SEC 13F Intelligence

Managers / Q3 2023 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.1B
Q3 2023
Positions
333
Filings on Record
32
2019–present window
Filed
Oct 10, 2023
original filing

Summary

Neville Rodie & Shaw Inc reported $1.1B in U.S.-listed holdings across 333 positions for Q3 2023.

Its largest position, AAPL, represents 10.2% of the portfolio.

Compared with Q2 2023, the fund opened 2 new positions and exited 5.

Portfolio Metrics

Turnover
+2.7%
vs prior filed quarter
Top-10 Concentration
+39.9%
share of reported value
Largest Position
+10.2%
Apple
New / Exited
2 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 92.0%Open-End Fund: 2.8%ADR: 2.1%ETP: 2.1%MLP: 0.3%Other: 0.7%
  • Common Stock · 92.0% · $1.0B
  • Open-End Fund · 2.8% · $31M
  • ADR · 2.1% · $24M
  • ETP · 2.1% · $23M
  • MLP · 0.3% · $3M
  • Other · 0.7% · $8M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MUMICRON TECHNOLOGY INCNEW+21.9K21.9K+$1M$1M
XLIINDUSTRIAL SELECT SECTOR SPDRNEW+4.0K4.0K+$406,000$406,000
RSPTINV S&P500 EQ WGHT TECH ETFADDED+109.5K121.7K−$161,000$3M
SNOWSNOWFLAKE INC CL AADDED+12.3K16.2K+$2M$2M
ITAISHARES US AEROSPACE & DEF ETFSOLD OUT−4.3K0−$505,000$0
VESTAS WIND SYS A/SSOLD OUT−9.0K0−$238,000$0
UHTUNIVERSAL HEALTH/REALTY SBISOLD OUT−4.6K0−$218,000$0
NRTNO EUROPEAN OIL ROYALTY UTSSOLD OUT−12.0K0−$156,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

243 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM10.17%$114M666.2K
2GOOGLALPHABET CLASS ACOM5.58%$63M476.9K
3MSFTMICROSOFT CORPhistory →COM4.95%$55M175.8K
4TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.81%$43M84.5K
5JNJJOHNSON & JOHNSONhistory →COM3.18%$36M229.1K
6EXMOCEXXON MOBIL CORPhistory →COM3.00%$34M286.4K
7PWRQUANTA SERVICES INChistory →COM2.48%$28M148.6K
8VVISA INChistory →COM2.40%$27M116.9K
9BRK/BBERKSHIRE HATHAWAY CL B NEWCOM2.21%$25M52.5K
10ZTSZOETIS INC CL Ahistory →COM2.11%$24M136.1K
11LAM RESEARCH CORPCOM2.07%$23M37.1K
12DHRDANAHER CORPhistory →COM2.04%$23M92.2K
13ONON SEMICONDUCTOR CORPhistory →COM1.95%$22M235.4K
14BXBLACKSTONE GROUP INChistory →COM1.85%$21M193.8K
15JPMJ P MORGAN CHASE & COhistory →COM1.79%$20M138.5K
16MRKMERCK & COMPANYhistory →COM1.73%$19M188.0K
17COSTCOSTCO WHOLESALE CORPhistory →COM1.72%$19M34.2K
18UNHUNITEDHEALTH GROUP INChistory →COM1.45%$16M32.2K
19MCDMCDONALDS CORPhistory →COM1.40%$16M59.7K
20HDHOME DEPOThistory →COM1.35%$15M50.1K
21ABBVABBVIE INChistory →COM1.30%$15M97.9K
22ORCLORACLE CORPhistory →COM1.25%$14M132.1K
23NEENEXTERA ENERGY INChistory →COM1.13%$13M220.7K
24JJACOBS SOLUTIONS INChistory →COM1.12%$13M91.9K
25PGPROCTER & GAMBLE COhistory →COM1.09%$12M84.0K
26QCOMQUALCOMM INChistory →COM1.01%$11M101.7K
27CVXCHEVRON CORPhistory →COM0.98%$11M65.3K
28HONHONEYWELL INTERNATIONALhistory →COM0.90%$10M54.7K
29EMREMERSON ELECTRIC COCOM0.88%$10M102.4K
30PEPPEPSICO INCCOM0.86%$10M57.2K
31NSCNORFOLK SOUTHERN CORPCOM0.85%$9M48.1K
32UNPUNION PACIFIC CORPCOM0.84%$9M46.1K
33FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.81%$9M612.2K
34BMYBRISTOL-MYERS SQUIBB COCOM0.80%$9M154.6K
35CRMSALESFORCE.COM INCCOM0.75%$8M41.2K
36SHELSHELL PLC SPON ADSCOM0.74%$8M128.1K
37AXPAMERICAN EXPRESS COCOM0.64%$7M48.2K
38JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.63%$7M264.5K
39LLYLILLY ELI & COCOM0.62%$7M13.0K
40ADPAUTOMATIC DATA PROCESSINGCOM0.62%$7M28.9K
41BPBP P L CCOM0.61%$7M178.0K
42DEDEERE & COCOM0.59%$7M17.6K
43AMZNAMAZON.COM INCCOM0.56%$6M49.5K
44CVSCVS HEALTH CORPCOM0.54%$6M86.5K
45IBBISHARES NASDQ BIOTECH INDEX FNCOM0.52%$6M47.6K
46RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.52%$6M80.5K
47NSRGYNESTLE SPONSORED ADRCOM0.50%$6M49.0K
48ABTABBOTT LABSCOM0.47%$5M54.2K
49LINLINDE PLC SHSCOM0.46%$5M13.9K
50PFEPFIZER INCCOM0.46%$5M155.8K
51CATCATERPILLAR INCCOM0.46%$5M18.9K
52MKLMARKEL CORP HOLDING COCOM0.45%$5M3.4K
53ETNEATON CORP PLC SHSCOM0.45%$5M23.7K
54VGTVANGUARD INFO TECH ETFCOM0.42%$5M11.4K
55DVNDEVON ENERGY CORPCOM0.38%$4M89.6K
56SPGIS&P GLOBAL INCCOM0.37%$4M11.4K
57XLYCONS DISC SELECT SECTOR SPDRCOM0.36%$4M24.9K
58COPCONOCO PHILLIPSCOM0.35%$4M32.7K
59PYPLPAYPAL HLDGS INCCOM0.35%$4M66.2K
60ISRGINTUITIVE SURGICAL INCCOM0.34%$4M12.9K
61HUBBHUBBELL INCCOM0.33%$4M11.9K
62RSPTINV S&P500 EQ WGHT TECH ETFCOM0.31%$3M121.7K
63KOCOCA-COLA COCOM0.28%$3M55.8K
64WABWABTEC CORPCOM0.28%$3M29.3K
65VZVERIZON COMMUNICATIONSCOM0.28%$3M95.9K
66NKENIKE INCCOM0.28%$3M32.5K
67GDXVANECK VECTORS GOLD MINERS ETFCOM0.27%$3M113.2K
68NXPINXP SEMICONDUCTORS NVCOM0.26%$3M14.6K
69DISDISNEY (WALT) COCOM0.26%$3M36.0K
70BABOEING COCOM0.26%$3M15.0K
71GSGOLDMAN SACHS GROUP INCCOM0.25%$3M8.8K
72EPDENTERPRISE PRODS PARTNERSCOM0.24%$3M99.7K
73INTCINTEL CORPCOM0.24%$3M76.4K
74TMUST-MOBILE US INCCOM0.24%$3M19.4K
75METAMETA PLATFORMS INC CL-ACOM0.24%$3M8.8K
76VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.24%$3M6.7K
77AMEAMETEK INCCOM0.23%$3M17.6K
78IBMINTL BUSINESS MACHINESCOM0.23%$3M18.1K
79PSXPHILLIPS 66COM0.23%$3M21.1K
80SNOWSNOWFLAKE INC CL ACOM0.22%$2M16.2K
81TXNTEXAS INSTRUMENTS INCCOM0.21%$2M15.0K
82GLWCORNING INCCOM0.20%$2M73.4K
83EWEDWARDS LIFESCIENCESCOM0.20%$2M31.8K
84ESEVERSOURCE ENERGY COMCOM0.20%$2M37.7K
85RIORIO TINTO PLC ADR SPONSOREDCOM0.19%$2M33.9K
86MOG/AMOOG INC CLASS ACOM0.19%$2M19.0K
87GENERAL ELECTRIC CO COM NEWCOM0.18%$2M18.1K
88BACBANK OF AMERICA CORPCOM0.16%$2M65.7K
89CSXCSX CORPCOM0.16%$2M58.0K
90CBCHUBB LIMITED COMCOM0.15%$2M8.0K
91BLACKSTONE REIT CL ICOM0.15%$2M112.8K
92PANWPALO ALTO NETWORKS INCCOM0.15%$2M7.1K
93UPSUNITED PARCEL SERVICE CLASS BCOM0.15%$2M10.6K
94MRSHMARSH & MCLENNAN COS INCCOM0.14%$2M8.5K
95SLBSCHLUMBERGER LTDCOM0.14%$2M26.5K
96MUMICRON TECHNOLOGY INCCOM0.13%$1M21.9K
97TGTTARGET CORPCOM0.13%$1M13.4K
98MMM3M COMPANYCOM0.13%$1M15.8K
99CLFCLEVELAND-CLIFFS INCCOM0.13%$1M93.3K
100HTLDHEARTLAND EXPRESSCOM0.13%$1M97.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.