SEC 13F Intelligence

Managers / Q4 2019 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.0B
Q4 2019
Positions
371
Filings on Record
32
2019–present window
Filed
Jan 8, 2020
original filing

Summary

Neville Rodie & Shaw Inc reported $1.0B in U.S.-listed holdings across 371 positions for Q4 2019.

Its largest position, AAPL, represents 6.3% of the portfolio.

Compared with Q3 2019, the fund opened 11 new positions and exited 5.

Portfolio Metrics

Turnover
+3.1%
vs prior filed quarter
Top-10 Concentration
+33.1%
share of reported value
Largest Position
+6.3%
Apple
New / Exited
11 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 88.7%ADR: 2.6%ETP: 2.4%Open-End Fund: 2.0%REIT: 1.6%Other: 2.7%
  • Common Stock · 88.7% · $904M
  • ADR · 2.6% · $27M
  • ETP · 2.4% · $24M
  • Open-End Fund · 2.0% · $21M
  • REIT · 1.6% · $16M
  • Other · 2.7% · $27M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TFCTRUIST FINANCIAL CORPORATION CNEW+97.7K97.7K+$6M$6M
QCOMQUALCOMM INCNEW+19.7K19.7K+$2M$2M
GOLDMAN SACHS ABSOLUTE RTRN TRNEW+146.1K146.1K+$1M$1M
RSPDINVESCO S&P500 EQL WGHT CONS DNEW+5.8K5.8K+$645,000$645,000
CCITIGROUP INCNEW+3.7K3.7K+$295,000$295,000
BRISTOL MYERS SQUIBB CO RTSNEW+92.4K92.4K+$278,000$278,000
LOWLOWES COS INCNEW+1.8K1.8K+$214,000$214,000
HWCHANCOCK HOLDING CONEW+4.8K4.8K+$213,000$213,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2019

247 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.26%$64M217.4K
2GOOGLALPHABET CLASS ACOM3.77%$38M28.7K
3JNJJOHNSON & JOHNSONhistory →COM3.71%$38M259.1K
4TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.47%$35M108.8K
5EXMOCEXXON MOBIL CORPhistory →COM3.35%$34M489.6K
6MSFTMICROSOFT CORPhistory →COM3.30%$34M213.3K
7PYPLPAYPAL HLDGS INChistory →COM2.45%$25M231.2K
8JPMJ P MORGAN CHASE & COhistory →COM2.34%$24M170.9K
9MRKMERCK & COMPANYhistory →COM2.28%$23M255.7K
10VVISA INChistory →COM2.20%$22M119.6K
11NEENEXTERA ENERGY INChistory →COM2.03%$21M85.4K
12ZTSZOETIS INC CL Ahistory →COM1.99%$20M153.4K
13DISDISNEY (WALT) COhistory →COM1.65%$17M116.7K
14BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.57%$16M54.0K
15DHRDANAHER CORPhistory →COM1.55%$16M103.0K
16NSCNORFOLK SOUTHERN CORPhistory →COM1.48%$15M78.0K
17INTCINTEL CORPhistory →COM1.35%$14M230.0K
18BPBP P L Chistory →COM1.32%$13M355.6K
19MCDMCDONALDS CORPhistory →COM1.25%$13M64.3K
20BABOEING COhistory →COM1.24%$13M38.8K
21PGPROCTER & GAMBLE COhistory →COM1.24%$13M100.9K
22HDHOME DEPOThistory →COM1.17%$12M54.6K
23BXMTBLACKSTONE MTG TR INC CL Ahistory →COM1.16%$12M317.6K
24UTXZUNITED TECHNOLOGIES CORPhistory →COM1.16%$12M78.6K
25HONHONEYWELL INTERNATIONALhistory →COM1.10%$11M63.3K
26BMYBRISTOL-MYERS SQUIBB COhistory →COM1.09%$11M173.3K
27LAM RESEARCH CORPCOM1.08%$11M37.5K
28JACOBS ENGINEERING GROUPCOM1.06%$11M120.1K
29UNPUNION PACIFIC CORPhistory →COM1.04%$11M58.7K
30UNHUNITEDHEALTH GROUP INChistory →COM1.03%$10M35.6K
31CVXCHEVRON CORPCOM0.96%$10M81.3K
32ORCLORACLE CORPCOM0.93%$9M178.2K
33PWRQUANTA SERVICES INCCOM0.92%$9M231.3K
34BXBLACKSTONE GROUP INC COM CL ACOM0.92%$9M167.4K
35METAFACEBOOK INC CL ACOM0.88%$9M43.7K
36PEPPEPSICO INCCOM0.85%$9M63.5K
37AXPAMERICAN EXPRESS COCOM0.84%$9M69.1K
38XLYCONS DISC SELECT SECTOR SPDRCOM0.84%$9M68.0K
39EMREMERSON ELECTRIC COCOM0.82%$8M109.0K
40VZVERIZON COMMUNICATIONSCOM0.79%$8M131.6K
41FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.79%$8M589.2K
42CVSCVS HEALTH CORPCOM0.77%$8M106.0K
43ABBVABBVIE INCCOM0.74%$8M85.7K
44IBBISHARES NASDQ BIOTECH INDEX FNCOM0.73%$7M61.8K
45CRMSALESFORCE.COM INCCOM0.72%$7M45.2K
46COSTCOSTCO WHOLESALE CORPCOM0.71%$7M24.6K
47PFEPFIZER INCCOM0.63%$6M163.9K
48ALLERGAN PLC SHSCOM0.62%$6M33.0K
49IBMINTL BUSINESS MACHINESCOM0.62%$6M47.0K
50ADPAUTOMATIC DATA PROCESSINGCOM0.62%$6M36.9K
51NKENIKE INCCOM0.61%$6M61.1K
52NSRGYNESTLE SPONSORED ADRCOM0.60%$6M56.7K
53GBDCGOLUB CAPITAL BDC INCCOM0.55%$6M303.6K
54TFCTRUIST FINANCIAL CORPORATION CCOM0.54%$6M97.7K
55ESEVERSOURCE ENERGY COMCOM0.50%$5M60.2K
56WABWABTEC CORPCOM0.50%$5M65.6K
57ABTABBOTT LABSCOM0.50%$5M58.5K
58TAT&T INC (NEW)COM0.47%$5M122.9K
59EPDENTERPRISE PRODS PARTNERSCOM0.46%$5M166.9K
60CFRCULLEN FROST BANKERS INCCOM0.41%$4M43.0K
61MKLMARKEL CORP HOLDING COCOM0.40%$4M3.6K
62DDDUPONT DE NEMOURS INCCOM0.39%$4M62.7K
63CBCHUBB LIMITED COMCOM0.39%$4M25.5K
64LINDE PLCCOM0.38%$4M18.3K
65MMM3M COMPANYCOM0.38%$4M22.1K
66ROYAL DUTCH SHELL PLC SPON ADRCOM0.37%$4M63.6K
67KOCOCA-COLA COCOM0.36%$4M66.3K
68AMEAMETEK INCCOM0.34%$3M34.6K
69SPGIS&P GLOBAL INCCOM0.34%$3M12.6K
70GLWCORNING INCCOM0.34%$3M117.7K
71HUBBHUBBELL INCCOM0.32%$3M22.3K
72CSCOCISCO SYSTEMS INCCOM0.31%$3M66.9K
73HTLDHEARTLAND EXPRESSCOM0.31%$3M149.1K
74DOWDOW INCCOM0.31%$3M57.1K
75PSXPHILLIPS 66COM0.30%$3M27.7K
76COPCONOCO PHILLIPSCOM0.30%$3M46.9K
77VGTVANGUARD INFO TECH ETFCOM0.30%$3M12.3K
78CATCATERPILLAR INCCOM0.30%$3M20.4K
79WFCWELLS FARGOCOM0.29%$3M54.5K
80SLBSCHLUMBERGER LTDCOM0.29%$3M72.5K
81VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.28%$3M9.5K
82MPCMARATHON PETROLEUM CORPCOM0.27%$3M46.5K
83BAXBAXTER INTERNATIONALCOM0.27%$3M33.5K
84BACBANK OF AMERICA CORPCOM0.25%$3M71.1K
85DUKDUKE ENERGY CORPORATION COM NECOM0.25%$3M27.4K
86EWEDWARDS LIFESCIENCESCOM0.24%$2M10.6K
87RIORIO TINTO PLC ADR SPONSOREDCOM0.24%$2M41.0K
88AMZNAMAZON.COM INCCOM0.24%$2M1.3K
89UPSUNITED PARCEL SERVICE CLASS BCOM0.23%$2M20.5K
90MDTMEDTRONIC PLCCOM0.23%$2M20.3K
91KMBKIMBERLY-CLARK CORPCOM0.21%$2M15.8K
92BNYBANK OF NEW YORK MELLON CORPCOM0.21%$2M42.3K
93TXNTEXAS INSTRUMENTS INCCOM0.21%$2M16.3K
94BKUBANKUNITED INCCOM0.19%$2M53.7K
95GILDGILEAD SCIENCES INCCOM0.19%$2M30.2K
96TGTTARGET CORPCOM0.18%$2M14.6K
97PNCPNC FINANCIAL SERVICES GROUPCOM0.18%$2M11.5K
98FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.17%$2M124.4K
99USBU S BANCORPCOM0.17%$2M29.4K
100QCOMQUALCOMM INCCOM0.17%$2M19.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.