Managers / Q4 2019 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$2.3B

Q4 2019

Positions

918

Filings on Record

2019–present window

Filed

Feb 10, 2020

original filing

Summary

Cetera Advisors LLC reported $2.3B in U.S.-listed holdings across 918 positions for Q4 2019.

The portfolio is heavily concentrated: USMV alone accounts for 32.9% of reported value.

Compared with Q3 2019, the fund opened 84 new positions and exited 57.

Portfolio Metrics

Turnover

+8.3%

vs prior filed quarter

Top-10 Concentration

+52.9%

share of reported value

Largest Position

+32.9%

Ishares Tr

New / Exited

84 / 57

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 64.3% · $1.5B
Common Stock · 28.7% · $672M
Other · 2.0% · $47M
Closed-End Fund · 1.9% · $43M
REIT · 1.6% · $38M
Other · 1.5% · $34M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
PSL INVESCO EXCHANGE TRADED FD T	NEW	+73.7K	73.7K	+$5M	$5M
INVESCO EXCH TRD SLF IDX FD	NEW	+45.7K	45.7K	+$3M	$3M
INMD INMODE LTD	NEW	+33.6K	33.6K	+$1M	$1M
YYY AMPLIFY ETF TR	NEW	+66.7K	66.7K	+$1M	$1M
ABSOLUTE SHS TR	NEW	+48.8K	48.8K	+$1M	$1M
GTO INVESCO ACTIVELY MANAGD ETF	NEW	+16.8K	16.8K	+$911,000	$911,000
BTO HANCOCK JOHN FINL OPPTYS FD	NEW	+24.4K	24.4K	+$889,000	$889,000
PEBO PEOPLES BANCORP INC	NEW	+21.9K	21.9K	+$758,000	$758,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

281 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI MIN VOL ETF · CORE S&P500 ETF · MIN VOL EAFE ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · RUS 1000 VAL ETF · MSCI EAFE ETF · TIPS BD ETF · CORE US AGGBD ET · 3 7 YR TREAS BD · CORE MSCI EAFE · CORE S&P MCP ETF · RUS MD CP GR ETF · CORE S&P TTL STK · SELECT DIVID ETF · CORE DIV GRWTH · SHORT TREAS BD · RUS 2000 GRW ETF · BARCLAYS 7 10 YR · CORE HIGH DV ETF · US TREAS BD ETF · IBOXX INV CP ETF · USA MOMENTUM FCT · S&P 500 GRWT ETF · PFD AND INCM SEC · 20 YR TR BD ETF · CORE MSCI TOTAL · RUSSELL 2000 ETF · RUS MID CAP ETF · 0-5YR HI YL CP · SH TR CRPORT ETF · US AER DEF ETF · U.S. TECH ETF · 1 3 YR TREAS BD · RUS MDCP VAL ETF · S&P 500 VAL ETF · FLTG RATE NT ETF · MBS ETF · RUS 2000 VAL ETF · DOW JONES US ETF · NATIONAL MUN ETF · INTRM TR CRP ETF · SP SMCP600VL ETF · YLD OPTIM BD · U.S. REAL ES ETF · S&P SML 600 GWT · CUR HD EURZN ETF · MULTIFACTOR USA · USA QUALITY FCTR · S&P 100 ETF · JPMORGAN USD EMG · MULTIFACTOR INTL · U.S. UTILITS ETF · NASDAQ BIOTECH · CORE S&P US GWT · U.S. MED DVC ETF · CMBS ETF · CORE 1 5 YR USD · MSCI ACWI EX US · GLOBAL TECH ETF · EDEG HIG YLELD · RUS 1000 ETF · RUSSELL 3000 ETF · IBONDS DEC23 ETF · MSCI EMG MKT ETF · EXPND TEC SC ETF · CONSER ALLOC ETF · IBOXX HI YD ETF · EXPANDED TECH · CORE S&P US VLU · MRGSTR MD CP ETF · INTL DIV GRWTH · IBONDS DEC25 ETF · IBONDS DEC24 ETF · A RATE CP BD ETF · INTL SEL DIV ETF · IBONDS DEC22 ETF · EAFE SML CP ETF · S&P MC 400GR ETF · TRANS AVG ETF · EAFE GRWTH ETF · US HLTHCR PR ETF · MICRO-CAP ETF · US HLTHCARE ETF · MSCI USA ESG SLC · MRNGSTR LG-CP GR · MODERT ALLOC ETF	32.87%	$770M	8.86M
2	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · DWA STAPLES · DWA MOMENTUM · S&P500 QUALITY · DYNMC SOFTWARE · FTSE RAFI 1000 · S&P500 EQL TEC · S&P SML600 VAL · S&P500 PUR GWT	4.24%	$99M	955.6K
3	XMLV INVESCO EXCHNG TRADED FD TR	S&P500 LOW VOL · S&P MIDCP LOW · S&P SMLCP LOW · S&P500 HDL VOL · KBW BK ETF · PFD ETF · TAXABLE MUN BD · S&P ULTRA DIVIDE · S&P GBL WATER · GBL SRT TRM HY	3.02%	$71M	1.39M
4	AAPL APPLE INC history →	COM	2.99%	$70M	238.6K
5	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · GROWTH ETF · TOTAL STK MKT · REAL ESTATE ETF · VALUE ETF · SMALL CP ETF · MID CAP ETF · EXTEND MKT ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SML CP GRW ETF	2.71%	$63M	413.7K
6	SPY SPDR S&P 500 ETF TR history →	TR UNIT	1.74%	$41M	126.7K
7	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI INT-FINL · SBI CONS STPLS · SBI HEALTHCARE · SBI CONS DISCR · COMMUNICATION · SBI INT-INDS · SBI INT-UTILS · ENERGY · SBI MATERIALS	1.56%	$37M	575.0K
8	RDVY FIRST TR EXCHANGE TRADED FD	RISNG DIVD ACHIV · CAP STRENGTH ETF · FIRST TR ENH NEW · US EQTY OPPT ETF · TECH ALPHADEX · PFD SECS INC ETF · DORSEY WRT 5 ETF · DJ INTERNT IDX · FST LOW OPPT EFT · HLTH CARE ALPH · NASDAQ CYB ETF · SENIOR LN FD · NY ARCA BIOTECH · FINLS ALPHADEX · NASD TECH DIV · DORSEY WRIGHT PE	1.30%	$30M	690.0K
9	KRE SPDR SERIES TRUST	S&P REGL BKG · S&P DIVID ETF · PRTFLO S&P500 GW · S&P HOMEBUILD · AEROSPACE DEF · SSGA US LRG ETF · S&P 600 SML CAP · PORTFOLIO SHORT · SPDR BLOOMBERG · PORTFOLIO LN TSR · PORTFOLIO AGRGTE · BLMBRG BRC CNVRT · SSGA US SMAL ETF	1.27%	$30M	515.7K
10	DON WISDOMTREE TR	US MIDCAP DIVID · US QTLY DIV GRT · US SMALLCAP DIVD · ITL HDG QTLY DIV · INTL QULTY DIV · YIELD ENHANCD US · EUROPE HEDGED EQ · US DIVID EX FNCL · US MIDCAP FUND · FLOATNG RAT TREA · INTL MIDCAP DV	1.17%	$27M	705.5K
11	AMZN AMAZON COM INC history →	COM	1.00%	$23M	12.6K
12	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2021 HY · BULSHS 2023 HY · DEFENSIVE EQTY · BULSHS 2025 HY · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2020 CB · BULSHS 2023 CB	0.97%	$23M	874.0K
13	QQQ INVESCO QQQ TR history →	UNIT SER 1	0.96%	$22M	105.6K
14	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · INTRM TRM TRES · US LCAP GR ETF · US MID-CAP ETF · US DIVIDEND EQ · US TIPS ETF · US REIT ETF · US LRG CAP ETF · US BRD MKT ETF	0.92%	$21M	425.4K
15	IEMG ISHARES INC	CORE MSCI EMKT · MSCI STH KOR ETF · EM MKTS DIV ETF · MIN VOL EMRG MKT · MIN VOL GBL ETF · MSCI EURZONE ETF	0.90%	$21M	379.9K
16	T AT&T INC history →	COM	0.84%	$20M	501.1K
17	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.80%	$19M	74.1K
18	BND VANGUARD BD INDEX FD INC	TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM	0.80%	$19M	225.0K
19	BAC BANK AMER CORP history →	COM	0.77%	$18M	511.1K
20	MSFT MICROSOFT CORP history →	COM	0.72%	$17M	106.3K
21	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.71%	$17M	12.4K
22	GLD SPDR GOLD TRUST history →	GOLD SHS	0.70%	$16M	114.7K
23	GSIE GOLDMAN SACHS ETF TR	ACTIVEBETA INT · EQUITY ETF · ACCES TREASURY	0.63%	$15M	351.0K
24	VGSH VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS · SHRT TRM CORP BD · VNG RUS1000IDX · VNG RUS1000VAL · INT-TERM CORP	0.61%	$14M	177.4K
25	JPM JPMORGAN CHASE & CO history →	COM	0.59%	$14M	98.9K
26	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · CONSUM STP ETF · INF TECH ETF · MATERIALS ETF · UTILITIES ETF · FINANCIALS ETF · CONSUM DIS ETF	0.58%	$14M	82.5K
27	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · 500 VAL IDX FD · MIDCP 400 IDX	0.57%	$13M	88.7K
28	PG PROCTER & GAMBLE CO history →	COM	0.52%	$12M	98.5K
29	VXUS VANGUARD STAR FD history →	VG TL INTL STK F	0.52%	$12M	216.5K
30	EXMOC EXXON MOBIL CORP history →	COM	0.45%	$10M	150.1K
31	FVD FIRST TR VALUE LINE DIVID IN	SHS	0.43%	$10M	276.9K
32	JNJ JOHNSON & JOHNSON	COM	0.42%	$10M	68.2K
33	DIS DISNEY WALT CO	COM DISNEY	0.41%	$10M	66.7K
34	VZ VERIZON COMMUNICATIONS INC	COM	0.39%	$9M	150.9K
35	CVX CHEVRON CORP NEW	COM	0.39%	$9M	76.1K
36	HD HOME DEPOT INC	COM	0.37%	$9M	39.6K
37	ALLERGAN PLC	SHS	0.37%	$9M	44.8K
38	BA BOEING CO	COM	0.35%	$8M	25.4K
39	LMT LOCKHEED MARTIN CORP	COM	0.35%	$8M	20.9K
40	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.35%	$8M	38.4K
41	CRM SALESFORCE COM INC	COM	0.35%	$8M	49.7K
42	VYM VANGUARD WHITEHALL FDS INC	HIGH DIV YLD · INTL HIGH ETF	0.34%	$8M	89.6K
43	V VISA INC	COM CL A	0.33%	$8M	41.5K
44	DE DEERE & CO	COM	0.32%	$8M	43.6K
45	NOBL PROSHARES TR	S&P 500 DV ARIST	0.32%	$7M	99.1K
46	ANNALY CAP MGMT INC	COM	0.32%	$7M	792.4K
47	JHMM JOHN HANCOCK ETF TRUST	MULTIFACTOR MI	0.31%	$7M	185.9K
48	FCX FREEPORT-MCMORAN INC	CL B	0.30%	$7M	535.6K
49	JPUS JP MORGAN EXCHANGE TRADED FD	JPMORGAN DIVER · ULTRA SHRT INC	0.28%	$6M	97.6K
50	VIG VANGUARD GROUP	DIV APP ETF	0.27%	$6M	50.9K
51	GENERAL ELECTRIC CO	COM	0.26%	$6M	546.0K
52	SBUX STARBUCKS CORP	COM	0.26%	$6M	68.1K
53	PEP PEPSICO INC	COM	0.26%	$6M	43.7K
54	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP	0.25%	$6M	171.0K
55	MMM 3M CO	COM	0.25%	$6M	33.1K
56	STZ CONSTELLATION BRANDS INC	CL A	0.25%	$6M	30.5K
57	ETF MANAGERS TR	PRIME MOBILE PAY · ETFMG ALTR HRVST · PRIME CYBR SCRTY	0.25%	$6M	197.8K
58	VEREIT INC	COM	0.24%	$6M	619.1K
59	KO COCA COLA CO	COM	0.24%	$6M	103.3K
60	TTD THE TRADE DESK INC	COM CL A	0.23%	$5M	20.9K
61	MRK MERCK & CO INC	COM	0.23%	$5M	58.5K
62	INDEXIQ ETF TR	HDGD FTSE INTL · IQ CHAIKIN US	0.22%	$5M	231.3K
63	BBN BLACKROCK TAX MUNICPAL BD TR	SHS	0.22%	$5M	209.8K
64	HPF HANCOCK JOHN PFD INCOME FD I	COM	0.21%	$5M	224.1K
65	META FACEBOOK INC	CL A	0.21%	$5M	24.2K
66	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.21%	$5M	86.9K
67	BMY BRISTOL MYERS SQUIBB CO	COM	0.21%	$5M	75.9K
68	QYLD GLOBAL X FDS	NASDAQ 100 COVER · GLBL X MLP ETF	0.21%	$5M	329.1K
69	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF	0.21%	$5M	95.1K
70	INTC INTEL CORP	COM	0.20%	$5M	79.2K
71	SDOG ALPS ETF TR	ALERIAN MLP · SECTR DIV DOGS	0.20%	$5M	477.1K
72	FS KKR CAPITAL CORP	COM	0.20%	$5M	748.7K
73	ROYAL DUTCH SHELL PLC	SPON ADR B · SPONS ADR A	0.19%	$5M	76.1K
74	C CITIGROUP INC	COM NEW	0.19%	$5M	56.9K
75	XEVVX EATON VANCE LTD DUR INCOME F	COM	0.19%	$5M	341.3K
76	DBX ETF TR	XTRACK MSCI ALL · XTRACK RUSS 1000	0.19%	$5M	144.4K
77	CSCO CISCO SYS INC	COM	0.19%	$4M	92.9K
78	PFE PFIZER INC	COM	0.19%	$4M	112.1K
79	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHAN SHRT MA AC	0.19%	$4M	41.6K
80	RBB FD INC	MOTLEY FOL ETF	0.19%	$4M	174.2K
81	IBM INTERNATIONAL BUSINESS MACHS	COM	0.19%	$4M	32.4K
82	ISHARES GOLD TRUST	ISHARES	0.18%	$4M	294.8K
83	FHLC FIDELITY COVINGTON TR	MSCI HLTH CARE I · MSCI UTILS INDEX	0.18%	$4M	87.4K
84	WMT WALMART INC	COM	0.18%	$4M	34.6K
85	CAT CATERPILLAR INC DEL	COM	0.17%	$4M	27.6K
86	NEE NEXTERA ENERGY INC	COM	0.17%	$4M	16.4K
87	UNH UNITEDHEALTH GROUP INC	COM	0.17%	$4M	13.4K
88	COST COSTCO WHSL CORP NEW	COM	0.16%	$4M	12.8K
89	CVS CVS HEALTH CORP	COM	0.16%	$4M	50.0K
90	NEAR ISHARES US ETF TR	SHT MAT BD ETF · MEDIA ENTRNMNT	0.16%	$4M	83.0K
91	VEA VANGUARD TAX MANAGED INTL FD	FTSE DEV MKT ETF	0.14%	$3M	76.3K
92	TRITON INTL LTD	CL A	0.14%	$3M	83.3K
93	NOC NORTHROP GRUMMAN CORP	COM	0.14%	$3M	9.5K
94	SO SOUTHERN CO	COM	0.14%	$3M	50.4K
95	MO ALTRIA GROUP INC	COM	0.13%	$3M	63.2K
96	ABBV ABBVIE INC	COM	0.13%	$3M	34.1K
97	SPDW SPDR INDEX SHS FDS	PORTFOLIO DEVLPD · EURO STOXX 50	0.12%	$3M	84.9K
98	FTSD FRANKLIN ETF TR	LIBERTY SHRT ETF	0.12%	$3M	30.0K
99	DIA SPDR DOW JONES INDL AVRG ETF	UT SER 1	0.12%	$3M	9.9K
100	BCV BANCROFT FUND LTD	COM	0.12%	$3M	106.1K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.