SEC 13F Intelligence

Managers / Q4 2023 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.2B
Q4 2023
Positions
331
Filings on Record
32
2019–present window
Filed
Jan 2, 2024
original filing

Summary

Neville Rodie & Shaw Inc reported $1.2B in U.S.-listed holdings across 331 positions for Q4 2023.

Its largest position, AAPL, represents 10.4% of the portfolio.

Compared with Q3 2023, the fund opened 9 new positions and exited 10.

Portfolio Metrics

Turnover
+3.5%
vs prior filed quarter
Top-10 Concentration
+40.1%
share of reported value
Largest Position
+10.4%
Apple
New / Exited
9 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 92.3%Open-End Fund: 2.8%ETP: 2.2%ADR: 1.8%MLP: 0.3%Other: 0.6%
  • Common Stock · 92.3% · $1.1B
  • Open-End Fund · 2.8% · $34M
  • ETP · 2.2% · $27M
  • ADR · 1.8% · $22M
  • MLP · 0.3% · $3M
  • Other · 0.6% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
VLTOVERALTO CORPNEW+21.1K21.1K+$2M$2M
NOWSERVICENOW INCNEW+2.1K2.1K+$2M$2M
VESTAS WIND SYS A/SNEW+9.0K9.0K+$286,000$286,000
LULULULULEMON ATHLETICA INCNEW+500500+$256,000$256,000
HWCHANCOCK HOLDING CONEW+4.8K4.8K+$236,000$236,000
RPMRPM INCNEW+2.0K2.0K+$229,000$229,000
ENSTAR GROUP LIMITEDNEW+750750+$221,000$221,000
CECELANESE CORP SER ANEW+1.4K1.4K+$218,000$218,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

242 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM10.41%$127M661.3K
2GOOGLALPHABET CLASS ACOM5.52%$67M481.7K
3MSFTMICROSOFT CORPhistory →COM5.46%$67M177.5K
4TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.67%$45M84.5K
5PWRQUANTA SERVICES INChistory →COM2.92%$36M165.7K
6JNJJOHNSON & JOHNSONhistory →COM2.89%$35M225.3K
7VVISA INChistory →COM2.61%$32M122.8K
8LAM RESEARCH CORPCOM2.37%$29M37.0K
9ZTSZOETIS INC CL Ahistory →COM2.17%$27M134.7K
10EXMOCEXXON MOBIL CORPhistory →COM2.11%$26M258.1K
11BRK/BBERKSHIRE HATHAWAY CL B NEWCOM2.09%$26M53.6K
12BXBLACKSTONE GROUP INChistory →COM2.06%$25M192.3K
13JPMJ P MORGAN CHASE & COhistory →COM1.98%$24M142.1K
14COSTCOSTCO WHOLESALE CORPhistory →COM1.89%$23M35.1K
15DHRDANAHER CORPhistory →COM1.72%$21M90.9K
16MRKMERCK & COMPANYhistory →COM1.65%$20M185.6K
17ONON SEMICONDUCTOR CORPhistory →COM1.58%$19M231.8K
18ORCLORACLE CORPhistory →COM1.43%$17M165.5K
19UNHUNITEDHEALTH GROUP INChistory →COM1.40%$17M32.6K
20HDHOME DEPOThistory →COM1.40%$17M49.3K
21ABBVABBVIE INChistory →COM1.22%$15M96.3K
22AMZNAMAZON.COM INChistory →COM1.10%$13M88.6K
23NEENEXTERA ENERGY INChistory →COM1.06%$13M214.1K
24QCOMQUALCOMM INChistory →COM1.05%$13M88.4K
25CRMSALESFORCE.COM INChistory →COM1.03%$13M47.9K
26PGPROCTER & GAMBLE COhistory →COM0.99%$12M82.7K
27JJACOBS SOLUTIONS INChistory →COM0.97%$12M91.4K
28MCDMCDONALDS CORPhistory →COM0.95%$12M39.2K
29NSCNORFOLK SOUTHERN CORPhistory →COM0.92%$11M47.7K
30UNPUNION PACIFIC CORPhistory →COM0.92%$11M45.6K
31HONHONEYWELL INTERNATIONALhistory →COM0.86%$10M50.0K
32FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.81%$10M618.8K
33PEPPEPSICO INCCOM0.76%$9M54.5K
34CVXCHEVRON CORPCOM0.75%$9M61.4K
35AXPAMERICAN EXPRESS COCOM0.73%$9M47.5K
36GENERAL ELECTRIC CO COM NEWCOM0.69%$8M66.4K
37SHELSHELL PLC SPON ADSCOM0.69%$8M128.1K
38LLYLILLY ELI & COCOM0.69%$8M14.4K
39JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.66%$8M286.5K
40EMREMERSON ELECTRIC COCOM0.57%$7M71.1K
41ADPAUTOMATIC DATA PROCESSINGCOM0.55%$7M29.0K
42CVSCVS HEALTH CORPCOM0.54%$7M83.6K
43IBBISHARES NASDQ BIOTECH INDEX FNCOM0.53%$6M47.6K
44RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.52%$6M75.5K
45ETNEATON CORP PLC SHSCOM0.49%$6M24.9K
46ABTABBOTT LABSCOM0.48%$6M52.9K
47LINLINDE PLC SHSCOM0.47%$6M13.9K
48BMYBRISTOL-MYERS SQUIBB COCOM0.46%$6M109.5K
49DEDEERE & COCOM0.46%$6M14.0K
50NSRGYNESTLE SPONSORED ADRCOM0.46%$6M48.4K
51VGTVANGUARD INFO TECH ETFCOM0.46%$6M11.6K
52CATCATERPILLAR INCCOM0.44%$5M18.4K
53SPGIS&P GLOBAL INCCOM0.41%$5M11.4K
54MKLMARKEL CORP HOLDING COCOM0.40%$5M3.4K
55RSPTINV S&P500 EQ WGHT TECH ETFCOM0.40%$5M149.5K
56METAMETA PLATFORMS INC CL-ACOM0.38%$5M13.2K
57BPBP P L CCOM0.38%$5M129.7K
58NVDANVIDIA CORPCOM0.37%$4M9.0K
59PFEPFIZER INCCOM0.35%$4M148.8K
60XLYCONS DISC SELECT SECTOR SPDRCOM0.34%$4M23.5K
61IBMINTL BUSINESS MACHINESCOM0.33%$4M24.3K
62SNOWSNOWFLAKE INC CL ACOM0.32%$4M19.9K
63TMUST-MOBILE US INCCOM0.32%$4M24.7K
64HUBBHUBBELL INCCOM0.32%$4M11.8K
65BABOEING COCOM0.32%$4M14.9K
66INTCINTEL CORPCOM0.31%$4M76.4K
67COPCONOCO PHILLIPSCOM0.31%$4M32.7K
68ISRGINTUITIVE SURGICAL INCCOM0.30%$4M11.0K
69WABWABTEC CORPCOM0.30%$4M29.1K
70NKENIKE INCCOM0.29%$4M33.0K
71MUMICRON TECHNOLOGY INCCOM0.29%$4M41.2K
72PYPLPAYPAL HLDGS INCCOM0.28%$3M56.6K
73GDXVANECK VECTORS GOLD MINERS ETFCOM0.28%$3M111.9K
74NXPINXP SEMICONDUCTORS NVCOM0.27%$3M14.5K
75GSGOLDMAN SACHS GROUP INCCOM0.27%$3M8.6K
76KOCOCA-COLA COCOM0.27%$3M55.7K
77VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.24%$3M6.6K
78AMEAMETEK INCCOM0.24%$3M17.6K
79DISDISNEY (WALT) COCOM0.23%$3M31.8K
80PSXPHILLIPS 66COM0.23%$3M21.1K
81MOG/AMOOG INC CLASS ACOM0.22%$3M19.0K
82PANWPALO ALTO NETWORKS INCCOM0.21%$3M8.6K
83VZVERIZON COMMUNICATIONSCOM0.21%$3M67.0K
84RIORIO TINTO PLC ADR SPONSOREDCOM0.21%$3M33.8K
85EPDENTERPRISE PRODS PARTNERSCOM0.20%$2M94.5K
86GLWCORNING INCCOM0.18%$2M73.4K
87ESEVERSOURCE ENERGY COMCOM0.18%$2M35.8K
88TXNTEXAS INSTRUMENTS INCCOM0.17%$2M12.1K
89CSXCSX CORPCOM0.16%$2M58.0K
90DVNDEVON ENERGY CORPCOM0.16%$2M43.8K
91CLFCLEVELAND-CLIFFS INCCOM0.16%$2M94.2K
92TGTTARGET CORPCOM0.16%$2M13.4K
93BACBANK OF AMERICA CORPCOM0.15%$2M53.4K
94CBCHUBB LIMITED COMCOM0.15%$2M7.9K
95VLTOVERALTO CORPCOM0.14%$2M21.1K
96MMM3M COMPANYCOM0.14%$2M15.6K
97BLACKSTONE REIT CL ICOM0.14%$2M113.7K
98UPSUNITED PARCEL SERVICE CLASS BCOM0.13%$2M10.3K
99EWEDWARDS LIFESCIENCESCOM0.13%$2M21.3K
100MRSHMARSH & MCLENNAN COS INCCOM0.13%$2M8.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.