Managers / Q4 2021 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$4.9B

Q4 2021

Positions

1,436

Filings on Record

2019–present window

Filed

Feb 14, 2022

original filing

Summary

Cetera Advisors LLC reported $4.9B in U.S.-listed holdings across 1,436 positions for Q4 2021.

The portfolio is heavily concentrated: IVV alone accounts for 21.3% of reported value.

Compared with Q3 2021, the fund opened 135 new positions and exited 106.

Portfolio Metrics

Turnover

+8.7%

vs prior filed quarter

Top-10 Concentration

+43.2%

share of reported value

Largest Position

+21.3%

Ishares Tr

New / Exited

135 / 106

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 60.8% · $3.0B
Common Stock · 34.3% · $1.7B
REIT · 1.8% · $87M
ADR · 1.1% · $55M
Other · 1.0% · $48M
Other · 1.1% · $55M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
STARBOARD INVT TR	NEW	+327.2K	327.2K	+$5M	$5M
STARBOARD INVT TR	NEW	+203.5K	203.5K	+$3M	$3M
EXCHANGE TRADED CONCEPTS TR	NEW	+149.6K	149.6K	+$3M	$3M
FIRST TR EXCHNG TRADED FD VI	NEW	+119.2K	119.2K	+$2M	$2M
STARBOARD INVT TR	NEW	+143.3K	143.3K	+$2M	$2M
IVT INVENTRUST PPTYS CORP	NEW	+78.5K	78.5K	+$2M	$2M
MSOS ADVISORSHARES TR	NEW	+82.1K	82.1K	+$2M	$2M
BITO PROSHARES TR	NEW	+72.1K	72.1K	+$2M	$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

262 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	IVV ISHARES TR	CORE S&P500 ETF · MSCI USA MIN VOL · RUS 1000 GRW ETF · 0-5 YR TIPS ETF · CORE S&P SCP ETF · RUSSELL 2000 ETF · TIPS BD ETF · S&P 500 VAL ETF · CORE DIV GRWTH · CORE S&P MCP ETF · CORE US AGGBD ET · MSCI EAFE ETF · RUS MD CP GR ETF · RUS 1000 VAL ETF · S&P 500 GRWT ETF · CORE MSCI EAFE · RUS 2000 GRW ETF · ESG AWR MSCI USA · RUS MID CAP ETF · PFD AND INCM SEC · CORE S&P TTL STK · RUS 1000 ETF · CORE S&P US GWT · US TREAS BD ETF · IBOXX INV CP ETF · MSCI EAFE MIN VL · ISHS 1-5YR INVS · NATIONAL MUN ETF · S&P 100 ETF · EAFE GRWTH ETF · CORE MSCI TOTAL · U.S. TECH ETF · MSCI USA MMENTM · BARCLAYS 7 10 YR · CORE TOTAL USD · SELECT DIVID ETF · GL CLEAN ENE ETF · DOW JONES US ETF · MSCI USA VALUE · RUS 2000 VAL ETF · JPMORGAN USD EMG · US AER DEF ETF · EXPND TEC SC ETF · EAFE VALUE ETF · 0-5YR HI YL CP · EXPANDED TECH · US HLTHCR PR ETF · CORE HIGH DV ETF · CORE S&P US VLU · MSCI EMG MKT ETF · MSCI USA QLT FCT · FLTG RATE NT ETF · RUS MDCP VAL ETF · IBONDS 25 TRM HG · FALN ANGLS USD · U.S. REAL ES ETF · U.S. MED DVC ETF · S&P SML 600 GWT · GLOBAL TECH ETF · MSCI INTL QUALTY · 20 YR TR BD ETF · ISHARES BIOTECH · RUSSELL 3000 ETF · SP SMCP600VL ETF · MICRO-CAP ETF · ISHARES SEMICDTR · ISHS 5-10YR INVT · 1 3 YR TREAS BD · GLOBAL FINLS ETF · SHRT NAT MUN ETF · INTL DIV GRWTH · US TECH BRKTHR · 3 7 YR TREAS BD · MORNINGSTAR GRWT · MSCI USA ESG SLC · SHORT TREAS BD · GLOBAL 100 ETF · US TRSPRTION · MRGSTR MD CP ETF	21.26%	$1.0B	9.41M
2	AAPL APPLE INC history →	COM	4.01%	$198M	1.11M
3	SPY SPDR S&P 500 ETF TR history →	TR UNIT	3.12%	$154M	324.8K
4	FTCS FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF · RISNG DIVD ACHIV · FIRST TR ENH NEW · NASDAQ CYB ETF · US EQTY OPPT ETF · INTL EQUITY OPP · NASDAQ BK ETF · WTR ETF · FT CBOE VEST S&P · FINLS ALPHADEX · TECH ALPHADEX · DJ INTERNT IDX · NAS CLNEDG GREEN · FST LOW OPPT EFT · SENIOR LN FD · DORSEY WRT 5 ETF · HLTH CARE ALPH · CLOUD COMPUTING · NAT GAS ETF	3.02%	$149M	2.39M
5	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF · EXTEND MKT ETF · MID CAP ETF · REAL ESTATE ETF · VALUE ETF · SMALL CP ETF · SM CP VAL ETF · MCAP VL IDXVIP	2.30%	$113M	449.2K
6	FIXD FIRST TR EXCHNG TRADED FD VI	FT CBOE VEST BFR · FT CBOE VEST 100 · TCW OPPORTUNIS · CBOE VEST US EQ · US EQT DEEP DUFR · CBOE EQT BUFER · LOW DUR STRTGC · VEST US DEEP · CBOE VEST NAS100 · US EQT BUFFER · FT CBOE EQTY BFR · VEST US BUFFER · CBOE VEST BUFERD · CBOE VEST US EQT · CBOE VEST US BUF	2.20%	$109M	3.50M
7	GSLC GOLDMAN SACHS ETF TR	ACTIVEBETA US LG · ACTIVEBETA INT	1.94%	$96M	1.31M
8	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P MDCP QUALITY · S&P 500 TOP 50 · S&P500 PUR VAL · FTSE RAFI 1000 · BUYBACK ACHIEV · DYNMC SOFTWARE · S&P500 EQL TEC · S&P500 EQL HLT	1.90%	$94M	940.0K
9	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI INT-UTILS · SBI CONS DISCR · SBI HEALTHCARE · FINANCIAL · SBI CONS STPLS · SBI MATERIALS · COMMUNICATION · SBI INT-INDS · ENERGY	1.83%	$90M	1.05M
10	VGK VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF · FTSE EMR MKT ETF · FTSE SMCAP ETF	1.63%	$80M	1.18M
11	MSFT MICROSOFT CORP history →	COM	1.38%	$68M	202.7K
12	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.38%	$68M	171.0K
13	EPS WISDOMTREE TR	US LARGECAP FUND · US SMALLCAP FUND · US QTLY DIV GRT · US MIDCAP FUND · ITL HDG QTLY DIV · US HIGH DIVIDEND · US EFFICIENT COR · DYNAMIC INT EQ · CURRNCY INT EQ · EM EX ST-OWNED · EMG MKTS SMCAP · US MIDCAP DIVID · US SMALLCAP DIVD · CLOUD COMPUTNG · US LARGECAP DIVD · US TOTAL DIVIDND	1.35%	$67M	1.37M
14	AMZN AMAZON COM INC history →	COM	1.22%	$60M	18.0K
15	BIL SPDR SER TR	BLOOMBERG 1-3 MO · S&P REGL BKG · S&P BIOTECH · S&P TRANSN ETF · S&P HOMEBUILD · S&P DIVID ETF · S&P 600 SML CAP · PRTFLO S&P500 GW · S&P SEMICNDCTR · BLOOMBERG CONV · AEROSPACE DEF · SSGA US LRG ETF · S&P KENSHO CLEAN · PORTFOLIO SHORT · PORTFOLIO S&P500 · BLOOMBERG SHT TE · PORTFOLIO AGRGTE	1.18%	$58M	723.8K
16	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND	1.09%	$54M	634.7K
17	TSLA TESLA INC history →	COM	1.04%	$51M	48.7K
18	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	1.04%	$51M	17.7K
19	JPST J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC · EQUITY PREMIUM	0.94%	$46M	843.0K
20	SCHD SCHWAB STRATEGIC TR	US DIVIDEND EQ · INTL EQTY ETF · US LCAP GR ETF · INTRM TRM TRES · US MID-CAP ETF · US LCAP VA ETF · US TIPS ETF	0.83%	$41M	634.1K
21	HD HOME DEPOT INC history →	COM	0.82%	$41M	97.9K
22	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.70%	$34M	110.6K
23	CLF CLEVELAND-CLIFFS INC NEW history →	COM	0.61%	$30M	1.38M
24	JPM JPMORGAN CHASE & CO history →	COM	0.60%	$30M	187.9K
25	QQQM INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF · S&P500 LOW VOL · KBW BK ETF · S&P GBL WATER · S&P500 HDL VOL · SOLAR ETF	0.57%	$28M	340.9K
26	FVD FIRST TR VALUE LINE DIVID IN history →	SHS	0.53%	$26M	609.4K
27	NVDA NVIDIA CORPORATION history →	COM	0.51%	$25M	86.4K
28	PG PROCTER AND GAMBLE CO history →	COM	0.49%	$24M	147.0K
29	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · CONSUM STP ETF · INF TECH ETF	0.48%	$24M	88.9K
30	PAVE GLOBAL X FDS	US INFR DEV ETF · LITHIUM BTRY ETF · NASDAQ 100 COVER · RBTCS ARTFL INTE	0.48%	$24M	693.7K
31	FCX FREEPORT-MCMORAN INC history →	CL B	0.48%	$24M	566.0K
32	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 HY · BULSHS 2023 HY · INVSCO BLSH 26 · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2026 CB	0.45%	$22M	901.9K
33	JNJ JOHNSON & JOHNSON history →	COM	0.44%	$22M	127.9K
34	VONV VANGUARD SCOTTSDALE FDS	VNG RUS1000VAL · SHRT TRM CORP BD · SHORT TERM TREAS · INT-TERM CORP	0.44%	$22M	287.8K
35	VYM VANGUARD WHITEHALL FDS history →	HIGH DIV YLD	0.43%	$21M	190.7K
36	GLD SPDR GOLD TR history →	GOLD SHS	0.43%	$21M	123.7K
37	HON HONEYWELL INTL INC history →	COM	0.43%	$21M	100.9K
38	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDPILOT US BD · US CASH COWS 100 · TRENDP 100 ETF · BNCHMRK INFRA · TRENDP US MID CP	0.42%	$21M	545.1K
39	BAC BK OF AMERICA CORP history →	COM	0.41%	$20M	460.4K
40	CRM SALESFORCE COM INC history →	COM	0.40%	$20M	78.1K
41	VOOG VANGUARD ADMIRAL FDS INC	500 GRTH IDX F · SMLLCP 600 IDX · 500 VAL IDX FD · MIDCP 400 IDX	0.40%	$20M	90.5K
42	DIA SPDR DOW JONES INDL AVERAGE history →	UT SER 1	0.39%	$19M	52.9K
43	VXUS VANGUARD STAR FDS history →	VG TL INTL STK F	0.38%	$19M	298.1K
44	CVX CHEVRON CORP NEW history →	COM	0.37%	$18M	157.2K
45	NIO NIO INC history →	SPON ADS	0.37%	$18M	574.9K
46	VZ VERIZON COMMUNICATIONS INC history →	COM	0.36%	$18M	338.7K
47	META META PLATFORMS INC history →	CL A	0.36%	$18M	52.2K
48	DIS DISNEY WALT CO history →	COM	0.35%	$17M	112.1K
49	STARBOARD INVT TR	RH TACTICAL ROT · AI QUALITY GROWT · ADAPTIVE ALPHA · RH TACTICAL OUTL · RH HEDGED MULTI · ADAPTIVE HIGH IN	0.34%	$17M	1.09M
50	MCD MCDONALDS CORP history →	COM	0.33%	$16M	61.0K
51	DIVO AMPLIFY ETF TR	CWP ENHANCED DIV · BLACKSWAN GRWT	0.32%	$16M	431.3K
52	NOC NORTHROP GRUMMAN CORP history →	COM	0.32%	$16M	41.0K
53	MO ALTRIA GROUP INC history →	COM	0.32%	$16M	333.1K
54	ARKK ARK ETF TR	INNOVATION ETF · NEXT GNRTN INTER · GENOMIC REV ETF · FINTECH INNOVA	0.32%	$16M	195.6K
55	LMT LOCKHEED MARTIN CORP history →	COM	0.32%	$16M	44.1K
56	V VISA INC history →	COM CL A	0.31%	$15M	70.1K
57	DE DEERE & CO history →	COM	0.31%	$15M	44.2K
58	IEMG ISHARES INC	CORE MSCI EMKT · ESG AWR MSCI EM · MSCI GBL MIN VOL	0.29%	$14M	253.1K
59	O REALTY INCOME CORP history →	COM	0.28%	$14M	196.3K
60	FLQL FRANKLIN TEMPLETON ETF TR	LIBERTYQ US EQT · LIBERTYQ US MID	0.28%	$14M	295.5K
61	PYPL PAYPAL HLDGS INC history →	COM	0.28%	$14M	74.2K
62	AMT AMERICAN TOWER CORP NEW history →	COM	0.28%	$14M	47.7K
63	MA MASTERCARD INCORPORATED history →	CL A	0.28%	$14M	38.7K
64	UNITED STATES STL CORP NEW	COM	0.27%	$14M	568.8K
65	COST COSTCO WHSL CORP NEW history →	COM	0.27%	$13M	23.7K
66	PFE PFIZER INC history →	COM	0.27%	$13M	226.9K
67	BOND PIMCO ETF TR	ACTIVE BD ETF · 15+ YR US TIPS · ENHAN SHRT MA AC	0.27%	$13M	130.4K
68	EXMOC EXXON MOBIL CORP history →	COM	0.26%	$13M	208.2K
69	T AT&T INC history →	COM	0.25%	$13M	511.1K
70	KO COCA COLA CO history →	COM	0.25%	$12M	207.2K
71	GDX VANECK ETF TRUST	GOLD MINERS ETF · AGRIBUSINESS ETF · SEMICONDUCTR ETF	0.25%	$12M	271.3K
72	DRSK ETF SER SOLUTIONS	APTUS DEFINED · US GLB JETS · DEFIANCE NEXT · NATIONWIDE NASDQ	0.24%	$12M	438.7K
73	PEP PEPSICO INC history →	COM	0.23%	$12M	66.2K
74	IBM INTERNATIONAL BUSINESS MACHS history →	COM	0.23%	$11M	85.7K
75	ANNALY CAPITAL MANAGEMENT IN	COM	0.22%	$11M	1.36M
76	FDL FIRST TR MORNINGSTAR DIVID L history →	SHS	0.21%	$10M	293.9K
77	OKE ONEOK INC NEW history →	COM	0.20%	$10M	171.9K
78	ABBV ABBVIE INC history →	COM	0.20%	$10M	74.3K
79	BA BOEING CO	COM	0.20%	$10M	49.0K
80	CVS CVS HEALTH CORP	COM	0.20%	$10M	95.7K
81	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.20%	$10M	57.2K
82	QPX ADVISORSHARES TR	Q DYNAMIC GROWTH · PURE US CANNABIS	0.20%	$10M	333.6K
83	UNH UNITEDHEALTH GROUP INC	COM	0.19%	$10M	19.1K
84	WPC WP CAREY INC	COM	0.19%	$10M	116.2K
85	PM PHILIP MORRIS INTL INC	COM	0.19%	$9M	97.9K
86	VTIP VANGUARD MALVERN FDS	STRM INFPROIDX	0.19%	$9M	180.7K
87	EPD ENTERPRISE PRODS PARTNERS L	COM	0.18%	$9M	410.7K
88	MDY SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	0.18%	$9M	16.9K
89	WMT WALMART INC	COM	0.17%	$9M	59.6K
90	BMY BRISTOL-MYERS SQUIBB CO	COM	0.17%	$8M	135.5K
91	NOBL PROSHARES TR	S&P 500 DV ARIST · BITCOIN STRATE · ONLINE RTL ETF	0.17%	$8M	149.6K
92	MMM 3M CO	COM	0.17%	$8M	47.1K
93	NEE NEXTERA ENERGY INC	COM	0.17%	$8M	88.0K
94	ETN EATON CORP PLC	SHS	0.17%	$8M	47.4K
95	INTC INTEL CORP	COM	0.16%	$8M	158.2K
96	ABT ABBOTT LABS	COM	0.16%	$8M	57.7K
97	EH EHANG HLDGS LTD	ADS	0.16%	$8M	531.8K
98	UPS UNITED PARCEL SERVICE INC	CL B	0.15%	$8M	35.1K
99	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	0.15%	$7M	358.4K
100	GTO INVESCO ACTIVELY MANAGED ETF	TOTAL RETURN	0.14%	$7M	126.2K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.