Managers / Q1 2019 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$2.0B

Q1 2019

Positions

1,230

Filings on Record

2019–present window

Filed

May 6, 2019

original filing

Summary

Cetera Advisors LLC reported $2.0B in U.S.-listed holdings across 1,230 positions for Q1 2019.

The portfolio is heavily concentrated: USMV alone accounts for 31.2% of reported value.

Compared with Q4 2018, the fund opened 470 new positions and exited 87.

Portfolio Metrics

Turnover

+6.2%

vs prior filed quarter

Top-10 Concentration

+53.8%

share of reported value

Largest Position

+31.2%

Ishares Tr

New / Exited

470 / 87

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 66.7% · $1.3B
Common Stock · 26.7% · $536M
Other · 2.0% · $39M
REIT · 1.7% · $35M
Closed-End Fund · 1.5% · $30M
Other · 1.5% · $30M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
GSIE GOLDMAN SACHS ETF TR	NEW	+195.2K	195.2K	+$5M	$5M
RBB FD INC	NEW	+171.1K	171.1K	+$4M	$4M
QUAL ISHARES TR	NEW	+37.1K	37.1K	+$3M	$3M
XLC SELECT SECTOR SPDR TR	NEW	+43.4K	43.4K	+$2M	$2M
IVZ INVESCO LTD	NEW	+77.4K	77.4K	+$2M	$2M
AM ANTERO MIDSTREAM CORP	NEW	+80.9K	80.9K	+$1M	$1M
FXI ISHARES TR	NEW	+18.6K	18.6K	+$819,000	$819,000
ADVISORSHARES TR	NEW	+102.5K	102.5K	+$703,000	$703,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

283 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MIN VOL USA ETF · CORE S&P500 ETF · MIN VOL EAFE ETF · RUS 1000 GRW ETF · CORE US AGGBD ET · CORE S&P SCP ETF · RUS 1000 VAL ETF · MSCI EAFE ETF · TIPS BD ETF · CORE MSCI EAFE · RUS MD CP GR ETF · CORE S&P MCP ETF · SELECT DIVID ETF · CORE DIV GRWTH · CORE S&P TTL STK · 20 YR TR BD ETF · US TREAS BD ETF · RUS 2000 GRW ETF · RUSSELL 2000 ETF · 3 7 YR TREAS BD · IBOXX INV CP ETF · PFD AND INCM SEC · BARCLAYS 7 10 YR · SP SMCP600VL ETF · CORE MSCI TOTAL · US AER DEF ETF · CORE HIGH DV ETF · RUS MID CAP ETF · NASDAQ BIOTECH · USA MOMENTUM FCT · MRGSTR MD CP ETF · FLTG RATE NT ETF · U.S. TECH ETF · RUS MDCP VAL ETF · SH TR CRPORT ETF · S&P 500 VAL ETF · S&P 500 GRWT ETF · USA QUALITY FCTR · RUS 2000 VAL ETF · DOW JONES US ETF · MULTIFACTOR USA · RUSSELL 3000 ETF · US REGNL BKS ETF · U.S. REAL ES ETF · NATIONAL MUN ETF · S&P SML 600 GWT · 0-5YR HI YL CP · MSCI EMG MKT ETF · INTRM TR CRP ETF · IBOXX HI YD ETF · MBS ETF · CUR HD EURZN ETF · S&P 100 ETF · JPMORGAN USD EMG · U.S. UTILITS ETF · CORE S&P US GWT · RUS 1000 ETF · EXPND TEC SC ETF · MULTIFACTOR INTL · GLOBAL TECH ETF · MORTGE REL ETF · MRNGSTR LG-CP GR · IBONDS DEC22 ETF · TRANS AVG ETF · 1 3 YR TREAS BD · GLOBAL ENERG ETF · SHORT TREAS BD · US HLTHCARE ETF · GRWT ALLOCAT ETF · EXPANDED TECH · CHINA LG-CAP ETF · CORE S&P US VLU · S&P MC 400VL ETF · INTL DIV GRWTH · MICRO-CAP ETF · INTL TREA BD ETF · EAFE SML CP ETF · S&P MC 400GR ETF · U.S. MED DVC ETF · GLOB HLTHCRE ETF · MRNGSTR LG-CP ET · MSCI ACWI EXUS · EAFE VALUE ETF · MODERT ALLOC ETF · INTL SEL DIV ETF · GLOBAL REIT ETF · GLOBAL 100 ETF · HDG MSCI EAFE	31.24%	$628M	7.66M
2	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P500 EQL TEC · DYNMC BLDG CON · FTSE RAFI 1000 · S&P SML600 VAL · DYNMC SOFTWARE · S&P500 EQL MAT · AEROSPACE DEFN · DWA MOMENTUM	4.38%	$88M	1.01M
3	VTI VANGUARD INDEX FDS	TOTAL STK MKT · S&P 500 ETF SHS · REAL ESTATE ETF · GROWTH ETF · SMALL CP ETF · VALUE ETF · MID CAP ETF · SML CP GRW ETF · EXTEND MKT ETF · MCAP GR IDXVIP · MCAP VL IDXVIP · SM CP VAL ETF	4.11%	$83M	585.8K
4	XMLV INVESCO EXCHNG TRADED FD TR	S&P MIDCP LOW · S&P500 LOW VOL · S&P SMLCP LOW · S&P500 HDL VOL · KBW BK · GBL SRT TRM HY · PFD ETF · S&P 500 MOMNTM · S&P GBL WATER · INTL BUYBACK	2.67%	$54M	1.14M
5	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · ENERGY · SBI CONS STPLS · SBI INT-UTILS · SBI CONS DISCR · SBI INT-FINL · SBI HEALTHCARE · SBI INT-INDS · COMMUNICATION · SBI MATERIALS	2.46%	$49M	836.0K
6	AAPL APPLE INC history →	COM	2.43%	$49M	256.7K
7	SPY SPDR S&P 500 ETF TR history →	TR UNIT	1.88%	$38M	134.0K
8	BND VANGUARD BD INDEX FD INC	TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM	1.79%	$36M	442.8K
9	FV FIRST TR EXCHANGE TRADED FD	DORSEY WRT 5 ETF · FIRST TR ENH NEW · PFD SECS INC ETF · NASD TECH DIV · UTILITIES ALPH · CAP STRENGTH ETF · US EQTY OPPT ETF · TECH ALPHADEX · DORSEY WRIGHT · DJ INTERNT IDX · RISNG DIVD ACHIV · HLTH CARE ALPH · SENIOR LN FD · FST LOW OPPT EFT · NY ARCA BIOTECH · MULTI ASSET DI · NASDAQ 100 EX	1.57%	$32M	862.6K
10	IEMG ISHARES INC	CORE MSCI EMKT · MSCI AUST ETF · MSCI STH KOR ETF · EM MKTS DIV ETF · MIN VOL EMRG MKT · MIN VOL GBL ETF · MSCI BRAZIL ETF · MSCI EURZONE ETF	1.28%	$26M	639.5K
11	KRE SPDR SERIES TRUST	S&P REGL BKG · PRTFLO S&P500 GW · S&P DIVID ETF · S&P HOMEBUILD · AEROSPACE DEF · S&P 600 SML CAP · PORTFOLIO SHORT · S&P CAP MKTS · PORTFOLIO AGRGTE · HLTH CR EQUIP · BLMBRG BRC CNVRT · PORTFOLIO TL STK	1.22%	$25M	503.2K
12	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.22%	$24M	136.0K
13	AMZN AMAZON COM INC history →	COM	1.14%	$23M	12.8K
14	SCHR SCHWAB STRATEGIC TR	INTRM TRM TRES · INTL EQTY ETF · US LCAP GR ETF · US MID-CAP ETF · US TIPS ETF · US DIVIDEND EQ · US REIT ETF	1.08%	$22M	445.2K
15	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2019 HY · BULSHS 2025 HY · BULSHS 2024 HY · BULSHS 2020 CB · BULSHS 2023 HY · BULSHS 2019 CB · BULSHS 2021 CB · BULSHS 2022 HY · BULSHS 2023 CB · BULSHS 2021 HY	0.87%	$18M	748.0K
16	T AT&T INC history →	COM	0.82%	$17M	526.9K
17	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.79%	$16M	70.7K
18	EXMOC EXXON MOBIL CORP history →	COM	0.76%	$15M	189.8K
19	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · FINANCIALS ETF · INDUSTRIAL ETF · MATERIALS ETF · INF TECH ETF · CONSUM STP ETF · UTILITIES ETF	0.75%	$15M	129.0K
20	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.74%	$15M	12.7K
21	VGK VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF · FTSE EMR MKT ETF · ALLWRLD EX US · FTSE PACIFIC ETF · FTSE SMCAP ETF	0.67%	$14M	259.6K
22	MSFT MICROSOFT CORP history →	COM	0.62%	$13M	106.3K
23	GLD SPDR GOLD TRUST history →	GOLD SHS	0.57%	$12M	94.5K
24	VCSH VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD · SHORT TERM TREAS · VNG RUS1000IDX · VNG RUS1000VAL · INT-TERM CORP	0.56%	$11M	136.9K
25	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · MIDCP 400 IDX · 500 VAL IDX FD	0.55%	$11M	82.1K
26	JNJ JOHNSON & JOHNSON history →	COM	0.53%	$11M	75.5K
27	GSIE GOLDMAN SACHS ETF TR	ACTIVEBETA INT · EQUITY ETF · ACCES TREASURY	0.48%	$10M	264.5K
28	PG PROCTER AND GAMBLE CO	COM	0.45%	$9M	86.4K
29	VIG VANGUARD GROUP	DIV APP ETF	0.44%	$9M	81.1K
30	JPUS JP MORGAN EXCHANGE TRADED FD	JPMORGAN DIVER · ULTRA SHRT INC	0.43%	$9M	134.9K
31	ISHARES GOLD TRUST	ISHARES	0.42%	$9M	689.4K
32	VZ VERIZON COMMUNICATIONS INC	COM	0.42%	$8M	141.4K
33	CVX CHEVRON CORP NEW	COM	0.41%	$8M	66.5K
34	BA BOEING CO	COM	0.41%	$8M	21.4K
35	XEVVX EATON VANCE LTD DUR INCOME F	COM	0.40%	$8M	636.2K
36	JPM JPMORGAN CHASE & CO	COM	0.38%	$8M	76.2K
37	MMM 3M CO	COM	0.38%	$8M	36.7K
38	DE DEERE & CO	COM	0.37%	$7M	46.3K
39	NOBL PROSHARES TR	S&P 500 DV ARIST · SHORT S&P 500 NE	0.37%	$7M	126.5K
40	HD HOME DEPOT INC	COM	0.36%	$7M	37.3K
41	ANNALY CAP MGMT INC	COM	0.35%	$7M	700.8K
42	DIA SPDR DOW JONES INDL AVRG ETF	UT SER 1	0.34%	$7M	26.8K
43	LMT LOCKHEED MARTIN CORP	COM	0.34%	$7M	22.6K
44	BP BP PLC	SPONSORED ADR	0.34%	$7M	155.2K
45	VYM VANGUARD WHITEHALL FDS INC	HIGH DIV YLD · INTL HIGH ETF	0.33%	$7M	81.9K
46	ALLERGAN PLC	SHS	0.32%	$6M	43.4K
47	VEREIT INC	COM	0.31%	$6M	747.7K
48	JHMM JOHN HANCOCK ETF TRUST	MULTIFACTOR MI	0.31%	$6M	175.4K
49	KO COCA COLA CO	COM	0.30%	$6M	128.8K
50	DAL DELTA AIR LINES INC DEL	COM NEW	0.30%	$6M	116.4K
51	SHW SHERWIN WILLIAMS CO	COM	0.30%	$6M	13.8K
52	FS KKR CAPITAL CORP	COM	0.29%	$6M	953.8K
53	IBM INTERNATIONAL BUSINESS MACHS	COM	0.26%	$5M	36.5K
54	PFE PFIZER INC	COM	0.25%	$5M	120.5K
55	STZ CONSTELLATION BRANDS INC	CL A	0.25%	$5M	29.0K
56	ETF MANAGERS TR	ETFMG ALTR HRVST · PRIME CYBR SCRTY	0.25%	$5M	133.5K
57	FLRN SPDR SER TR	BLOMBERG BRC INV · SSGA US LRG ETF · BLOOMBERG SRT TR · SSGA US SMAL ETF	0.25%	$5M	125.9K
58	PEP PEPSICO INC	COM	0.25%	$5M	40.3K
59	VXUS VANGUARD STAR FD	VG TL INTL STK F	0.24%	$5M	93.0K
60	META FACEBOOK INC	CL A	0.24%	$5M	28.3K
61	INTC INTEL CORP	COM	0.23%	$5M	87.3K
62	ROYAL DUTCH SHELL PLC	SPON ADR B · SPONS ADR A	0.23%	$5M	71.3K
63	MO ALTRIA GROUP INC	COM	0.22%	$4M	77.2K
64	FVD FIRST TR VALUE LINE DIVID IN	SHS	0.22%	$4M	136.4K
65	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP · TRENDPILOT EUR	0.22%	$4M	148.4K
66	MRK MERCK & CO INC	COM	0.22%	$4M	52.8K
67	BBN BLACKROCK TAX MUNICPAL BD TR	SHS	0.21%	$4M	190.3K
68	NFLX NETFLIX INC	COM	0.21%	$4M	11.8K
69	CSCO CISCO SYS INC	COM	0.20%	$4M	75.8K
70	VEA VANGUARD TAX MANAGED INTL FD	FTSE DEV MKT ETF	0.20%	$4M	99.0K
71	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHAN SHRT MA AC	0.20%	$4M	38.5K
72	SPDW SPDR INDEX SHS FDS	PORTFOLIO DEVLPD · MSCI ACWI EXUS · EURO STOXX 50	0.19%	$4M	115.9K
73	FTA FIRST TR LRG CP VL ALPHADEX	COM SHS	0.19%	$4M	73.5K
74	QYLD GLOBAL X FDS	NASDAQ 100 COVER · GLBL X MLP ETF · INTERNET OF THNG	0.18%	$4M	245.9K
75	RBB FD INC	MOTLEY FOL ETF	0.18%	$4M	171.1K
76	UNH UNITEDHEALTH GROUP INC	COM	0.17%	$3M	14.1K
77	CAT CATERPILLAR INC DEL	COM	0.17%	$3M	25.6K
78	BMY BRISTOL MYERS SQUIBB CO	COM	0.16%	$3M	68.7K
79	SO SOUTHERN CO	COM	0.16%	$3M	62.0K
80	NEE NEXTERA ENERGY INC	COM	0.15%	$3M	15.9K
81	COST COSTCO WHSL CORP NEW	COM	0.15%	$3M	12.3K
82	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.14%	$3M	15.5K
83	BAC BANK AMER CORP	COM	0.14%	$3M	101.8K
84	ABBV ABBVIE INC	COM	0.14%	$3M	34.3K
85	D DOMINION ENERGY INC	COM	0.13%	$3M	35.4K
86	NEAR ISHARES US ETF TR	SHT MAT BD ETF	0.13%	$3M	53.2K
87	FHLC FIDELITY	MSCI HLTH CARE I	0.13%	$3M	58.4K
88	F FORD MTR CO DEL	COM	0.13%	$3M	295.3K
89	HON HONEYWELL INTL INC	COM	0.12%	$2M	15.6K
90	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.12%	$2M	44.1K
91	BDX BECTON DICKINSON & CO	COM	0.12%	$2M	9.8K
92	AGX ARGAN INC	COM	0.12%	$2M	48.8K
93	IRM IRON MTN INC NEW	COM	0.12%	$2M	66.3K
94	UTXZ UNITED TECHNOLOGIES CORP	COM	0.12%	$2M	18.1K
95	MCD MCDONALDS CORP	COM	0.12%	$2M	12.3K
96	SDOG ALPS ETF TR	ALERIAN MLP · SECTR DIV DOGS	0.11%	$2M	170.6K
97	UTF COHEN & STEERS INFRASTRUCTUR	COM	0.11%	$2M	92.0K
98	ETB EATON VANCE TAX MNGED BUY WR	COM	0.11%	$2M	143.0K
99	GDX VANECK VECTORS ETF TR	GOLD MINERS ETF	0.11%	$2M	99.6K
100	KR KROGER CO	COM	0.11%	$2M	89.4K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.