	$6M	105.4K
95	LLY LILLY ELI & CO	COM	0.16%	$6M	18.9K
96	UPS UNITED PARCEL SERVICE INC	CL B	0.16%	$6M	37.8K
97	SON SONOCO PRODS CO	COM	0.16%	$6M	107.3K
98	SO SOUTHERN CO	COM	0.16%	$6M	89.1K
99	FBND FIDELITY MERRIMACK STR TR	TOTAL BD ETF	0.15%	$6M	131.2K
100	CBRL CRACKER BARREL OLD CTRY STOR	COM	0.15%	$6M	61.4K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.