Managers / Q2 2021 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$4.2B

Q2 2021

Positions

1,321

Filings on Record

2019–present window

Filed

Aug 13, 2021

original filing

Summary

Cetera Advisors LLC reported $4.2B in U.S.-listed holdings across 1,321 positions for Q2 2021.

The portfolio is heavily concentrated: IVV alone accounts for 23.2% of reported value.

Compared with Q1 2021, the fund opened 160 new positions and exited 56.

Portfolio Metrics

Turnover

+3.3%

vs prior filed quarter

Top-10 Concentration

+43.6%

share of reported value

Largest Position

+23.2%

Ishares Tr

New / Exited

160 / 56

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 60.6% · $2.6B
Common Stock · 33.7% · $1.4B
ADR · 1.8% · $76M
REIT · 1.6% · $68M
Other · 1.0% · $42M
Other · 1.3% · $53M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
EH EHANG HLDGS LTD	NEW	+365.2K	365.2K	+$16M	$16M
IAU ISHARES GOLD TR	NEW	+165.2K	165.2K	+$6M	$6M
SON SONOCO PRODS CO	NEW	+59.5K	59.5K	+$4M	$4M
FIRST TR EXCHNG TRADED FD VI	NEW	+117.2K	117.2K	+$4M	$4M
CBRL CRACKER BARREL OLD CTRY STOR	NEW	+23.0K	23.0K	+$3M	$3M
STARBOARD INVT TR	NEW	+118.4K	118.4K	+$3M	$3M
FIRST TR EXCHNG TRADED FD VI	NEW	+115.8K	115.8K	+$3M	$3M
IGLB ISHARES TR	NEW	+31.0K	31.0K	+$2M	$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

274 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	IVV ISHARES TR	CORE S&P500 ETF · MSCI USA MIN VOL · RUS 1000 GRW ETF · CORE S&P SCP ETF · RUSSELL 2000 ETF · TIPS BD ETF · ISHS 1-5YR INVS · CORE US AGGBD ET · CORE S&P MCP ETF · MSCI EAFE ETF · RUS MD CP GR ETF · CORE DIV GRWTH · 0-5 YR TIPS ETF · S&P 500 GRWT ETF · S&P 500 VAL ETF · CORE MSCI EAFE · RUS 1000 VAL ETF · RUS 2000 GRW ETF · PFD AND INCM SEC · MSCI EAFE MIN VL · RUS MID CAP ETF · CORE S&P TTL STK · ESG AWR MSCI USA · RUS 1000 ETF · US TREAS BD ETF · IBOXX INV CP ETF · CORE MSCI TOTAL · BARCLAYS 7 10 YR · MSCI USA MMENTM · S&P 100 ETF · CORE S&P US GWT · 0-5YR HI YL CP · NATIONAL MUN ETF · GL CLEAN ENE ETF · RUS 2000 VAL ETF · SELECT DIVID ETF · U.S. TECH ETF · US AER DEF ETF · EAFE GRWTH ETF · MSCI EMG MKT ETF · CORE TOTAL USD · MSCI USA VALUE · DOW JONES US ETF · EXPANDED TECH · EXPND TEC SC ETF · EAFE VALUE ETF · US HLTHCR PR ETF · MICRO-CAP ETF · U.S. MED DVC ETF · FLTG RATE NT ETF · MSCI USA QLT FCT · CORE HIGH DV ETF · CORE S&P US VLU · ISHARES BIOTECH · U.S. REAL ES ETF · RUS MDCP VAL ETF · S&P SML 600 GWT · 20 YR TR BD ETF · YLD OPTIM BD · ISHS 5-10YR INVT · MSCI INTL QUALTY · RUSSELL 3000 ETF · 10+ YR INVST GRD · CONV BD ETF · INTL DIV GRWTH · GLOBAL FINLS ETF · JPMORGAN USD EMG · SP SMCP600VL ETF · MORNINGSTAR GRWT · 3 7 YR TREAS BD · GLOBAL TECH ETF · SHRT NAT MUN ETF · 1 3 YR TREAS BD · MBS ETF · GLOBAL ENERG ETF · CONSER ALLOC ETF · A RATE CP BD ETF · U.S. ENERGY ETF · FALN ANGLS USD · MODERT ALLOC ETF · GLOBAL 100 ETF · MSCI CHINA ETF	23.24%	$981M	9.41M
2	AAPL APPLE INC history →	COM	3.60%	$152M	1.11M
3	SPY SPDR S&P 500 ETF TR history →	TR UNIT	3.15%	$133M	310.7K
4	FTCS FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF · RISNG DIVD ACHIV · FIRST TR ENH NEW · NASDAQ CYB ETF · US EQTY OPPT ETF · INTL EQUITY OPP · NAS CLNEDG GREEN · DJ INTERNT IDX · TECH ALPHADEX · WTR ETF · FT CBOE VEST S&P · FST LOW OPPT EFT · NASDAQ BK ETF · DORSEY WRT 5 ETF · CLOUD COMPUTING · HLTH CARE ALPH	2.36%	$99M	1.55M
5	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF · EXTEND MKT ETF · MID CAP ETF · REAL ESTATE ETF · SMALL CP ETF · VALUE ETF · SM CP VAL ETF · MCAP VL IDXVIP · SML CP GRW ETF	2.28%	$96M	417.0K
6	FIXD FIRST TR EXCHNG TRADED FD VI	FT CBOE VEST BFR · FT CBOE GRWT100 · TCW OPPORTUNIS · US EQT DEEP DUFR · CBOE EQT BUFER · VEST US DEEP · LOW DUR STRTGC · US EQT BUFFER · CBOE VEST US DEP · FT CBOE VST GRWT · CBOE VEST US EQ · CBOE VEST US BUF · CBOE EQT DEP NOV	1.94%	$82M	2.64M
7	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P MDCP QUALITY · S&P 500 TOP 50 · DYNMC SOFTWARE · S&P500 PUR VAL · S&P500 EQL TEC · S&P500 EQL HLT · S&P SML600 VAL	1.81%	$77M	824.1K
8	VGK VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF · FTSE EMR MKT ETF · FTSE SMCAP ETF	1.78%	$75M	1.11M
9	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI CONS DISCR · FINANCIAL · SBI HEALTHCARE · SBI INT-UTILS · SBI CONS STPLS · COMMUNICATION · SBI MATERIALS · SBI INT-INDS · ENERGY	1.76%	$74M	930.7K
10	GSLC GOLDMAN SACHS ETF TR	ACTIVEBETA US LG · ACTIVEBETA INT	1.74%	$73M	1.10M
11	AMZN AMAZON COM INC history →	COM	1.38%	$58M	17.0K
12	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.37%	$58M	162.8K
13	BIL SPDR SER TR	SPDR BLOOMBERG · S&P BIOTECH · S&P REGL BKG · BLOMBERG BRC INV · S&P HOMEBUILD · S&P 600 SML CAP · S&P SEMICNDCTR · AEROSPACE DEF · S&P DIVID ETF · S&P TRANSN ETF · BLMBRG BRC CNVRT · PORTFOLIO SHORT · SSGA US LRG ETF · PORTFOLIO AGRGTE · S&P KENSHO CLEAN · BLOOMBERG SRT TR · NUVEEN BRC MUNIC	1.30%	$55M	765.6K
14	MSFT MICROSOFT CORP history →	COM	1.21%	$51M	188.9K
15	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND	1.10%	$47M	540.8K
16	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.99%	$42M	16.9K
17	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · US DIVIDEND EQ · US LCAP GR ETF · INTRM TRM TRES · US MID-CAP ETF · US TIPS ETF · US LCAP VA ETF · US AGGREGATE B	0.82%	$34M	564.0K
18	JPST J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC · EQUITY PREMIUM	0.76%	$32M	624.8K
19	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.68%	$29M	95.5K
20	CLF CLEVELAND-CLIFFS INC NEW history →	COM	0.68%	$29M	1.33M
21	QQQM INVESCO EXCH TRADED FD TR II	NASDAQ 100 ETF · S&P500 LOW VOL · KBW BK ETF · S&P500 HDL VOL · S&P GBL WATER · S&P SMLCP ENGY · VAR RATE PFD · SOLAR ETF	0.65%	$27M	696.0K
22	HD HOME DEPOT INC history →	COM	0.64%	$27M	84.5K
23	JPM JPMORGAN CHASE & CO history →	COM	0.63%	$26M	170.0K
24	ARKK ARK ETF TR	INNOVATION ETF · GENOMIC REV ETF · NEXT GNRTN INTER · FINTECH INNOVA · AUTNMUS TECHNLGY	0.61%	$26M	249.0K
25	VGSH VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS · SHRT TRM CORP BD · VNG RUS1000VAL · INT-TERM CORP	0.59%	$25M	353.2K
26	NIO NIO INC history →	SPON ADS	0.55%	$23M	434.0K
27	FCX FREEPORT-MCMORAN INC history →	CL B	0.49%	$21M	555.6K
28	DGRW WISDOMTREE TR	US QTLY DIV GRT · ITL HDG QTLY DIV · US EFFICIENT COR · US MIDCAP DIVID · CLOUD COMPUTNG · US SMALLCAP DIVD · US LARGECAP DIVD · US TOTAL DIVIDND	0.48%	$20M	406.2K
29	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · 500 VAL IDX FD · MIDCP 400 IDX	0.48%	$20M	99.4K
30	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · INF TECH ETF · CONSUM STP ETF · COMM SRVC ETF	0.47%	$20M	83.3K
31	IEMG ISHARES INC	CORE MSCI EMKT · ESG AWR MSCI EM · MSCI GBL MIN VOL · MSCI EQUAL WEITE	0.47%	$20M	334.4K
32	JNJ JOHNSON & JOHNSON history →	COM	0.47%	$20M	119.7K
33	HON HONEYWELL INTL INC history →	COM	0.46%	$20M	89.0K
34	BAC BK OF AMERICA CORP history →	COM	0.46%	$19M	468.8K
35	FVD FIRST TR VALUE LINE DIVID IN history →	SHS	0.46%	$19M	483.8K
36	PG PROCTER AND GAMBLE CO history →	COM	0.45%	$19M	142.1K
37	GLD SPDR GOLD TR history →	GOLD SHS	0.45%	$19M	115.2K
38	CRM SALESFORCE COM INC history →	COM	0.43%	$18M	75.0K
39	DIS DISNEY WALT CO history →	COM	0.43%	$18M	103.5K
40	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2025 HY · BULSHS 2023 HY · INVSCO BLSH 26 · BULSHS 2024 HY · BULSHS 2022 HY	0.41%	$17M	684.1K
41	DIA SPDR DOW JONES INDL AVERAGE history →	UT SER 1	0.40%	$17M	49.3K
42	VXUS VANGUARD STAR FDS history →	VG TL INTL STK F	0.40%	$17M	258.7K
43	T AT&T INC history →	COM	0.40%	$17M	585.8K
44	V VISA INC history →	COM CL A	0.39%	$17M	70.8K
45	META FACEBOOK INC history →	CL A	0.39%	$16M	47.4K
46	NVDA NVIDIA CORPORATION history →	COM	0.39%	$16M	20.6K
47	UNITED STATES STL CORP NEW	COM	0.37%	$16M	656.5K
48	EH EHANG HLDGS LTD history →	ADS	0.37%	$16M	365.2K
49	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDPILOT US BD · TRENDP 100 ETF · TRENDP US MID CP · BNCHMRK INFRA · US CASH COWS 100	0.36%	$15M	403.5K
50	NOC NORTHROP GRUMMAN CORP history →	COM	0.35%	$15M	41.1K
51	DE DEERE & CO history →	COM	0.35%	$15M	41.8K
52	VZ VERIZON COMMUNICATIONS INC history →	COM	0.34%	$14M	255.1K
53	LMT LOCKHEED MARTIN CORP history →	COM	0.34%	$14M	37.5K
54	DIVO AMPLIFY ETF TR	CWP ENHANCED DIV · ONLIN RETL ETF · BLACKSWAN GRWT	0.33%	$14M	350.6K
55	MA MASTERCARD INCORPORATED history →	CL A	0.33%	$14M	38.1K
56	VYM VANGUARD WHITEHALL FDS history →	HIGH DIV YLD	0.31%	$13M	126.4K
57	TSLA TESLA INC history →	COM	0.31%	$13M	19.5K
58	FLQL FRANKLIN TEMPLETON ETF TR	LIBERTYQ US EQT · LIBERTYQ US MID	0.30%	$13M	294.8K
59	CVX CHEVRON CORP NEW history →	COM	0.29%	$12M	118.3K
60	MO ALTRIA GROUP INC history →	COM	0.29%	$12M	259.5K
61	EXMOC EXXON MOBIL CORP history →	COM	0.29%	$12M	195.4K
62	PAVE GLOBAL X FDS	US INFR DEV ETF · NASDAQ 100 COVER · LITHIUM BTRY ETF · RBTCS ARTFL INTE	0.29%	$12M	439.5K
63	JETS ETF SER SOLUTIONS	US GLB JETS · APTUS DEFINED · DEFIANCE NEXT	0.29%	$12M	437.9K
64	NOBL PROSHARES TR	S&P 500 DV ARIST · SHRT 20+YR TRE · ONLINE RTL ETF	0.28%	$12M	255.7K
65	AMT AMERICAN TOWER CORP NEW history →	COM	0.28%	$12M	43.2K
66	BA BOEING CO history →	COM	0.26%	$11M	46.3K
67	MCD MCDONALDS CORP history →	COM	0.26%	$11M	47.0K
68	KO COCA COLA CO history →	COM	0.25%	$11M	195.8K
69	ANNALY CAPITAL MANAGEMENT IN	COM	0.24%	$10M	1.15M
70	GDX VANECK VECTORS ETF TR	GOLD MINERS ETF · AGRIBUSINESS ETF · SEMICONDUCTOR ET	0.24%	$10M	213.5K
71	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.24%	$10M	174.0K
72	PEP PEPSICO INC	COM	0.23%	$10M	65.8K
73	WMT WALMART INC	COM	0.22%	$9M	66.8K
74	COST COSTCO WHSL CORP NEW	COM	0.22%	$9M	23.4K
75	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.22%	$9M	59.8K
76	MMM 3M CO	COM	0.21%	$9M	44.9K
77	MGK VANGUARD WORLD FD	MEGA GRWTH IND · MEGA CAP INDEX	0.21%	$9M	47.2K
78	MDY SPDR S&P MIDCAP 400 ETF TR	UTSER1 S&PDCRP	0.21%	$9M	18.0K
79	AAL AMERICAN AIRLS GROUP INC	COM	0.21%	$9M	415.9K
80	BMY BRISTOL-MYERS SQUIBB CO	COM	0.21%	$9M	129.6K
81	FDL FIRST TR MORNINGSTAR DIVID L	SHS	0.20%	$9M	258.5K
82	ABBV ABBVIE INC	COM	0.20%	$8M	73.8K
83	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHAN SHRT MA AC	0.19%	$8M	73.8K
84	IBM INTERNATIONAL BUSINESS MACHS	COM	0.19%	$8M	54.6K
85	INTC INTEL CORP	COM	0.19%	$8M	142.2K
86	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.19%	$8M	35.2K
87	GTO INVESCO ACTIVELY MANAGED ETF	TOTAL RETURN	0.19%	$8M	136.9K
88	CVS CVS HEALTH CORP	COM	0.18%	$8M	91.8K
89	PYPL PAYPAL HLDGS INC	COM	0.18%	$8M	26.3K
90	PFE PFIZER INC	COM	0.18%	$8M	194.5K
91	PM PHILIP MORRIS INTL INC	COM	0.18%	$7M	74.8K
92	UNH UNITEDHEALTH GROUP INC	COM	0.17%	$7M	18.1K
93	OKE ONEOK INC NEW	COM	0.17%	$7M	130.0K
94	ETF MANAGERS TR	PRIME MOBILE PAY · ETFMG ALTR HRVST · PRIME CYBR SCRTY	0.17%	$7M	149.0K
95	SBUX STARBUCKS CORP	COM	0.16%	$7M	62.0K
96	FSK FS KKR CAP CORP	COM	0.16%	$7M	320.6K
97	EPD ENTERPRISE PRODS PARTNERS L	COM	0.16%	$7M	280.6K
98	ABT ABBOTT LABS	COM	0.16%	$7M	58.3K
99	LQDH ISHARES U S ETF TR	INT RT HDG C B · BLACKROCK ST MAT	0.16%	$7M	92.4K
100	MRK MERCK & CO INC	COM	0.15%	$7M	83.8K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.