SEC 13F Intelligence

CATERPILLAR INC

CUSIP 46637K281

Caterpillar Inc has 3 institutional holders in Filings Flow’s 13F database, together reporting 419.0K shares worth $14M as of Q1 2026. The largest reported holders are Neville Rodie & Shaw Inc, Tritonpoint Wealth, LLC, and Congress Asset Management Co.

Institutional Holders
3
Q1 2026
Reported Value
$14M
Ticker
unmapped
private placement or foreign
Quarters Tracked
28

Ownership Trend

Institutional holders
Q1 ’19: 1Q1 ’19Q2 ’19: 1Q3 ’19: 2Q1 ’20: 2Q2 ’20: 3Q2 ’20Q3 ’20: 2Q4 ’20: 3Q1 ’21: 4Q2 ’21: 4Q2 ’21Q3 ’21: 4Q4 ’21: 7Q1 ’22: 5Q2 ’22: 4Q2 ’22Q3 ’22: 3Q4 ’22: 4Q1 ’23: 3Q2 ’23: 3Q2 ’23Q3 ’23: 4Q4 ’23: 4Q1 ’24: 2Q2 ’24: 4Q2 ’24Q3 ’24: 2Q4 ’24: 3Q1 ’25: 3Q2 ’25: 4Q2 ’25Q3 ’25: 3Q4 ’25: 3Q1 ’26: 3filingsflow.com
Total reported value
Q1 ’19: $73MQ1 ’19Q2 ’19: $75MQ3 ’19: $86MQ1 ’20: $86MQ2 ’20: $93MQ2 ’20Q3 ’20: $96MQ4 ’20: $99MQ1 ’21: $104MQ2 ’21: $111MQ2 ’21Q3 ’21: $113MQ4 ’21: $122MQ1 ’22: $116MQ2 ’22: $24MQ2 ’22Q3 ’22: $21MQ4 ’22: $22MQ1 ’23: $24MQ2 ’23: $26MQ2 ’23Q3 ’23: $26MQ4 ’23: $28MQ1 ’24: $29MQ2 ’24: $32MQ2 ’24Q3 ’24: $12MQ4 ’24: $15MQ1 ’25: $13MQ2 ’25: $15MQ2 ’25Q3 ’25: $15MQ4 ’25: $15MQ1 ’26: $14Mfilingsflow.com

Holders

Mixed quarters
Export to Excel
Manager% of PortfolioValueSharesQuarter
TRITONPOINT WEALTH, LLC$934M AUM0.44%$4M121.1KQ1 2026
Brooklyn Investment Group$3.2B AUM0.03%$265,5908.0KQ2 2025OLDER
CONGRESS ASSET MANAGEMENT CO$16.3B AUM0.00%$309,4069.2KQ1 2026

Holdings are reported up to 45 days after quarter end. Share counts are as filed and not adjusted for stock splits.