Managers / Q3 2019 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$2.3B

Q3 2019

Positions

889

Filings on Record

2019–present window

Filed

Nov 6, 2019

original filing

Summary

Cetera Advisors LLC reported $2.3B in U.S.-listed holdings across 889 positions for Q3 2019.

The portfolio is heavily concentrated: USMV alone accounts for 32.4% of reported value.

Compared with Q2 2019, the fund opened 65 new positions and exited 102.

Portfolio Metrics

Turnover

+8.7%

vs prior filed quarter

Top-10 Concentration

+53.5%

share of reported value

Largest Position

+32.4%

Ishares Tr

New / Exited

65 / 102

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 65.6% · $1.5B
Common Stock · 27.3% · $619M
Other · 2.0% · $45M
Closed-End Fund · 1.8% · $42M
REIT · 1.8% · $40M
Other · 1.4% · $33M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
BX BLACKSTONE GROUP INC	NEW	+51.8K	51.8K	+$3M	$3M
BCV BANCROFT FUND LTD	NEW	+71.9K	71.9K	+$2M	$2M
ISTB ISHARES TR	NEW	+29.8K	29.8K	+$2M	$2M
ACWX ISHARES TR	NEW	+29.0K	29.0K	+$1M	$1M
PAUG INNOVATOR ETFS TR	NEW	+51.5K	51.5K	+$1M	$1M
HYDB ISHARES TR	NEW	+23.1K	23.1K	+$1M	$1M
FUTY FIDELITY COVINGTON TR	NEW	+19.3K	19.3K	+$821,000	$821,000
DELL DELL TECHNOLOGIES INC	NEW	+15.4K	15.4K	+$801,000	$801,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

282 positions (from 500 filing rows — )

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI MIN VOL ETF · CORE S&P500 ETF · MIN VOL EAFE ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · RUS 1000 VAL ETF · MSCI EAFE ETF · TIPS BD ETF · RUS MD CP GR ETF · CORE US AGGBD ET · CORE MSCI EAFE · 20 YR TR BD ETF · 3 7 YR TREAS BD · CORE S&P MCP ETF · SELECT DIVID ETF · CORE DIV GRWTH · US TREAS BD ETF · CORE S&P TTL STK · RUS 2000 GRW ETF · BARCLAYS 7 10 YR · SHORT TREAS BD · CORE HIGH DV ETF · IBOXX INV CP ETF · US HLTHCARE ETF · PFD AND INCM SEC · USA MOMENTUM FCT · RUSSELL 2000 ETF · CORE MSCI TOTAL · SP SMCP600VL ETF · US AER DEF ETF · RUS MID CAP ETF · SH TR CRPORT ETF · RUS MDCP VAL ETF · U.S. TECH ETF · S&P 500 GRWT ETF · MBS ETF · S&P 500 VAL ETF · DOW JONES US ETF · NATIONAL MUN ETF · NASDAQ BIOTECH · RUS 2000 VAL ETF · FLTG RATE NT ETF · U.S. REAL ES ETF · 1 3 YR TREAS BD · 0-5YR HI YL CP · INTRM TR CRP ETF · YLD OPTIM BD · S&P SML 600 GWT · U.S. UTILITS ETF · MULTIFACTOR USA · CUR HD EURZN ETF · S&P 100 ETF · MULTIFACTOR INTL · CORE LT USDB ETF · JPMORGAN USD EMG · CMBS ETF · CORE S&P US GWT · RUS 1000 ETF · CORE 1 5 YR USD · MSCI ACWI EX US · GLOBAL TECH ETF · MSCI EMG MKT ETF · U.S. MED DVC ETF · IBONDS DEC23 ETF · EDEG HIG YLELD · US REGNL BKS ETF · RUSSELL 3000 ETF · EXPND TEC SC ETF · IBOXX HI YD ETF · EXPANDED TECH · USA QUALITY FCTR · CONSER ALLOC ETF · MODERT ALLOC ETF · A RATE CP BD ETF · MRGSTR MD CP ETF · CORE S&P US VLU · IBONDS DEC24 ETF · INTL DIV GRWTH · EAFE SML CP ETF · IBONDS DEC25 ETF · IBONDS DEC22 ETF · EAFE GRWTH ETF · S&P MC 400GR ETF · GLOBAL REIT ETF · EAFE VALUE ETF · MORTGE REL ETF · TRANS AVG ETF · MSCI USA ESG SLC · S&P MC 400VL ETF · MICRO-CAP ETF · INTL SEL DIV ETF · MRNGSTR LG-CP GR	32.38%	$733M	8.82M
2	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · DWA MOMENTUM · DYNMC SOFTWARE · FTSE RAFI 1000 · S&P500 EQL TEC	3.91%	$89M	965.1K
3	VTI VANGUARD INDEX FDS	TOTAL STK MKT · REAL ESTATE ETF · S&P 500 ETF SHS · GROWTH ETF · VALUE ETF · SMALL CP ETF · MID CAP ETF · EXTEND MKT ETF · MCAP VL IDXVIP · SM CP VAL ETF · MCAP GR IDXVIP	3.09%	$70M	505.1K
4	XMLV INVESCO EXCHNG TRADED FD TR	S&P500 LOW VOL · S&P MIDCP LOW · S&P SMLCP LOW · S&P500 HDL VOL · KBW BK ETF · PFD ETF · GBL SRT TRM HY · INTL BUYBACK · TAXABLE MUN BD · S&P GBL WATER · S&P ULTRA DIVIDE	2.93%	$66M	1.34M
5	AAPL APPLE INC history →	COM	2.42%	$55M	244.3K
6	XLP SELECT SECTOR SPDR TR	SBI CONS STPLS · TECHNOLOGY · SBI INT-UTILS · SBI INT-FINL · SBI CONS DISCR · SBI INT-INDS · SBI HEALTHCARE · COMMUNICATION · ENERGY	2.30%	$52M	848.8K
7	BND VANGUARD BD INDEX FD INC	TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM	2.20%	$50M	591.6K
8	SPY SPDR S&P 500 ETF TR history →	TR UNIT	1.82%	$41M	139.1K
9	KRE SPDR SERIES TRUST	S&P REGL BKG · PORTFOLIO LN TSR · S&P DIVID ETF · PRTFLO S&P500 GW · S&P HOMEBUILD · AEROSPACE DEF · PORTFOLIO SHORT · SSGA US LRG ETF · S&P 600 SML CAP · PORTFOLIO AGRGTE · SPDR BLOOMBERG · BLMBRG BRC CNVRT · PORTFOLIO TL STK	1.32%	$30M	583.7K
10	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.13%	$26M	136.0K
11	FTSM FIRST TR EXCHANGE TRADED FD	FIRST TR ENH NEW · RISNG DIVD ACHIV · CAP STRENGTH ETF · TECH ALPHADEX · US EQTY OPPT ETF · PFD SECS INC ETF · DORSEY WRT 5 ETF · DJ INTERNT IDX · FST LOW OPPT EFT · FINLS ALPHADEX · HLTH CARE ALPH · NY ARCA BIOTECH · SENIOR LN FD · NASD TECH DIV · FT STRG INCM ETF	1.09%	$25M	546.7K
12	DGRW WISDOMTREE TR	US QTLY DIV GRT · US MIDCAP DIVID · EUROPE HEDGED EQ · US SMALLCAP DIVD · INTL QULTY DIV · US DIVID EX FNCL · US MIDCAP FUND · YIELD ENHANCD US · INTL MIDCAP DV	1.06%	$24M	574.2K
13	AMZN AMAZON COM INC history →	COM	0.97%	$22M	12.7K
14	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2019 HY · BULSHS 2021 HY · BULSHS 2023 HY · BULSHS 2025 HY · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2020 CB · BULSHS 2023 CB	0.89%	$20M	836.0K
15	IEMG ISHARES INC	CORE MSCI EMKT · MSCI STH KOR ETF · EM MKTS DIV ETF · MIN VOL EMRG MKT · MIN VOL GBL ETF · MSCI EURZONE ETF	0.84%	$19M	371.9K
16	T AT&T INC history →	COM	0.83%	$19M	495.2K
17	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · INTRM TRM TRES · US LCAP GR ETF · US MID-CAP ETF · US DIVIDEND EQ · US TIPS ETF · US REIT ETF	0.83%	$19M	396.9K
18	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.76%	$17M	73.8K
19	GLD SPDR GOLD TRUST history →	GOLD SHS	0.74%	$17M	120.4K
20	MSFT MICROSOFT CORP history →	COM	0.71%	$16M	115.1K
21	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.69%	$16M	12.8K
22	BAC BANK AMER CORP history →	COM	0.66%	$15M	512.8K
23	VGSH VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS · SHRT TRM CORP BD · VNG RUS1000IDX · VNG RUS1000VAL · INT-TERM CORP	0.61%	$14M	181.0K
24	EXMOC EXXON MOBIL CORP history →	COM	0.54%	$12M	174.8K
25	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · 500 VAL IDX FD · MIDCP 400 IDX	0.54%	$12M	88.1K
26	JPM JPMORGAN CHASE & CO history →	COM	0.52%	$12M	100.5K
27	GSIE GOLDMAN SACHS ETF TR	ACTIVEBETA INT · EQUITY ETF	0.52%	$12M	316.4K
28	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · CONSUM STP ETF · MATERIALS ETF · INF TECH ETF · UTILITIES ETF · FINANCIALS ETF	0.49%	$11M	76.0K
29	ISHARES GOLD TRUST	ISHARES	0.46%	$10M	742.9K
30	FTSD FRANKLIN ETF TR history →	LIBERTY SHRT ETF	0.46%	$10M	110.5K
31	PG PROCTER & GAMBLE CO history →	COM	0.45%	$10M	81.9K
32	VXUS VANGUARD STAR FD history →	VG TL INTL STK F	0.45%	$10M	195.7K
33	JNJ JOHNSON & JOHNSON	COM	0.43%	$10M	75.4K
34	CVX CHEVRON CORP NEW	COM	0.41%	$9M	77.4K
35	HD HOME DEPOT INC	COM	0.40%	$9M	39.4K
36	VZ VERIZON COMMUNICATIONS INC	COM	0.39%	$9M	147.3K
37	DIS DISNEY WALT CO	COM DISNEY	0.37%	$8M	63.7K
38	VYM VANGUARD WHITEHALL FDS INC	HIGH DIV YLD · INTL HIGH ETF	0.34%	$8M	92.4K
39	ALLERGAN PLC	SHS	0.34%	$8M	45.7K
40	V VISA INC	COM CL A	0.34%	$8M	44.1K
41	DIA SPDR DOW JONES INDL AVRG ETF	UT SER 1	0.33%	$8M	28.1K
42	CRM SALESFORCE COM INC	COM	0.33%	$8M	50.9K
43	LMT LOCKHEED MARTIN CORP	COM	0.33%	$8M	19.3K
44	NOBL PROSHARES TR	S&P 500 DV ARIST · SHORT S&P 500 NE	0.33%	$7M	124.5K
45	FVD FIRST TR VALUE LINE DIVID IN	SHS	0.33%	$7M	212.3K
46	BA BOEING CO	COM	0.33%	$7M	19.4K
47	DE DEERE & CO	COM	0.32%	$7M	43.5K
48	JHMM JOHN HANCOCK ETF TRUST	MULTIFACTOR MI	0.31%	$7M	189.3K
49	ANNALY CAP MGMT INC	COM	0.30%	$7M	778.8K
50	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.28%	$6M	37.8K
51	JPUS JP MORGAN EXCHANGE TRADED FD	JPMORGAN DIVER · ULTRA SHRT INC · BETBULD EUROPE	0.28%	$6M	111.7K
52	SBUX STARBUCKS CORP	COM	0.27%	$6M	70.4K
53	VIG VANGUARD GROUP	DIV APP ETF	0.27%	$6M	50.7K
54	STZ CONSTELLATION BRANDS INC	CL A	0.27%	$6M	29.2K
55	PEP PEPSICO INC	COM	0.26%	$6M	43.5K
56	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP · TRENDPILOT EUR	0.26%	$6M	187.5K
57	VEREIT INC	COM	0.25%	$6M	589.3K
58	KO COCA COLA CO	COM	0.25%	$6M	105.2K
59	ETF MANAGERS TR	PRIME MOBILE PAY · ETFMG ALTR HRVST · PRIME CYBR SCRTY	0.25%	$6M	178.8K
60	MMM 3M CO	COM	0.24%	$5M	33.4K
61	HPF HANCOCK JOHN PFD INCOME FD I	COM	0.23%	$5M	224.1K
62	CSCO CISCO SYS INC	COM	0.23%	$5M	105.4K
63	BBN BLACKROCK TAX MUNICPAL BD TR	SHS	0.22%	$5M	203.2K
64	MRK MERCK & CO INC	COM	0.22%	$5M	59.4K
65	ROYAL DUTCH SHELL PLC	SPON ADR B · SPONS ADR A	0.22%	$5M	81.8K
66	IBM INTERNATIONAL BUSINESS MACHS	COM	0.21%	$5M	32.9K
67	FS KKR CAPITAL CORP	COM	0.21%	$5M	819.9K
68	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.21%	$5M	79.8K
69	META FACEBOOK INC	CL A	0.20%	$5M	25.8K
70	XEVVX EATON VANCE LTD DUR INCOME F	COM	0.20%	$4M	359.5K
71	FCX FREEPORT-MCMORAN INC	CL B	0.20%	$4M	464.8K
72	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHAN SHRT MA AC	0.19%	$4M	40.7K
73	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF	0.19%	$4M	92.0K
74	GENERAL ELECTRIC CO	COM	0.19%	$4M	473.6K
75	C CITIGROUP INC	COM NEW	0.19%	$4M	61.0K
76	PFE PFIZER INC	COM	0.19%	$4M	116.7K
77	INTC INTEL CORP	COM	0.18%	$4M	78.6K
78	QYLD GLOBAL X FDS	NASDAQ 100 COVER · GLBL X MLP ETF	0.18%	$4M	277.8K
79	FTA FIRST TR LRG CP VL ALPHADEX	COM SHS	0.18%	$4M	77.9K
80	WMT WALMART INC	COM	0.18%	$4M	33.7K
81	BP BP PLC	SPONSORED ADR	0.17%	$4M	103.8K
82	DBX ETF TR	XTRACK MSCI ALL · XTRACK RUSS 1000	0.17%	$4M	132.6K
83	RBB FD INC	MOTLEY FOL ETF	0.17%	$4M	170.3K
84	NVDA NVIDIA CORP	COM	0.16%	$4M	21.0K
85	SPDW SPDR INDEX SHS FDS	PORTFOLIO DEVLPD · EURO STOXX 50 · MSCI ACWI EXUS	0.16%	$4M	123.2K
86	BMY BRISTOL MYERS SQUIBB CO	COM	0.16%	$4M	71.6K
87	NOC NORTHROP GRUMMAN CORP	COM	0.16%	$4M	9.7K
88	NEE NEXTERA ENERGY INC	COM	0.16%	$4M	15.4K
89	WPC W P CAREY INC	COM	0.16%	$4M	40.0K
90	COST COSTCO WHSL CORP NEW	COM	0.15%	$3M	12.1K
91	CAT CATERPILLAR INC DEL	COM	0.15%	$3M	27.3K
92	FHLC FIDELITY COVINGTON TR	MSCI HLTH CARE I · MSCI UTILS INDEX	0.15%	$3M	79.0K
93	NEAR ISHARES US ETF TR	SHT MAT BD ETF · INT RT HD EMRG	0.15%	$3M	79.7K
94	VEA VANGUARD TAX MANAGED INTL FD	FTSE DEV MKT ETF	0.15%	$3M	81.2K
95	SO SOUTHERN CO	COM	0.14%	$3M	52.2K
96	TOTL SSGA ACTIVE ETF TR	SPDR TR TACTIC · BLKSTN GSOSRLN	0.14%	$3M	66.7K
97	CVS CVS HEALTH CORP	COM	0.13%	$3M	48.3K
98	TRITON INTL LTD	CL A	0.13%	$3M	87.3K
99	SDOG ALPS ETF TR	ALERIAN MLP · SECTR DIV DOGS	0.13%	$3M	210.1K
100	UNH UNITEDHEALTH GROUP INC	COM	0.13%	$3M	13.5K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.