Managers / Q1 2020 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$1.9B

Q1 2020

Positions

808

Filings on Record

2019–present window

Filed

May 8, 2020

original filing

Summary

Cetera Advisors LLC reported $1.9B in U.S.-listed holdings across 808 positions for Q1 2020.

The portfolio is heavily concentrated: USMV alone accounts for 33.8% of reported value.

Compared with Q4 2019, the fund opened 66 new positions and exited 180.

Portfolio Metrics

Turnover

+8.9%

vs prior filed quarter

Top-10 Concentration

+54.1%

share of reported value

Largest Position

+33.8%

Ishares Tr

New / Exited

66 / 180

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 64.5% · $1.2B
Common Stock · 29.6% · $551M
Closed-End Fund · 1.9% · $36M
Other · 1.4% · $25M
REIT · 1.3% · $23M
Other · 1.3% · $25M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
FIRST TR EXCHNG TRADED FD VI	NEW	+200.8K	200.8K	+$6M	$6M
FIRST TR EXCHNG TRADED FD VI	NEW	+135.6K	135.6K	+$4M	$4M
FIRST TR EXCHNG TRADED FD VI	NEW	+131.5K	131.5K	+$4M	$4M
ZM ZOOM VIDEO COMMUNICATIONS IN	NEW	+20.0K	20.0K	+$3M	$3M
EMHY ISHARES INC	NEW	+55.5K	55.5K	+$2M	$2M
IXG ISHARES TR	NEW	+34.7K	34.7K	+$2M	$2M
FIRST TR EXCHNG TRADED FD VI	NEW	+53.6K	53.6K	+$2M	$2M
ESGU ISHARES TR	NEW	+24.2K	24.2K	+$1M	$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

283 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI MIN VOL ETF · CORE S&P500 ETF · RUS 1000 GRW ETF · MIN VOL EAFE ETF · CORE S&P SCP ETF · CORE US AGGBD ET · TIPS BD ETF · MSCI EAFE ETF · SHORT TREAS BD · CORE S&P MCP ETF · RUS MD CP GR ETF · CORE MSCI EAFE · BARCLAYS 7 10 YR · RUS 1000 VAL ETF · US TREAS BD ETF · 20 YR TR BD ETF · 1 3 YR TREAS BD · CORE S&P TTL STK · CORE DIV GRWTH · SELECT DIVID ETF · PFD AND INCM SEC · S&P 500 GRWT ETF · MBS ETF · RUS 2000 GRW ETF · CORE HIGH DV ETF · CORE MSCI TOTAL · RUSSELL 2000 ETF · 0-5YR HI YL CP · RUS MID CAP ETF · USA MOMENTUM FCT · 3 7 YR TREAS BD · SH TR CRPORT ETF · U.S. TECH ETF · FLTG RATE NT ETF · DOW JONES US ETF · IBOXX INV CP ETF · US AER DEF ETF · INTRM TR CRP ETF · GLOBAL ENERG ETF · S&P 500 VAL ETF · NATIONAL MUN ETF · NASDAQ BIOTECH · RUS 2000 VAL ETF · USA QUALITY FCTR · RUS MDCP VAL ETF · CORE S&P US GWT · CMBS ETF · S&P 100 ETF · TRANS AVG ETF · S&P SML 600 GWT · CUR HD EURZN ETF · GLOBAL FINLS ETF · U.S. MED DVC ETF · U.S. REAL ES ETF · SP SMCP600VL ETF · IBONDS DEC24 ETF · ESG MSCI USA ETF · U.S. UTILITS ETF · JPMORGAN USD EMG · YLD OPTIM BD · EDEG HIG YLELD · IBONDS DEC23 ETF · EXPND TEC SC ETF · RUSSELL 3000 ETF · EXPANDED TECH · RUS 1000 ETF · CONSER ALLOC ETF · INTL DIV GRWTH · IBONDS DEC25 ETF · CORE S&P US VLU · IBONDS DEC22 ETF · MSCI EMG MKT ETF · EDGE MSCI USA VL · A RATE CP BD ETF · GLOBAL TECH ETF · MULTIFACTOR INTL · MRGSTR MD CP ETF · CORE 1 5 YR USD · IBONDS DEC2026 · MSCI USA ESG SLC · MULTIFACTOR USA · MRNGSTR LG-CP GR · INTL SEL DIV ETF · EAFE GRWTH ETF · S&P MC 400GR ETF · RESIDNL REAL EST · GLOBAL REIT ETF · MODERT ALLOC ETF · USA SIZE FACTOR · US HLTHCR PR ETF · MICRO-CAP ETF	33.81%	$630M	8.76M
2	SPY SPDR S&P 500 ETF TR history →	TR UNIT	4.74%	$88M	342.5K
3	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 LOW VOL · S&P500 QUALITY · S&P SMLCP LOW · DWA STAPLES · S&P500 HDL VOL · DYNMC SOFTWARE · KBW BK ETF · S&P500 EQL TEC · DWA MOMENTUM · FTSE RAFI 1000 · TAXABLE MUN BD · GBL SRT TRM HY · S&P500 EQL STP	3.36%	$63M	1.38M
4	AAPL APPLE INC history →	COM	3.21%	$60M	235.1K
5	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF · REAL ESTATE ETF · VALUE ETF · MID CAP ETF · SMALL CP ETF · EXTEND MKT ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SML CP GRW ETF	2.51%	$47M	383.9K
6	AMZN AMAZON COM INC history →	COM	1.53%	$28M	14.6K
7	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI HEALTHCARE · SBI INT-FINL · SBI CONS STPLS · SBI CONS DISCR · COMMUNICATION · SBI INT-INDS · SBI INT-UTILS · ENERGY · SBI MATERIALS	1.41%	$26M	512.6K
8	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM	1.36%	$25M	298.2K
9	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2023 HY · BULSHS 2025 HY · DEFENSIVE EQTY · BULSHS 2024 HY · INVSCO BLSH 26 · BULSHS 2020 CB · BULSHS 2022 HY · BULSHS 2021 HY · BULSHS 2023 CB · BULSHS 2021 CB	1.15%	$21M	918.4K
10	GSIE GOLDMAN SACHS ETF TR	ACTIVEBETA INT · ACTIVEBETA US LG · ACCES TREASURY	1.06%	$20M	555.7K
11	DGRW WISDOMTREE TR	US QTLY DIV GRT · US MIDCAP DIVID · ITL HDG QTLY DIV · US LARGECAP DIVD · INTL QULTY DIV · US SMALLCAP DIVD · US DIVID EX FNCL · INTL MIDCAP DV · US MIDCAP FUND · FLOATNG RAT TREA · EUROPE HEDGED EQ	1.05%	$20M	616.9K
12	MSFT MICROSOFT CORP history →	COM	1.04%	$19M	122.5K
13	IEMG ISHARES INC	CORE MSCI EMKT · EM MKTS DIV ETF · MSCI STH KOR ETF · MIN VOL EMRG MKT · JP MRGN EM HI BD · MIN VOL GBL ETF · MSCI EQUAL WEITE · ESG MSCI EM ETF · MSCI EURZONE ETF	1.03%	$19M	485.5K
14	RDVY FIRST TR EXCHANGE-TRADED FD	RISNG DIVD ACHIV · FIRST TR ENH NEW · FST LOW OPPT EFT · TECH ALPHADEX · US EQTY OPPT ETF · DORSEY WRT 5 ETF · HLTH CARE ALPH · NASD TECH DIV · SENIOR LN FD	1.03%	$19M	487.2K
15	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · INTRM TRM TRES · US LCAP GR ETF · US TIPS ETF · US DIVIDEND EQ · US MID-CAP ETF · US LRG CAP ETF · SHT TM US TRES · US BRD MKT ETF	0.96%	$18M	415.9K
16	GLD SPDR GOLD TRUST history →	GOLD SHS	0.95%	$18M	120.1K
17	SDY SPDR SER TR	S&P DIVID ETF · SPDR BLOOMBERG · PORTFOLIO SHORT · AEROSPACE DEF · PRTFLO S&P500 GW · S&P HOMEBUILD · S&P 600 SML CAP · PORTFOLIO AGRGTE · SSGA US LRG ETF · PORTFOLIO LN TSR · BLMBRG BRC CNVRT	0.90%	$17M	358.1K
18	LDSF FIRST TR EXCHNG TRADED FD VI	VEST US DEEP · US EQT DEEP DUFR · CBOE EQT BUFER · CBOE EQT DEP NOV · LOW DUR STRTGC · TCW OPPORTUNIS	0.89%	$17M	605.3K
19	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.84%	$16M	76.6K
20	T AT&T INC history →	COM	0.84%	$16M	533.8K
21	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.79%	$15M	12.7K
22	VCSH VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD · SHORT TERM TREAS · VNG RUS1000IDX · VNG RUS1000VAL · INT-TERM CORP	0.66%	$12M	157.9K
23	BAC BK OF AMERICA CORP history →	COM	0.58%	$11M	509.1K
24	VOOG VANGUARD ADMIRAL FDS INC	500 GRTH IDX F · SMLLCP 600 IDX · 500 VAL IDX FD · MIDCP 400 IDX	0.55%	$10M	92.0K
25	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · UTILITIES ETF · CONSUM STP ETF · INF TECH ETF · FINANCIALS ETF	0.54%	$10M	70.4K
26	JPM JPMORGAN CHASE & CO	COM	0.52%	$10M	107.6K
27	PG PROCTER & GAMBLE CO	COM	0.52%	$10M	87.5K
28	VXUS VANGUARD STAR FDS	VG TL INTL STK F	0.50%	$9M	221.5K
29	VZ VERIZON COMMUNICATIONS INC	COM	0.50%	$9M	171.9K
30	FVD FIRST TR VALUE LINE DIVID IN	SHS	0.49%	$9M	331.6K
31	JNJ JOHNSON & JOHNSON	COM	0.48%	$9M	68.0K
32	HD HOME DEPOT INC	COM	0.42%	$8M	42.1K
33	HON HONEYWELL INTL INC	COM	0.40%	$7M	55.6K
34	V VISA INC	COM CL A	0.40%	$7M	46.0K
35	CRM SALESFORCE COM INC	COM	0.39%	$7M	51.0K
36	DIS DISNEY WALT CO	COM DISNEY	0.39%	$7M	75.0K
37	LMT LOCKHEED MARTIN CORP	COM	0.38%	$7M	21.1K
38	TSN TYSON FOODS INC	CL A	0.38%	$7M	123.0K
39	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.38%	$7M	36.2K
40	BA BOEING CO	COM	0.35%	$7M	43.6K
41	DE DEERE & CO	COM	0.33%	$6M	44.0K
42	VYM VANGUARD WHITEHALL FDS	HIGH DIV YLD	0.32%	$6M	83.0K
43	EXMOC EXXON MOBIL CORP	COM	0.31%	$6M	154.4K
44	PEP PEPSICO INC	COM	0.30%	$6M	47.3K
45	JHMM JOHN HANCOCK ETF TRUST	MULTIFACTOR MI	0.30%	$5M	193.6K
46	MMM 3M CO	COM	0.29%	$5M	39.2K
47	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.29%	$5M	94.4K
48	CVX CHEVRON CORP NEW	COM	0.28%	$5M	71.4K
49	ISHARES GOLD TRUST	ISHARES	0.27%	$5M	332.6K
50	NOBL PROSHARES TR	S&P 500 DV ARIST	0.26%	$5M	84.7K
51	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.26%	$5M	46.7K
52	STZ CONSTELLATION BRANDS INC	CL A	0.26%	$5M	33.5K
53	KO COCA COLA CO	COM	0.25%	$5M	104.6K
54	MRK MERCK & CO. INC	COM	0.24%	$5M	58.7K
55	META FACEBOOK INC	CL A	0.24%	$4M	26.9K
56	GENERAL ELECTRIC CO	COM	0.24%	$4M	563.2K
57	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP	0.24%	$4M	152.6K
58	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHAN SHRT MA AC · ENHNCD LW DUR AC	0.23%	$4M	41.5K
59	BMY BRISTOL-MYERS SQUIBB CO	COM	0.23%	$4M	76.4K
60	NEE NEXTERA ENERGY INC	COM	0.23%	$4M	17.6K
61	ANNALY CAPITAL MANAGEMENT IN	COM	0.23%	$4M	834.5K
62	COST COSTCO WHSL CORP NEW	COM	0.23%	$4M	14.8K
63	IBM INTERNATIONAL BUSINESS MACHS	COM	0.22%	$4M	37.5K
64	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF	0.22%	$4M	110.1K
65	INDEXIQ ETF TR	HDGD FTSE INTL · IQ CHAIKIN US	0.22%	$4M	242.9K
66	INTC INTEL CORP	COM	0.22%	$4M	74.1K
67	GDX VANECK VECTORS ETF TR	GOLD MINERS ETF · MORNINGSTAR WIDE	0.20%	$4M	154.9K
68	HPF HANCOCK JOHN PFD INCOME FD I	COM	0.20%	$4M	245.5K
69	FCX FREEPORT-MCMORAN INC	CL B	0.20%	$4M	559.2K
70	CSCO CISCO SYS INC	COM	0.20%	$4M	95.3K
71	JPST J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC · JPMORGAN DIVER	0.20%	$4M	72.0K
72	NVDA NVIDIA CORP	COM	0.20%	$4M	14.0K
73	UNH UNITEDHEALTH GROUP INC	COM	0.19%	$4M	14.5K
74	BBN BLACKROCK TAX MUNICPAL BD TR	SHS	0.19%	$4M	165.3K
75	PFE PFIZER INC	COM	0.19%	$4M	107.4K
76	SBUX STARBUCKS CORP	COM	0.19%	$3M	52.6K
77	WMT WALMART INC	COM	0.19%	$3M	30.3K
78	MCD MCDONALDS CORP	COM	0.18%	$3M	20.1K
79	XEVVX EATON VANCE LTD DUR INCOME F	COM	0.18%	$3M	312.2K
80	VEREIT INC	COM	0.18%	$3M	674.3K
81	CVS CVS HEALTH CORP	COM	0.17%	$3M	54.3K
82	DBX ETF TR	XTRACK MSCI ALL · XTRACK RUSS 1000	0.17%	$3M	129.9K
83	FHLC FIDELITY COVINGTON TR	MSCI HLTH CARE I · MSCI UTILS INDEX	0.16%	$3M	75.8K
84	NEAR ISHARES U S ETF TR	SHT MAT BD ETF	0.16%	$3M	61.2K
85	ETF MANAGERS TR	PRIME MOBILE PAY · PRIME CYBR SCRTY	0.16%	$3M	79.7K
86	NOC NORTHROP GRUMMAN CORP	COM	0.16%	$3M	9.7K
87	QYLD GLOBAL X FDS	NASDAQ 100 COVER	0.16%	$3M	149.9K
88	CAT CATERPILLAR INC DEL	COM	0.15%	$3M	24.9K
89	ZM ZOOM VIDEO COMMUNICATIONS IN	CL A	0.15%	$3M	19.7K
90	ROYAL DUTCH SHELL PLC	SPON ADR B · SPONS ADR A	0.15%	$3M	86.6K
91	DIA SPDR DOW JONES INDL AVRG ETF	UT SER 1	0.15%	$3M	12.9K
92	CLF CLEVELAND CLIFFS INC	COM	0.15%	$3M	712.0K
93	BCV BANCROFT FD LTD	COM	0.15%	$3M	143.5K
94	IRM IRON MTN INC NEW	COM	0.15%	$3M	115.2K
95	ABBV ABBVIE INC	COM	0.15%	$3M	35.7K
96	KR KROGER CO	COM	0.14%	$3M	89.6K
97	VEA VANGUARD TAX-MANAGED INTL FD	FTSE DEV MKT ETF	0.14%	$3M	80.9K
98	UTF COHEN & STEERS INFRASTRUCTUR	COM	0.14%	$3M	141.8K
99	SDOG ALPS ETF TR	ALERIAN MLP · SECTR DIV DOGS	0.14%	$3M	653.5K
100	ABT ABBOTT LABS	COM	0.14%	$3M	33.5K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.