SEC 13F Intelligence

Managers / Q1 2022 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.3B
Q1 2022
Positions
379
Filings on Record
32
2019–present window
Filed
Apr 5, 2022
original filing

Summary

Neville Rodie & Shaw Inc reported $1.3B in U.S.-listed holdings across 379 positions for Q1 2022.

Its largest position, AAPL, represents 9.3% of the portfolio.

Compared with Q4 2021, the fund opened 5 new positions and exited 7.

Portfolio Metrics

Turnover
+4.8%
vs prior filed quarter
Top-10 Concentration
+36.0%
share of reported value
Largest Position
+9.3%
Apple
New / Exited
5 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 89.8%ETP: 3.4%Open-End Fund: 2.7%ADR: 1.8%REIT: 1.1%Other: 1.3%
  • Common Stock · 89.8% · $1.2B
  • ETP · 3.4% · $45M
  • Open-End Fund · 2.7% · $36M
  • ADR · 1.8% · $24M
  • REIT · 1.1% · $15M
  • Other · 1.3% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHELSHELL PLC SPON ADSNEW+123.1K123.1K+$7M$7M
ITAISHARES US AEROSPACE & DEF ETFNEW+7.4K7.4K+$827,000$827,000
XLEENERGY SELECT SECTOR SPDR TRNEW+7.6K7.6K+$584,000$584,000
BLACKSTONE PRIVATE CREDIT CL DNEW+11.7K11.7K+$302,000$302,000
BLACKSTONE PRIVATE REIT INC CLNEW+14.5K14.5K+$208,000$208,000
JPMORGAN HEDGED EQUITY FUND IADDED+121.3K227.9K+$3M$6M
ROYAL DUTCH SHELL PLC SPON ADRSOLD OUT−56.3K0−$2M$0
MONMOUTH REAL ESTATE INVT CORPSOLD OUT−94.0K0−$2M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

264 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM9.28%$125M716.0K
2GOOGLALPHABET CLASS ACOM5.39%$72M25.8K
3MSFTMICROSOFT CORPhistory →COM4.17%$56M181.5K
4TMOTHERMO FISHER SCIENTIFIC INChistory →COM4.01%$54M91.1K
5JNJJOHNSON & JOHNSONhistory →COM3.21%$43M242.0K
6EXMOCEXXON MOBIL CORPhistory →COM2.16%$29M349.1K
7DHRDANAHER CORPhistory →COM1.98%$27M91.1K
8ZTSZOETIS INC CL Ahistory →COM1.95%$26M137.1K
9VVISA INChistory →COM1.94%$26M115.0K
10BXBLACKSTONE GROUP INChistory →COM1.90%$26M199.9K
11BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.85%$25M55.7K
12PYPLPAYPAL HLDGS INChistory →COM1.63%$22M187.7K
13NEENEXTERA ENERGY INChistory →COM1.62%$22M254.9K
14PWRQUANTA SERVICES INChistory →COM1.61%$22M164.4K
15COSTCOSTCO WHOLESALE CORPhistory →COM1.57%$21M36.7K
16JPMJ P MORGAN CHASE & COhistory →COM1.53%$21M152.3K
17ABBVABBVIE INChistory →COM1.52%$20M125.7K
18LAM RESEARCH CORPCOM1.51%$20M38.7K
19AMZNAMAZON.COM INChistory →COM1.46%$20M6.0K
20UNPUNION PACIFIC CORPhistory →COM1.45%$20M75.3K
21XLYCONS DISC SELECT SECTOR SPDRhistory →COM1.44%$19M104.6K
22QCOMQUALCOMM INChistory →COM1.39%$19M127.2K
23UNHUNITEDHEALTH GROUP INChistory →COM1.32%$18M34.6K
24NSCNORFOLK SOUTHERN CORPhistory →COM1.29%$17M65.3K
25HDHOME DEPOThistory →COM1.26%$17M56.2K
26MRKMERCK & COMPANYhistory →COM1.24%$17M199.9K
27MCDMCDONALDS CORPhistory →COM1.19%$16M64.0K
28DISDISNEY (WALT) COhistory →COM1.13%$15M111.4K
29HONHONEYWELL INTERNATIONALhistory →COM1.09%$15M74.6K
30JACOBS ENGINEERING GROUPCOM1.05%$14M101.0K
31ONON SEMICONDUCTOR CORPhistory →COM1.05%$14M235.8K
32PGPROCTER & GAMBLE COhistory →COM1.00%$13M86.3K
33ORCLORACLE CORPhistory →COM0.85%$11M140.1K
34BMYBRISTOL-MYERS SQUIBB COhistory →COM0.85%$11M155.2K
35DEDEERE & COhistory →COM0.82%$11M26.6K
36CVXCHEVRON CORPhistory →COM0.81%$11M66.0K
37FCNTXFIDELITY CONTRAFUNDhistory →MUTUAL FUNDS0.80%$11M645.1K
38CRMSALESFORCE.COM INChistory →COM0.79%$11M50.0K
39PEPPEPSICO INChistory →COM0.78%$10M61.6K
40EMREMERSON ELECTRIC COhistory →COM0.77%$10M104.9K
41BXMTBLACKSTONE MTG TR INC CL Ahistory →COM0.76%$10M320.2K
42CVSCVS HEALTH CORPCOM0.71%$10M95.0K
43AXPAMERICAN EXPRESS COCOM0.68%$9M49.1K
44RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.64%$9M85.3K
45CLFCLEVELAND-CLIFFS INCCOM0.62%$8M259.0K
46PFEPFIZER INCCOM0.60%$8M156.7K
47LINDE PLCCOM0.58%$8M24.0K
48ADPAUTOMATIC DATA PROCESSINGCOM0.55%$7M31.6K
49METAMETA PLATFORMS INC CL-ACOM0.54%$7M32.6K
50IBBISHARES NASDQ BIOTECH INDEX FNCOM0.53%$7M53.2K
51INTCINTEL CORPCOM0.52%$7M146.8K
52SHELSHELL PLC SPON ADSCOM0.51%$7M123.1K
53ABTABBOTT LABSCOM0.48%$6M54.4K
54NSRGYNESTLE SPONSORED ADRCOM0.45%$6M46.3K
55BPBP P L CCOM0.45%$6M202.3K
56JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.44%$6M227.9K
57VZVERIZON COMMUNICATIONSCOM0.42%$6M108.0K
58MKLMARKEL CORP HOLDING COCOM0.42%$6M3.8K
59CATCATERPILLAR INCCOM0.39%$5M23.9K
60NKENIKE INCCOM0.38%$5M38.3K
61VGTVANGUARD INFO TECH ETFCOM0.38%$5M12.3K
62MSMORGAN STANLEYCOM0.36%$5M56.2K
63SPGIS&P GLOBAL INCCOM0.36%$5M11.9K
64GDXVANECK VECTORS GOLD MINERS ETFCOM0.35%$5M120.3K
65EWEDWARDS LIFESCIENCESCOM0.29%$4M31.8K
66ESEVERSOURCE ENERGY COMCOM0.29%$4M43.4K
67IBMINTL BUSINESS MACHINESCOM0.29%$4M29.5K
68RSPTINV S&P500 EQ WGHT TECH ETFCOM0.28%$4M13.0K
69KOCOCA-COLA COCOM0.27%$4M57.3K
70TXNTEXAS INSTRUMENTS INCCOM0.27%$4M19.6K
71COPCONOCO PHILLIPSCOM0.26%$3M34.5K
72GSGOLDMAN SACHS GROUP INCCOM0.25%$3M10.1K
73AMEAMETEK INCCOM0.24%$3M24.3K
74NXPINXP SEMICONDUCTORS NVCOM0.24%$3M17.6K
75WABWABTEC CORPCOM0.23%$3M32.7K
76GLWCORNING INCCOM0.23%$3M85.0K
77VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.23%$3M7.3K
78RIORIO TINTO PLC ADR SPONSOREDCOM0.22%$3M36.5K
79TGTTARGET CORPCOM0.22%$3M14.2K
80BABOEING COCOM0.22%$3M15.3K
81BACBANK OF AMERICA CORPCOM0.22%$3M70.9K
82DVNDEVON ENERGY CORPCOM0.21%$3M47.1K
83ETNEATON CORP PLC SHSCOM0.21%$3M18.3K
84HUBBHUBBELL INCCOM0.21%$3M14.9K
85EPDENTERPRISE PRODS PARTNERSCOM0.20%$3M104.6K
86MMM3M COMPANYCOM0.20%$3M17.6K
87BAXBAXTER INTERNATIONALCOM0.19%$3M33.3K
88NEMNEWMONT MINING CORPCOM0.19%$3M30.6K
89UPSUNITED PARCEL SERVICE CLASS BCOM0.17%$2M11.2K
90BIMBXBLACKROCK SYSTEMATIC MULTI STRMUTUAL FUNDS0.16%$2M217.9K
91TFCTRUIST FINANCIAL CORPORATIONCOM0.16%$2M38.0K
92XLBMATERIALS SELECT SECTOR SPDRCOM0.16%$2M23.4K
93FSKAXFIDELITY TOTAL MKT INDEX INS PMUTUAL FUNDS0.15%$2M16.2K
94CSXCSX CORPCOM0.15%$2M58.0K
95CFRCULLEN FROST BANKERS INCCOM0.15%$2M14.1K
96WFCWELLS FARGOCOM0.14%$2M39.6K
97PNCPNC FINANCIAL SERVICES GROUPCOM0.14%$2M10.5K
98CBCHUBB LIMITED COMCOM0.14%$2M8.6K
99PSXPHILLIPS 66COM0.14%$2M21.4K
100GBDCGOLUB CAPITAL BDC INCCOM0.13%$2M113.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.