Managers / Q3 2020 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$2.7B

Q3 2020

Positions

953

Filings on Record

2019–present window

Filed

Nov 13, 2020

original filing

Summary

Cetera Advisors LLC reported $2.7B in U.S.-listed holdings across 953 positions for Q3 2020.

The portfolio is heavily concentrated: USMV alone accounts for 30.0% of reported value.

Compared with Q2 2020, the fund opened 98 new positions and exited 55.

Portfolio Metrics

Turnover

+4.7%

vs prior filed quarter

Top-10 Concentration

+51.6%

share of reported value

Largest Position

+30.0%

Ishares Tr

New / Exited

98 / 55

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 63.8% · $1.7B
Common Stock · 31.9% · $849M
REIT · 1.2% · $31M
Other · 1.0% · $26M
ADR · 1.0% · $26M
Other · 1.1% · $30M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
FXF INVESCO CURRENCYSHARES SWISS	NEW	+23.7K	23.7K	+$2M	$2M
RBB FD INC	NEW	+67.5K	67.5K	+$2M	$2M
BGS B & G FOODS INC NEW	NEW	+63.7K	63.7K	+$2M	$2M
FLQM FRANKLIN TEMPLETON ETF TR	NEW	+49.3K	49.3K	+$2M	$2M
CWH CAMPING WORLD HLDGS INC	NEW	+42.4K	42.4K	+$1M	$1M
WRI WEINGARTEN RLTY INVS	NEW	+70.6K	70.6K	+$1M	$1M
SFBS SERVISFIRST BANCSHARES INC	NEW	+35.0K	35.0K	+$1M	$1M
MSOS ADVISORSHARES TR	NEW	+54.3K	54.3K	+$1M	$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

285 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MSCI USA MIN VOL · CORE S&P500 ETF · RUS 1000 GRW ETF · CORE US AGGBD ET · CORE S&P SCP ETF · SHORT TREAS BD · TIPS BD ETF · MSCI EAFE ETF · RUS MD CP GR ETF · 1 3 YR TREAS BD · MSCI EAFE MIN VL · CORE S&P MCP ETF · CORE MSCI EAFE · ISHS 1-5YR INVS · CORE DIV GRWTH · IBOXX INV CP ETF · S&P 500 GRWT ETF · RUSSELL 2000 ETF · RUS 1000 VAL ETF · PFD AND INCM SEC · US TREAS BD ETF · BARCLAYS 7 10 YR · RUS 2000 GRW ETF · MSCI USA MMENTM · RUS MID CAP ETF · CORE S&P TTL STK · 20 YR TR BD ETF · CORE MSCI TOTAL · 0-5YR HI YL CP · S&P 100 ETF · U.S. TECH ETF · SELECT DIVID ETF · S&P 500 VAL ETF · ESG AWR MSCI USA · MBS ETF · EAFE GRWTH ETF · CORE S&P US GWT · MSCI USA QLT FCT · DOW JONES US ETF · JPMORGAN USD EMG · NATIONAL MUN ETF · CORE HIGH DV ETF · NASDAQ BIOTECH · 3 7 YR TREAS BD · U.S. MED DVC ETF · FLTG RATE NT ETF · MSCI USA VALUE · RUS 2000 VAL ETF · YLD OPTIM BD · EXPND TEC SC ETF · U.S. CNSM SV ETF · US AER DEF ETF · EXPANDED TECH · MSCI EMG MKT ETF · RUS MDCP VAL ETF · U.S. REAL ES ETF · ISHS 5-10YR INVT · RUSSELL 3000 ETF · S&P SML 600 GWT · CUR HD EURZN ETF · RUS 1000 ETF · GLOBAL TECH ETF · INTL DIV GRWTH · CORE S&P US VLU · GLOBAL 100 ETF · CONSER ALLOC ETF · MRNGSTR LG-CP GR · SP SMCP600VL ETF · HIGH YLD BD FCTR · IBONDS DEC25 ETF · IBONDS DEC24 ETF · CMBS ETF · MRGSTR MD CP ETF · A RATE CP BD ETF · 0-5 YR TIPS ETF · IBONDS DEC23 ETF · IBONDS DEC2026 · CORE 1 5 YR USD · IBOXX HI YD ETF · U.S. UTILITS ETF · MSCI USA ESG SLC · INTL SEL DIV ETF · CORE TOTAL USD · GLOBAL ENERG ETF · S&P MC 400GR ETF · TRANS AVG ETF · U.S. BAS MTL ETF	29.97%	$796M	8.81M
2	SPY SPDR S&P 500 ETF TR history →	TR UNIT	4.51%	$120M	357.8K
3	AAPL APPLE INC history →	COM	4.29%	$114M	983.5K
4	VOO VANGUARD INDEX FDS	S&P 500 ETF SHS · TOTAL STK MKT · GROWTH ETF · REAL ESTATE ETF · MID CAP ETF · SMALL CP ETF · VALUE ETF · EXTEND MKT ETF · SM CP VAL ETF · MCAP VL IDXVIP · MCAP GR IDXVIP · SML CP GRW ETF	2.38%	$63M	362.4K
5	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P MDCP QUALITY · DYNMC SOFTWARE · S&P 500 TOP 50 · S&P500 EQL TEC · DWA MOMENTUM · S&P500 EQL STP	1.94%	$52M	761.1K
6	FTCS FIRST TR EXCHANGE-TRADED FD	CAP STRENGTH ETF · FIRST TR ENH NEW · RISNG DIVD ACHIV · DJ INTERNT IDX · FST LOW OPPT EFT · NASDAQ CYB ETF · US EQTY OPPT ETF · TECH ALPHADEX · DORSEY WRT 5 ETF · HLTH CARE ALPH · NASD TECH DIV · NY ARCA BIOTECH	1.89%	$50M	934.6K
7	LDSF FIRST TR EXCHNG TRADED FD VI	US EQT BUFFER · VEST US DEEP · US EQT DEEP DUFR · CBOE EQT BUFER · LOW DUR STRTGC · CBOE EQT DEP NOV · TCW OPPORTUNIS · CBOE VEST US BUF · CBOE VEST US EQT · VEST US BUFFER	1.88%	$50M	1.61M
8	AMZN AMAZON COM INC history →	COM	1.72%	$46M	14.5K
9	GSLC GOLDMAN SACHS ETF TR	ACTIVEBETA US LG · ACTIVEBETA INT · ACCES TREASURY	1.63%	$43M	863.6K
10	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.37%	$36M	131.0K
11	XLK SELECT SECTOR SPDR TR	TECHNOLOGY · SBI HEALTHCARE · SBI INT-FINL · SBI INT-UTILS · SBI CONS STPLS · SBI CONS DISCR · SBI INT-INDS · SBI MATERIALS · COMMUNICATION · ENERGY	1.21%	$32M	533.2K
12	MSFT MICROSOFT CORP history →	COM	1.17%	$31M	148.2K
13	BND VANGUARD BD INDEX FDS	TOTAL BND MRKT · INTERMED TERM · SHORT TRM BOND	1.11%	$30M	334.0K
14	VGSH VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS · VNG RUS1000VAL · SHRT TRM CORP BD · INT-TERM CORP	1.07%	$29M	397.6K
15	JPST J P MORGAN EXCHANGE-TRADED F	ULTRA SHRT INC · JPMORGAN DIVER	0.97%	$26M	505.8K
16	XMLV INVESCO EXCH TRADED FD TR II	S&P MIDCP LOW · S&P500 LOW VOL · S&P500 HDL VOL · KBW BK ETF · S&P SMLCP LOW · S&P GBL WATER	0.93%	$25M	576.3K
17	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2023 HY · BULSHS 2025 HY · DEFENSIVE EQTY · INVSCO BLSH 26 · BULSHS 2024 HY · BULSHS 2023 CB · BULSHS 2021 HY · BULSHS 2022 HY · BULSHS 2020 CB · BULSHS 2022 CB	0.91%	$24M	963.6K
18	SCHF SCHWAB STRATEGIC TR	INTL EQTY ETF · INTRM TRM TRES · US LCAP GR ETF · US MID-CAP ETF · US DIVIDEND EQ · US TIPS ETF · US LRG CAP ETF	0.85%	$23M	444.6K
19	GLD SPDR GOLD TR history →	GOLD SHS	0.79%	$21M	119.0K
20	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.79%	$21M	14.3K
21	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.74%	$20M	85.2K
22	SPSB SPDR SER TR	PORTFOLIO SHORT · S&P HOMEBUILD · SPDR BLOOMBERG · S&P DIVID ETF · AEROSPACE DEF · SSGA US LRG ETF · PORTFOLIO AGRGTE · PORTFOLIO LN TSR · BLOOMBERG SRT TR · S&P 600 SML CAP · BLMBRG BRC CNVRT	0.72%	$19M	356.8K
23	IEMG ISHARES INC	CORE MSCI EMKT · EM MKTS DIV ETF · MSCI EMERG MRKT · MSCI GBL MIN VOL · ESG AWR MSCI EM · MSCI EQUAL WEITE	0.68%	$18M	399.6K
24	IHDG WISDOMTREE TR	ITL HDG QTLY DIV · US QTLY DIV GRT · US MIDCAP DIVID · US LARGECAP DIVD · 90/60 BALNCED FD · US DIVID EX FNCL · US LARGECAP FUND · US SMALLCAP DIVD · INTL MIDCAP DV · US MIDCAP FUND · CLOUD COMPUTNG · FLOATNG RAT TREA	0.68%	$18M	450.8K
25	T AT&T INC history →	COM	0.58%	$15M	542.3K
26	JPM JPMORGAN CHASE & CO history →	COM	0.55%	$15M	152.0K
27	HD HOME DEPOT INC history →	COM	0.54%	$14M	51.3K
28	VOOG VANGUARD ADMIRAL FDS INC	500 GRTH IDX F · SMLLCP 600 IDX · 500 VAL IDX FD · MIDCP 400 IDX	0.54%	$14M	98.6K
29	PG PROCTER AND GAMBLE CO history →	COM	0.53%	$14M	102.0K
30	CRM SALESFORCE COM INC history →	COM	0.53%	$14M	55.5K
31	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · INF TECH ETF · CONSUM STP ETF · UTILITIES ETF · CONSUM DIS ETF	0.49%	$13M	65.6K
32	JNJ JOHNSON & JOHNSON history →	COM	0.47%	$13M	84.5K
33	FVD FIRST TR VALUE LINE DIVID IN history →	SHS	0.46%	$12M	392.6K
34	MA MASTERCARD INCORPORATED history →	CL A	0.46%	$12M	36.4K
35	BAC BK OF AMERICA CORP history →	COM	0.45%	$12M	501.8K
36	VZ VERIZON COMMUNICATIONS INC history →	COM	0.45%	$12M	202.1K
37	V VISA INC history →	COM CL A	0.44%	$12M	58.3K
38	VXUS VANGUARD STAR FDS history →	VG TL INTL STK F	0.42%	$11M	213.7K
39	DIS DISNEY WALT CO history →	COM DISNEY	0.42%	$11M	88.9K
40	FCX FREEPORT-MCMORAN INC history →	CL B	0.38%	$10M	650.4K
41	BABA ALIBABA GROUP HLDG LTD history →	SPONSORED ADS	0.38%	$10M	34.3K
42	HON HONEYWELL INTL INC history →	COM	0.38%	$10M	60.8K
43	NVDA NVIDIA CORPORATION	COM	0.36%	$9M	17.5K
44	DE DEERE & CO	COM	0.36%	$9M	42.7K
45	TSLA TESLA INC	COM	0.35%	$9M	21.9K
46	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP · BNCHMRK INFRA	0.33%	$9M	264.3K
47	CLF CLEVELAND-CLIFFS INC NEW	COM	0.32%	$9M	1.34M
48	META FACEBOOK INC	CL A	0.32%	$9M	32.8K
49	LMT LOCKHEED MARTIN CORP	COM	0.30%	$8M	21.0K
50	VYM VANGUARD WHITEHALL FDS	HIGH DIV YLD	0.30%	$8M	97.5K
51	PEP PEPSICO INC	COM	0.29%	$8M	55.7K
52	BNDX VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	0.29%	$8M	131.3K
53	KO COCA COLA CO	COM	0.28%	$8M	152.8K
54	MMM 3M CO	COM	0.27%	$7M	44.9K
55	ANNALY CAPITAL MANAGEMENT IN	COM	0.27%	$7M	994.8K
56	STZ CONSTELLATION BRANDS INC	CL A	0.25%	$7M	34.9K
57	WMT WALMART INC	COM	0.25%	$7M	47.0K
58	ISHARES GOLD TRUST	ISHARES	0.24%	$7M	361.9K
59	CVX CHEVRON CORP NEW	COM	0.24%	$6M	88.5K
60	VIG VANGUARD SPECIALIZED FUNDS	DIV APP ETF	0.23%	$6M	48.3K
61	COST COSTCO WHSL CORP NEW	COM	0.23%	$6M	17.1K
62	MGK VANGUARD WORLD FD	MEGA GRWTH IND · MEGA CAP INDEX	0.22%	$6M	39.0K
63	NOBL PROSHARES TR	S&P 500 DV ARIST · K1 FRE CRD OIL · LONG ONLINE SHRT	0.22%	$6M	95.9K
64	EXMOC EXXON MOBIL CORP	COM	0.21%	$6M	160.7K
65	ABT ABBOTT LABS	COM	0.21%	$5M	50.4K
66	PFE PFIZER INC	COM	0.20%	$5M	146.3K
67	MRK MERCK & CO. INC	COM	0.20%	$5M	63.8K
68	SBUX STARBUCKS CORP	COM	0.20%	$5M	61.4K
69	BA BOEING CO	COM	0.19%	$5M	30.9K
70	NEE NEXTERA ENERGY INC	COM	0.19%	$5M	18.1K
71	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHNCD LW DUR AC	0.19%	$5M	44.5K
72	ABBV ABBVIE INC	COM	0.18%	$5M	56.0K
73	GDX VANECK VECTORS ETF TR	GOLD MINERS ETF · FALLEN ANGEL HG · MORNINGSTAR WIDE	0.18%	$5M	125.4K
74	UNH UNITEDHEALTH GROUP INC	COM	0.18%	$5M	15.5K
75	UGA UNITED STS GASOLINE FD LP	UNITS	0.18%	$5M	241.0K
76	BMY BRISTOL-MYERS SQUIBB CO	COM	0.18%	$5M	79.3K
77	INTC INTEL CORP	COM	0.17%	$5M	88.5K
78	HPF HANCOCK JOHN PFD INCOME FD I	COM	0.17%	$5M	252.6K
79	PYPL PAYPAL HLDGS INC	COM	0.17%	$4M	22.3K
80	VWO VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF	0.16%	$4M	85.8K
81	GTO INVESCO ACTIVELY MANAGED ETF	TOTAL RETURN	0.16%	$4M	73.9K
82	UNITED STATES STL CORP NEW	COM	0.16%	$4M	579.9K
83	SO SOUTHERN CO	COM	0.16%	$4M	77.4K
84	VEREIT INC	COM	0.16%	$4M	643.2K
85	MO ALTRIA GROUP INC	COM	0.16%	$4M	107.2K
86	SHOP SHOPIFY INC	CL A	0.16%	$4M	4.0K
87	ETF MANAGERS TR	PRIME MOBILE PAY · PRIME CYBR SCRTY	0.15%	$4M	77.1K
88	IBM INTERNATIONAL BUSINESS MACHS	COM	0.15%	$4M	33.0K
89	ADBE ADOBE SYSTEMS INCORPORATED	COM	0.15%	$4M	8.0K
90	CSCO CISCO SYS INC	COM	0.15%	$4M	99.0K
91	FSKR FS KKR CAP CORP II	COM	0.14%	$4M	261.4K
92	MCD MCDONALDS CORP	COM	0.14%	$4M	17.2K
93	CAT CATERPILLAR INC DEL	COM	0.14%	$4M	25.0K
94	NIO NIO INC	SPON ADS	0.14%	$4M	173.6K
95	AAL AMERICAN AIRLS GROUP INC	COM	0.14%	$4M	297.5K
96	TGT TARGET CORP	COM	0.13%	$4M	22.8K
97	ARKG ARK ETF TR	GENOMIC REV ETF · FINTECH INNOVA · NEXT GNRTN INTER	0.13%	$4M	59.9K
98	CVS CVS HEALTH CORP	COM	0.13%	$3M	59.4K
99	FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	0.13%	$3M	177.9K
100	INDEXIQ ETF TR	HDGD FTSE INTL	0.13%	$3M	170.5K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.