Managers / Q2 2019 · view latest →

Cetera Advisors LLC

CIK 0001534400 · 4600 S. SYRACUSE ST., SUITE 600, DENVER, CO, 80237 · 720-509-2446

Reported Value

$2.3B

Q2 2019

Positions

932

Filings on Record

2019–present window

Filed

Aug 12, 2019

original filing

Summary

Cetera Advisors LLC reported $2.3B in U.S.-listed holdings across 932 positions for Q2 2019.

The portfolio is heavily concentrated: USMV alone accounts for 31.0% of reported value.

Compared with Q1 2019, the fund opened 130 new positions and exited 430.

Portfolio Metrics

Turnover

+5.6%

vs prior filed quarter

Top-10 Concentration

+52.2%

share of reported value

Largest Position

+31.0%

Ishares Tr

New / Exited

130 / 430

positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value

Portfolio Composition

By security type

ETP · 65.2% · $1.5B
Common Stock · 27.7% · $624M
Other · 1.9% · $44M
REIT · 1.9% · $42M
Closed-End Fund · 1.8% · $41M
Other · 1.5% · $33M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2019 (amended baseline)

Issuer	Move	Share Δ	Shares now	Value Δ	Value now
DIS DISNEY WALT CO	NEW	+67.7K	67.7K	+$9M	$9M
V VISA INC	NEW	+45.5K	45.5K	+$8M	$8M
WMT WALMART INC	NEW	+44.7K	44.7K	+$5M	$5M
HEDJ WISDOMTREE TR	NEW	+70.6K	70.6K	+$5M	$5M
HPF HANCOCK JOHN PFD INCOME FD I	NEW	+198.3K	198.3K	+$5M	$5M
DGRW WISDOMTREE TR	NEW	+88.0K	88.0K	+$4M	$4M
DBX ETF TR	NEW	+117.0K	117.0K	+$3M	$3M
DON WISDOMTREE TR	NEW	+85.9K	85.9K	+$3M	$3M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2019

285 positions

Export to Excel

#	Issuer	Class	% Portfolio	Value ↓	Shares
1	USMV ISHARES TR	MIN VOL USA ETF · CORE S&P500 ETF · MIN VOL EAFE ETF · RUS 1000 GRW ETF · CORE S&P SCP ETF · CORE US AGGBD ET · RUS 1000 VAL ETF · MSCI EAFE ETF · TIPS BD ETF · RUS MD CP GR ETF · US TREAS BD ETF · CORE MSCI EAFE · 3 7 YR TREAS BD · CORE S&P MCP ETF · SELECT DIVID ETF · CORE DIV GRWTH · IBOXX INV CP ETF · CORE S&P TTL STK · 20 YR TR BD ETF · RUS 2000 GRW ETF · RUSSELL 2000 ETF · US HLTHCARE ETF · BARCLAYS 7 10 YR · PFD AND INCM SEC · US AER DEF ETF · CORE MSCI TOTAL · SP SMCP600VL ETF · USA MOMENTUM FCT · CORE HIGH DV ETF · RUS MID CAP ETF · NASDAQ BIOTECH · MRGSTR MD CP ETF · SH TR CRPORT ETF · RUS MDCP VAL ETF · U.S. TECH ETF · S&P 500 GRWT ETF · S&P 500 VAL ETF · DOW JONES US ETF · RUS 2000 VAL ETF · NATIONAL MUN ETF · FLTG RATE NT ETF · MBS ETF · US REGNL BKS ETF · RUSSELL 3000 ETF · U.S. REAL ES ETF · S&P SML 600 GWT · 0-5YR HI YL CP · SHORT TREAS BD · YLD OPTIM BD · INTRM TR CRP ETF · MULTIFACTOR USA · U.S. UTILITS ETF · CUR HD EURZN ETF · S&P 100 ETF · CMBS ETF · 1 3 YR TREAS BD · IBOXX HI YD ETF · CORE S&P US GWT · MSCI EMG MKT ETF · JPMORGAN USD EMG · RUS 1000 ETF · EXPND TEC SC ETF · MULTIFACTOR INTL · CORE LT USDB ETF · IBONDS DEC23 ETF · GLOBAL TECH ETF · MORTGE REL ETF · MRNGSTR LG-CP GR · TRANS AVG ETF · EXPANDED TECH · U.S. MED DVC ETF · S&P MC 400GR ETF · A RATE CP BD ETF · IBONDS DEC22 ETF · EAFE SML CP ETF · INTL DIV GRWTH · CORE S&P US VLU · S&P MC 400VL ETF · GLOBAL ENERG ETF · EAFE GRWTH ETF · GLOBAL REIT ETF · IBONDS DEC24 ETF · MICRO-CAP ETF · MODERT ALLOC ETF · GRWT ALLOCAT ETF	31.00%	$698M	8.34M
2	RSP INVESCO EXCHANGE TRADED FD T	S&P500 EQL WGT · S&P500 QUALITY · S&P500 EQL TEC · DYNMC BLDG CON · DYNMC SOFTWARE · FTSE RAFI 1000 · AEROSPACE DEFN · S&P500 EQL MAT	4.05%	$91M	990.0K
3	VTI VANGUARD INDEX FDS	TOTAL STK MKT · REAL ESTATE ETF · S&P 500 ETF SHS · GROWTH ETF · SMALL CP ETF · VALUE ETF · MID CAP ETF · EXTEND MKT ETF · MCAP VL IDXVIP · SML CP GRW ETF · SM CP VAL ETF · MCAP GR IDXVIP	3.36%	$76M	544.3K
4	XMLV INVESCO EXCHNG TRADED FD TR	S&P MIDCP LOW · S&P500 LOW VOL · S&P SMLCP LOW · S&P500 HDL VOL · KBW BK ETF · PFD ETF · GBL SRT TRM HY · INTL BUYBACK	2.67%	$60M	1.24M
5	XLP SELECT SECTOR SPDR TR	SBI CONS STPLS · TECHNOLOGY · SBI INT-UTILS · SBI CONS DISCR · SBI INT-FINL · SBI HEALTHCARE · SBI INT-INDS · COMMUNICATION · ENERGY	2.32%	$52M	863.5K
6	AAPL APPLE INC history →	COM	2.26%	$51M	256.1K
7	BND VANGUARD BD INDEX FD INC	TOTAL BND MRKT · SHORT TRM BOND · INTERMED TERM	1.98%	$45M	537.9K
8	SPY SPDR S&P 500 ETF TR history →	TR UNIT	1.87%	$42M	143.6K
9	KRE SPDR SERIES TRUST	S&P REGL BKG · PRTFLO S&P500 GW · S&P DIVID ETF · PORTFOLIO SHORT · S&P HOMEBUILD · AEROSPACE DEF · SPDR BLOOMBERG · S&P CAP MKTS · SSGA US LRG ETF · S&P 600 SML CAP · PORTFOLIO AGRGTE · PORTFOLIO LN TSR · BLOOMBERG SRT TR · HLTH CR EQUIP · BLMBRG BRC CNVRT	1.45%	$33M	651.1K
10	FTSM FIRST TR EXCHANGE TRADED FD	FIRST TR ENH NEW · DORSEY WRT 5 ETF · NASD TECH DIV · CAP STRENGTH ETF · UTILITIES ALPH · RISNG DIVD ACHIV · TECH ALPHADEX · PFD SECS INC ETF · US EQTY OPPT ETF · DJ INTERNT IDX · FST LOW OPPT EFT · FINLS ALPHADEX · HLTH CARE ALPH · NY ARCA BIOTECH · CONSUMR DISCRE · SENIOR LN FD	1.20%	$27M	640.6K
11	IEMG ISHARES INC	CORE MSCI EMKT · MSCI AUST ETF · MSCI STH KOR ETF · EM MKTS DIV ETF · MIN VOL EMRG MKT · MIN VOL GBL ETF · MSCI BRAZIL ETF · MSCI EURZONE ETF	1.18%	$27M	645.2K
12	QQQ INVESCO QQQ TR history →	UNIT SER 1	1.12%	$25M	135.4K
13	AMZN AMAZON COM INC history →	COM	1.10%	$25M	13.0K
14	SCHR SCHWAB STRATEGIC TR	INTRM TRM TRES · INTL EQTY ETF · US LCAP GR ETF · US MID-CAP ETF · US TIPS ETF · US DIVIDEND EQ · US REIT ETF	0.99%	$22M	446.6K
15	HEDJ WISDOMTREE TR	EUROPE HEDGED EQ · US QTLY DIV GRT · US MIDCAP DIVID · EUROPE SMCP DV · JP SMALLCP DIV · US SMALLCAP DIVD · US MIDCAP FUND · US DIVID EX FNCL · FLOATNG RAT TREA · INDIA ERNGS FD	0.86%	$19M	435.9K
16	T AT&T INC history →	COM	0.85%	$19M	573.0K
17	BRK/B BERKSHIRE HATHAWAY INC DEL	CL B NEW · CL A	0.77%	$17M	72.7K
18	BSJP INVESCO EXCH TRD SLF IDX FD	BULSHS 2020 HY · BULSHS 2019 HY · BULSHS 2021 HY · BULSHS 2025 HY · BULSHS 2024 HY · BULSHS 2023 HY · BULSHS 2022 HY · BULSHS 2020 CB · BULSHS 2023 CB	0.75%	$17M	699.3K
19	VHT VANGUARD WORLD FDS	HEALTH CAR ETF · FINANCIALS ETF · INF TECH ETF · INDUSTRIAL ETF · MATERIALS ETF · CONSUM STP ETF · UTILITIES ETF	0.72%	$16M	133.5K
20	GLD SPDR GOLD TRUST history →	GOLD SHS	0.70%	$16M	117.7K
21	MSFT MICROSOFT CORP history →	COM	0.66%	$15M	111.2K
22	EXMOC EXXON MOBIL CORP history →	COM	0.63%	$14M	185.6K
23	VGSH VANGUARD SCOTTSDALE FDS	SHORT TERM TREAS · SHRT TRM CORP BD · VNG RUS1000IDX · VNG RUS1000VAL · INT-TERM CORP	0.61%	$14M	174.9K
24	GOOGL ALPHABET INC	CAP STK CL A · CAP STK CL C	0.61%	$14M	12.7K
25	VIOO VANGUARD ADMIRAL FDS INC	SMLLCP 600 IDX · 500 GRTH IDX F · MIDCP 400 IDX · 500 VAL IDX FD	0.52%	$12M	83.9K
26	BAC BANK AMER CORP history →	COM	0.51%	$11M	392.4K
27	VGK VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF · FTSE EMR MKT ETF · ALLWRLD EX US · FTSE SMCAP ETF · FTSE PACIFIC ETF	0.50%	$11M	211.8K
28	JNJ JOHNSON & JOHNSON history →	COM	0.49%	$11M	78.7K
29	JPM JPMORGAN CHASE & CO history →	COM	0.48%	$11M	97.4K
30	ISHARES GOLD TRUST	ISHARES	0.45%	$10M	748.8K
31	GSIE GOLDMAN SACHS ETF TR	ACTIVEBETA INT · EQUITY ETF	0.45%	$10M	276.1K
32	PG PROCTER AND GAMBLE CO	COM	0.44%	$10M	90.4K
33	VIG VANGUARD GROUP	DIV APP ETF	0.44%	$10M	84.9K
34	DIS DISNEY WALT CO	COM DISNEY	0.42%	$9M	67.7K
35	CVX CHEVRON CORP NEW	COM	0.41%	$9M	74.2K
36	NOBL PROSHARES TR	S&P 500 DV ARIST · INVT INT RT HG · HGH YLD INT RATE · SHORT S&P 500 NE	0.39%	$9M	146.0K
37	BA BOEING CO	COM	0.38%	$9M	23.7K
38	VZ VERIZON COMMUNICATIONS INC	COM	0.37%	$8M	144.6K
39	HD HOME DEPOT INC	COM	0.37%	$8M	39.7K
40	VXUS VANGUARD STAR FD	VG TL INTL STK F	0.36%	$8M	155.3K
41	JPUS JP MORGAN EXCHANGE TRADED FD	JPMORGAN DIVER · ULTRA SHRT INC	0.35%	$8M	119.1K
42	LMT LOCKHEED MARTIN CORP	COM	0.35%	$8M	21.9K
43	V VISA INC	COM CL A	0.35%	$8M	45.5K
44	ALLERGAN PLC	SHS	0.35%	$8M	46.4K
45	VYM VANGUARD WHITEHALL FDS INC	HIGH DIV YLD · INTL HIGH ETF	0.34%	$8M	92.5K
46	DE DEERE & CO	COM	0.33%	$7M	44.6K
47	DIA SPDR DOW JONES INDL AVRG ETF	UT SER 1	0.32%	$7M	27.1K
48	JHMM JOHN HANCOCK ETF TRUST	MULTIFACTOR MI	0.30%	$7M	185.6K
49	ANNALY CAP MGMT INC	COM	0.30%	$7M	735.5K
50	DAL DELTA AIR LINES INC DEL	COM NEW	0.30%	$7M	117.8K
51	VEREIT INC	COM	0.28%	$6M	701.3K
52	FTSD FRANKLIN ETF TR	LIBERTY SHRT ETF	0.28%	$6M	66.5K
53	BBN BLACKROCK TAX MUNICPAL BD TR	SHS	0.26%	$6M	248.2K
54	STZ CONSTELLATION BRANDS INC	CL A	0.26%	$6M	29.8K
55	MMM 3M CO	COM	0.26%	$6M	33.6K
56	FS KKR CAPITAL CORP	COM	0.26%	$6M	967.6K
57	PEP PEPSICO INC	COM	0.25%	$6M	43.7K
58	XEVVX EATON VANCE LTD DUR INCOME F	COM	0.25%	$6M	445.4K
59	CSCO CISCO SYS INC	COM	0.25%	$6M	102.0K
60	PFE PFIZER INC	COM	0.25%	$6M	128.4K
61	KO COCA COLA CO	COM	0.24%	$5M	106.8K
62	META FACEBOOK INC	CL A	0.24%	$5M	27.7K
63	PTLC PACER FDS TR	TRENDP US LAR CP · TRENDP 100 ETF · TRENDP US MID CP · TRENDPILOT EUR	0.24%	$5M	174.9K
64	IBM INTERNATIONAL BUSINESS MACHS	COM	0.23%	$5M	38.2K
65	BP BP PLC	SPONSORED ADR	0.23%	$5M	126.2K
66	ROYAL DUTCH SHELL PLC	SPON ADR B · SPONS ADR A	0.23%	$5M	78.9K
67	MRK MERCK & CO INC	COM	0.23%	$5M	61.5K
68	BABA ALIBABA GROUP HLDG LTD	SPONSORED ADS	0.22%	$5M	29.2K
69	WMT WALMART INC	COM	0.22%	$5M	44.7K
70	NFLX NETFLIX INC	COM	0.21%	$5M	13.1K
71	HPF HANCOCK JOHN PFD INCOME FD I	COM	0.20%	$5M	198.3K
72	ETF MANAGERS TR	ETFMG ALTR HRVST · PRIME CYBR SCRTY	0.20%	$4M	132.2K
73	FTA FIRST TR LRG CP VL ALPHADEX	COM SHS	0.20%	$4M	85.2K
74	FVD FIRST TR VALUE LINE DIVID IN	SHS	0.20%	$4M	131.1K
75	BOND PIMCO ETF TR	ACTIVE BD ETF · ENHAN SHRT MA AC	0.19%	$4M	40.9K
76	DBX ETF TR	XTRACK MSCI ALL · XTRACK RUSS 1000	0.19%	$4M	148.3K
77	FCX FREEPORT-MCMORAN INC	CL B	0.19%	$4M	366.1K
78	INTC INTEL CORP	COM	0.18%	$4M	85.9K
79	GENERAL ELECTRIC CO	COM	0.18%	$4M	386.4K
80	CAT CATERPILLAR INC DEL	COM	0.17%	$4M	28.4K
81	SPDW SPDR INDEX SHS FDS	PORTFOLIO DEVLPD · MSCI ACWI EXUS · EURO STOXX 50	0.17%	$4M	115.1K
82	RBB FD INC	MOTLEY FOL ETF	0.17%	$4M	171.5K
83	QYLD GLOBAL X FDS	NASDAQ 100 COVER · GLBL X MLP ETF	0.16%	$4M	251.5K
84	C CITIGROUP INC	COM NEW	0.16%	$4M	52.4K
85	MO ALTRIA GROUP INC	COM	0.16%	$4M	76.2K
86	SO SOUTHERN CO	COM	0.15%	$3M	61.7K
87	UNH UNITEDHEALTH GROUP INC	COM	0.15%	$3M	13.8K
88	COST COSTCO WHSL CORP NEW	COM	0.15%	$3M	12.7K
89	NVDA NVIDIA CORP	COM	0.15%	$3M	20.5K
90	F FORD MTR CO DEL	COM	0.15%	$3M	326.5K
91	NEE NEXTERA ENERGY INC	COM	0.15%	$3M	16.2K
92	VEA VANGUARD TAX MANAGED INTL FD	FTSE DEV MKT ETF	0.14%	$3M	78.2K
93	BMY BRISTOL MYERS SQUIBB CO	COM	0.14%	$3M	71.2K
94	NEAR ISHARES US ETF TR	SHT MAT BD ETF	0.14%	$3M	62.0K
95	WPC W P CAREY INC	COM	0.13%	$3M	37.1K
96	D DOMINION ENERGY INC	COM	0.13%	$3M	38.3K
97	CVS CVS HEALTH CORP	COM	0.13%	$3M	53.9K
98	NOC NORTHROP GRUMMAN CORP	COM	0.13%	$3M	8.8K
99	MCD MCDONALDS CORP	COM	0.13%	$3M	13.6K
100	HON HONEYWELL INTL INC	COM	0.13%	$3M	16.2K

Filing History

Quarter	Reported Value	Positions	Filed	Type	Links
Q1 2024	$0	1	May 24, 2024	RESTATEMENT	changes · EDGAR ↗
Q4 2023	$7.2B	1,788	Feb 13, 2024	13F-HR	changes · EDGAR ↗
Q3 2023	$6.4B	1,700	Nov 14, 2023	13F-HR	changes · EDGAR ↗
Q2 2023	$6.3B	1,652	Aug 10, 2023	13F-HR	changes · EDGAR ↗
Q1 2023	$6.0B	1,650	May 15, 2023	13F-HR	changes · EDGAR ↗
Q4 2022	$5.5B	1,603	Feb 14, 2023	13F-HR	changes · EDGAR ↗
Q3 2022	$3.8B	1,367	Nov 14, 2022	13F-HR	changes · EDGAR ↗
Q2 2022	$4.4B	1,363	Aug 11, 2022	13F-HR	changes · EDGAR ↗
Q1 2022	$5.0B	1,409	May 12, 2022	13F-HR	changes · EDGAR ↗
Q4 2021	$4.9B	1,436	Feb 14, 2022	13F-HR	changes · EDGAR ↗
Q3 2021	$5.1B	1,408	Nov 16, 2021	13F-HR	changes · EDGAR ↗
Q2 2021	$4.2B	1,321	Aug 13, 2021	13F-HR	changes · EDGAR ↗
Q1 2021	$3.6B	1,211	May 17, 2021	13F-HR	changes · EDGAR ↗
Q4 2020	$3.1B	1,034	Feb 17, 2021	13F-HR	changes · EDGAR ↗
Q3 2020	$2.7B	953	Nov 13, 2020	13F-HR	changes · EDGAR ↗
Q2 2020	$2.3B	913	Aug 13, 2020	13F-HR	changes · EDGAR ↗
Q1 2020	$1.9B	808	May 8, 2020	13F-HR	changes · EDGAR ↗
Q4 2019	$2.3B	918	Feb 10, 2020	13F-HR	changes · EDGAR ↗
Q3 2019	$2.3B	889	Nov 6, 2019	13F-HR	changes · EDGAR ↗
Q2 2019	$2.3B	932	Aug 12, 2019	13F-HR	changes · EDGAR ↗
Q1 2019	$2.0B	1,230	May 6, 2019	13F-HR	changes · EDGAR ↗
Q4 2018	$1.7B	844	Feb 15, 2019	13F-HR	changes · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.