Managers / Q4 2023 · view latest →
Cetera Advisors LLC
CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446
Reported Value
$7.2B
Q4 2023
Positions
1,788
Filings on Record
23
2019–present window
Filed
Feb 13, 2024
original filing
Summary
Cetera Advisors LLC reported $7.2B in U.S.-listed holdings across 1,788 positions for Q4 2023.
Its largest position, IVV, represents 19.1% of the portfolio.
Compared with Q3 2023, the fund opened 191 new positions and exited 99.
Portfolio Metrics
Turnover
+4.7%
vs prior filed quarter
Top-10 Concentration
+42.0%
share of reported value
Largest Position
+19.1%
Ishares Tr
New / Exited
191 / 99
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 66.0% · $4.8B
- Common Stock · 31.0% · $2.2B
- REIT · 1.2% · $89M
- Closed-End Fund · 0.6% · $46M
- ADR · 0.5% · $37M
- Other · 0.6% · $42M
Quarter-over-Quarter Changes full breakdown →
vs Q3 2023 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FXFINVESCO CURRENCYSHARES SWISS | NEW | +41.3K | 41.3K | +$4M | $4M |
| GNOVFIRST TR EXCHNG TRADED FD VI | NEW | +51.8K | 51.8K | +$2M | $2M |
| SSGA ACTIVE TR | NEW | +54.9K | 54.9K | +$2M | $2M |
| GSEPFIRST TR EXCHNG TRADED FD VI | NEW | +39.2K | 39.2K | +$1M | $1M |
| CNCCENTENE CORP DEL | NEW | +16.7K | 16.7K | +$1M | $1M |
| HYDBISHARES TR | NEW | +26.2K | 26.2K | +$1M | $1M |
| VCLTVANGUARD SCOTTSDALE FDS | NEW | +12.2K | 12.2K | +$979,193 | $979,193 |
| SPDR INDEX SHS FDS | NEW | +29.9K | 29.9K | +$971,080 | $971,080 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2023
253 positions
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IVVISHARES TR | CORE S&P500 ETF · RUS 1000 GRW ETF · MSCI USA MIN VOL · CORE TOTAL USD · CORE S&P MCP ETF · MSCI USA QLT FCT · S&P 500 VAL ETF · RUS 1000 VAL ETF · RUS MID CAP ETF · S&P 500 GRWT ETF · CORE S&P SCP ETF · MBS ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · CORE DIV GRWTH · IBOXX INV CP ETF · 20 YR TR BD ETF · CORE MSCI EAFE · CORE S&P TTL STK · U.S. TECH ETF · EAFE VALUE ETF · TRS FLT RT BD · NATIONAL MUN ETF · RUS MD CP GR ETF · EAFE GRWTH ETF · RUS 2000 GRW ETF · US AER DEF ETF · ESG AWR MSCI USA · S&P 100 ETF · FALN ANGLS USD · 0-3 MNTH TREASRY · FLTG RATE NT ETF · PFD AND INCM SEC · 10-20 YR TRS ETF · CORE S&P US GWT · RUS 1000 ETF · US TREAS BD ETF · SELECT DIVID ETF · CORE MSCI INTL · CORE MSCI TOTAL · ISHS 1-5YR INVS · CORE HIGH DV ETF · MSCI EAFE ETF · MSCI EAFE MIN VL · EXPANDED TECH · 1 3 YR TREAS BD · 7-10 YR TRSY BD · RUS MDCP VAL ETF · RUS 2000 VAL ETF · INTL DIV GRWTH · TIPS BD ETF · RUS TP200 GR ETF · 0-5 YR TIPS ETF · JPMORGAN USD EMG · IBONDS 25 TRM HG · IBOXX HI YD ETF · RUSSELL 3000 ETF · US HOME CONS ETF · US HLTHCR PR ETF · ISHARES SEMICDTR · CORE S&P US VLU · EXPND TEC SC ETF · DOW JONES US ETF · GL CLEAN ENE ETF · SHORT TREAS BD · GLOBAL ENERG ETF · SP SMCP600VL ETF · CORE MSCI PAC · US INFRASTRUC · MICRO-CAP ETF · MRGSTR MD CP ETF · IBOND DEC 2030 · INTL SEL DIV ETF · SHRT NAT MUN ETF · US HLTHCARE ETF · 3 7 YR TREAS BD · 0-5YR HI YL CP | 19.08% | $1.4B | 13.56M |
| 2 | VOOVANGUARD INDEX FDS | S&P 500 ETF SHS · TOTAL STK MKT · MID CAP ETF · GROWTH ETF · VALUE ETF · SMALL CP ETF · SM CP VAL ETF · REAL ESTATE ETF · MCAP VL IDXVIP · EXTEND MKT ETF · SML CP GRW ETF | 4.28% | $309M | 1.21M |
| 3 | SPYSPDR S&P 500 ETF TRhistory → | TR UNIT | 3.27% | $236M | 497.1K |
| 4 | AAPLAPPLE INChistory → | COM | 3.22% | $232M | 1.21M |
| 5 | FTSMFIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW · CAP STRENGTH ETF · RISNG DIVD ACHIV · FT CBOE VEST S&P · NASDAQ CYB ETF · MATERIALS ALPH · TECH ALPHADEX · CBOE VEST RISING · FST LOW OPPT EFT · SENIOR LN FD · BUYWRIT INCM ETF · US EQTY OPPT ETF · SMID RISNG ETF · NASD TECH DIV · FINLS ALPHADEX | 2.80% | $202M | 3.54M |
| 6 | XMARFIRST TR EXCHNG TRADED FD VI | CBOE VEST US EQ · FT CBOE VEST US · CBOE VEST US EQT · TCW OPPORTUNIS · VEST US BUFFER · FT CBOE VEST 100 · CBOE VEST FD DEP · CBOE VEST NAS100 · CBOE EQT BUFER · FT CBOE EQU BUFF · CBOE VEST BUFERD · FT CBOE VEST U S · CBOE VEST U S EQ · VEST US EQTY BUF · TCW UNCONSTRAI · FT CBOE EQTY BFR · FT CBOE VEST BFR | 2.31% | $167M | 5.33M |
| 7 | GSLCGOLDMAN SACHS ETF TR | ACTIVEBETA US LG · ACTIVEBETA INT | 1.98% | $143M | 1.93M |
| 8 | MSFTMICROSOFT CORPhistory → | COM | 1.77% | $128M | 339.2K |
| 9 | XLVSELECT SECTOR SPDR TR | SBI HEALTHCARE · TECHNOLOGY · ENERGY · SBI CONS DISCR · FINANCIAL · INDL · COMMUNICATION · SBI INT-UTILS · SBI CONS STPLS · SBI MATERIALS · RL EST SEL SEC | 1.70% | $123M | 1.35M |
| 10 | BILSPDR SER TR | BLOOMBERG 1-3 MO · S&P REGL BKG · PRTFLO S&P500 VL · PORTFOLIO S&P500 · PORTFOLIO S&P600 · S&P BIOTECH · S&P DIVID ETF · S&P SEMICNDCTR · PRTFLO S&P500 GW · PORTFOLIO SHORT · PORTFOLIO LN TSR · PORTFOLIO INTRMD · PORTFLI HIGH YLD · PORTFOLIO AGRGTE · BBG CONV SEC ETF | 1.63% | $118M | 1.96M |
| 11 | SCHDSCHWAB STRATEGIC TR | US DIVIDEND EQ · US LCAP GR ETF · INTL EQTY ETF · INT-TRM U.S TRES · US LRG CAP ETF · US LCAP VA ETF · SHT TM US TRES · US TIPS ETF · US SML CAP ETF · US MID-CAP ETF | 1.58% | $114M | 1.79M |
| 12 | DGRWWISDOMTREE TR | US QTLY DIV GRT · US LARGECAP FUND · FLOATNG RAT TREA · US LARGECAP DIVD · US SMALLCAP FUND · US HIGH DIVIDEND · US MIDCAP FUND · CURRNCY INT EQ · DYNAMIC INT EQ · EMER MKT HIGH FD · EM EX ST-OWNED | 1.51% | $109M | 2.08M |
| 13 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.18% | $85M | 208.6K |
| 14 | AMZNAMAZON COM INChistory → | COM | 1.16% | $84M | 551.9K |
| 15 | COWZPACER FDS TR | US CASH COWS 100 · TRENDP US LAR CP · GLOBL CASH ETF · TRENDPILOT 100 · PACER US SMALL · SWAN SOS FD OF · TRENDP US MID CP · LUNT LRG CP ALTR | 1.15% | $83M | 1.88M |
| 16 | JEPIJ P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM · ULTRA SHRT INC · NASDAQ EQT PREM · CORE PLUS BD ETF | 1.14% | $82M | 1.56M |
| 17 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 1.12% | $81M | 578.1K |
| 18 | BNDVANGUARD BD INDEX FDS | TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND · LONG TERM BOND | 1.00% | $73M | 972.9K |
| 19 | VGSHVANGUARD SCOTTSDALE FDS | SHORT TERM TREAS · INT-TERM CORP · MTG-BKD SECS ETF · VNG RUS1000IDX · VNG RUS1000GRW · SHRT TRM CORP BD | 0.87% | $63M | 972.5K |
| 20 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW · CL A | 0.83% | $60M | 159.6K |
| 21 | RSPINVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT · S&P500 QUALITY · S&P MDCP QUALITY · AEROSPACE DEFN · S&P 500 TOP 50 · S&P500 EQL TEC | 0.78% | $56M | 622.0K |
| 22 | AMERICAN CENTY ETF TR | US LARGE CAP VLU · US SML CP VALU | 0.77% | $55M | 942.1K |
| 23 | NVDANVIDIA CORPORATIONhistory → | COM | 0.75% | $54M | 109.5K |
| 24 | SMHVANECK ETF TRUST | SEMICONDUCTR ETF · GOLD MINERS ETF · OIL SERVICES ETF · MRNGSTR WDE MOAT · FALLEN ANGEL HG · AGRIBUSINESS ETF | 0.74% | $54M | 649.5K |
| 25 | FDLFIRST TR MORNINGSTAR DIVID Lhistory → | SHS | 0.74% | $54M | 1.49M |
| 26 | TSLATESLA INChistory → | COM | 0.68% | $49M | 197.0K |
| 27 | PNOVINNOVATOR ETFS TR | US EQTY PWR BUF · US EQTY PWR BF · INTRNL DEV APRL · US EQT PWR BUF · US EQTY BUF DEC · US EQTY BUF OCT · GRWT100 PWR BUF · US EQTY BUF SEP | 0.65% | $47M | 1.34M |
| 28 | BSJPINVESCO EXCH TRD SLF IDX FD | BULSHS 2025 HY · BULSHS 2024 HY · INVSCO BLSH 26 · BULETSHS 2027 | 0.61% | $44M | 1.94M |
| 29 | HDHOME DEPOT INChistory → | COM | 0.59% | $43M | 122.8K |
| 30 | JPMJPMORGAN CHASE & COhistory → | COM | 0.59% | $42M | 249.6K |
| 31 | CGCPCAPITAL GRP FIXED INCM ETF T | CORE PLUS INCM · MUNICIPAL INCOME · SHORT DURATION | 0.58% | $42M | 1.80M |
| 32 | VXUSVANGUARD STAR FDShistory → | VG TL INTL STK F | 0.52% | $37M | 642.2K |
| 33 | VYMVANGUARD WHITEHALL FDS | HIGH DIV YLD · INTL DVD ETF | 0.51% | $37M | 339.5K |
| 34 | VIGVANGUARD SPECIALIZED FUNDShistory → | DIV APP ETF | 0.51% | $37M | 215.1K |
| 35 | VHTVANGUARD WORLD FDS | HEALTH CAR ETF · CONSUM STP ETF · INF TECH ETF · ENERGY ETF | 0.50% | $36M | 154.7K |
| 36 | FVDFIRST TR VALUE LINE DIVID INhistory → | SHS | 0.44% | $32M | 790.7K |
| 37 | CGDVCAPITAL GROUP DIVIDEND VALUEhistory → | SHS CREATION UNI | 0.44% | $32M | 1.07M |
| 38 | LLYELI LILLY & COhistory → | COM | 0.44% | $32M | 54.3K |
| 39 | QQQMINVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF · S&P500 LOW VOL · S&P GBL WATER · KBW BK ETF · S&P500 HDL VOL | 0.43% | $31M | 391.4K |
| 40 | GLDSPDR GOLD TRhistory → | GOLD SHS | 0.40% | $29M | 149.8K |
| 41 | CVXCHEVRON CORP NEWhistory → | COM | 0.39% | $28M | 186.9K |
| 42 | VVISA INChistory → | COM CL A | 0.38% | $28M | 106.0K |
| 43 | IEMGISHARES INC | CORE MSCI EMKT · MSCI EMRG CHN · MSCI GBL MIN VOL | 0.38% | $27M | 501.9K |
| 44 | CRMSALESFORCE INChistory → | COM | 0.38% | $27M | 103.1K |
| 45 | VNLAJANUS DETROIT STR TRhistory → | HENDRSN SHRT ETF | 0.37% | $27M | 558.1K |
| 46 | COSTCOSTCO WHSL CORP NEWhistory → | COM | 0.37% | $27M | 40.8K |
| 47 | METAMETA PLATFORMS INChistory → | CL A | 0.37% | $27M | 75.8K |
| 48 | VEAVANGUARD TAX-MANAGED FDShistory → | VAN FTSE DEV MKT | 0.36% | $26M | 540.6K |
| 49 | JNJJOHNSON & JOHNSONhistory → | COM | 0.35% | $25M | 160.1K |
| 50 | CGUSCAPITAL GROUP CORE EQUITY EThistory → | SHS CREATION UNI | 0.34% | $25M | 872.3K |
| 51 | MAMASTERCARD INCORPORATEDhistory → | CL A | 0.33% | $24M | 55.7K |
| 52 | PGPROCTER AND GAMBLE COhistory → | COM | 0.32% | $23M | 156.4K |
| 53 | HONHONEYWELL INTL INChistory → | COM | 0.30% | $22M | 103.2K |
| 54 | LMTLOCKHEED MARTIN CORPhistory → | COM | 0.29% | $21M | 46.3K |
| 55 | DEDEERE & COhistory → | COM | 0.29% | $21M | 51.8K |
| 56 | EXMOCEXXON MOBIL CORPhistory → | COM | 0.29% | $21M | 206.9K |
| 57 | ABBVABBVIE INChistory → | COM | 0.28% | $20M | 132.2K |
| 58 | BNDXVANGUARD CHARLOTTE FDShistory → | TOTAL INT BD ETF | 0.28% | $20M | 411.5K |
| 59 | UNHUNITEDHEALTH GROUP INChistory → | COM | 0.28% | $20M | 38.5K |
| 60 | SMMUPIMCO ETF TR | SHTRM MUN BD ACT · INV GRD CRP BD · ENHAN SHRT MA AC | 0.27% | $19M | 338.8K |
| 61 | VWOVANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF | 0.26% | $18M | 327.7K |
| 62 | SPGIS&P GLOBAL INChistory → | COM | 0.25% | $18M | 41.7K |
| 63 | PECOPHILLIPS EDISON & CO INChistory → | COMMON STOCK | 0.25% | $18M | 493.2K |
| 64 | MCDMCDONALDS CORPhistory → | COM | 0.24% | $17M | 58.4K |
| 65 | VOOGVANGUARD ADMIRAL FDS INC | 500 GRTH IDX F · SMLLCP 600 IDX · 500 VAL IDX FD · MIDCP 400 IDX | 0.24% | $17M | 116.8K |
| 66 | PAVEGLOBAL X FDS | US INFR DEV ETF · GLOBAL X URANIUM · LITHIUM BTRY ETF | 0.23% | $17M | 493.1K |
| 67 | CATCATERPILLAR INChistory → | COM | 0.23% | $17M | 55.9K |
| 68 | CGGRCAPITAL GROUP GROWTH ETFhistory → | SHS CREATION UNI | 0.22% | $16M | 569.2K |
| 69 | ARKKARK ETF TR | INNOVATION ETF · FINTECH INNOVA · GENOMIC REV ETF | 0.22% | $16M | 418.4K |
| 70 | LEGG MASON ETF INVT | FRANKLIN INTL LW · FRANKLIN US LOW | 0.22% | $16M | 539.8K |
| 71 | AVGOBROADCOM INChistory → | COM | 0.22% | $16M | 14.1K |
| 72 | KOCOCA COLA COhistory → | COM | 0.21% | $15M | 262.2K |
| 73 | PEPPEPSICO INChistory → | COM | 0.21% | $15M | 89.7K |
| 74 | BABOEING COhistory → | COM | 0.20% | $15M | 56.2K |
| 75 | RBB FD INC | US TREAS 3 MNTH | 0.20% | $14M | 290.4K |
| 76 | LOWLOWES COS INChistory → | COM | 0.20% | $14M | 63.9K |
| 77 | MOALTRIA GROUP INChistory → | COM | 0.20% | $14M | 349.9K |
| 78 | PFEPFIZER INChistory → | COM | 0.19% | $14M | 470.9K |
| 79 | MRKMERCK & CO INChistory → | COM | 0.18% | $13M | 120.3K |
| 80 | SPDWSPDR INDEX SHS FDS | PORTFOLIO DEVLPD · PORTFOLIO EMG MK | 0.18% | $13M | 376.2K |
| 81 | OREALTY INCOME CORPhistory → | COM | 0.18% | $13M | 223.1K |
| 82 | OKEONEOK INC NEWhistory → | COM | 0.17% | $12M | 176.7K |
| 83 | IBMINTERNATIONAL BUSINESS MACHShistory → | COM | 0.17% | $12M | 74.6K |
| 84 | PMPHILIP MORRIS INTL INChistory → | COM | 0.16% | $12M | 126.2K |
| 85 | ADBEADOBE INChistory → | COM | 0.16% | $12M | 19.6K |
| 86 | DIASPDR DOW JONES INDL AVERAGEhistory → | UT SER 1 | 0.16% | $12M | 30.6K |
| 87 | VZVERIZON COMMUNICATIONS INChistory → | COM | 0.16% | $12M | 306.1K |
| 88 | DIVOAMPLIFY ETF TRhistory → | CWP ENHANCED DIV | 0.16% | $11M | 312.9K |
| 89 | NOCNORTHROP GRUMMAN CORPhistory → | COM | 0.16% | $11M | 24.4K |
| 90 | PSETPRINCIPAL EXCHANGE TRADED FDhistory → | QUALITY ETF | 0.16% | $11M | 185.8K |
| 91 | FBNDFIDELITY MERRIMACK STR TRhistory → | TOTAL BD ETF | 0.16% | $11M | 244.9K |
| 92 | ETNEATON CORP PLChistory → | SHS | 0.16% | $11M | 46.6K |
| 93 | WMTWALMART INChistory → | COM | 0.16% | $11M | 71.0K |
| 94 | LATTICE STRATEGIES TR | HARTFORD MLT DIV | 0.15% | $11M | 418.3K |
| 95 | MDYSPDR S&P MIDCAP 400 ETF TRhistory → | UTSER1 S&PDCRP | 0.15% | $11M | 21.9K |
| 96 | INTCINTEL CORPhistory → | COM | 0.15% | $11M | 218.9K |
| 97 | TAT&T INChistory → | COM | 0.15% | $11M | 629.5K |
| 98 | TWO RDS SHARED TR | CONDCTR GBL EQTY | 0.14% | $10M | 765.4K |
| 99 | NOBLPROSHARES TR | S&P 500 DV ARIST · ONLINE RTL ETF | 0.14% | $10M | 142.8K |
| 100 | MGVVANGUARD WORLD FD | MEGA CAP VAL ETF · MEGA GRWTH IND · EXTENDED DUR | 0.14% | $10M | 81.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q1 2024 | $0 | 1 | May 24, 2024 | RESTATEMENT | changes · EDGAR ↗ |
| Q4 2023 | $7.2B | 1,788 | Feb 13, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $6.4B | 1,700 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $6.3B | 1,652 | Aug 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $6.0B | 1,650 | May 15, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $5.5B | 1,603 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $3.8B | 1,367 | Nov 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $4.4B | 1,363 | Aug 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $5.0B | 1,409 | May 12, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $4.9B | 1,436 | Feb 14, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $5.1B | 1,408 | Nov 16, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $4.2B | 1,321 | Aug 13, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $3.6B | 1,211 | May 17, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $3.1B | 1,034 | Feb 17, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $2.7B | 953 | Nov 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $2.3B | 913 | Aug 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $1.9B | 808 | May 8, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $2.3B | 918 | Feb 10, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $2.3B | 889 | Nov 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $2.3B | 932 | Aug 12, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $2.0B | 1,230 | May 6, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q4 2018 | $1.7B | 844 | Feb 15, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.