SEC 13F Intelligence

Managers / Q3 2020 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.1B
Q3 2020
Positions
370
Filings on Record
32
2019–present window
Filed
Oct 1, 2020
original filing

Summary

Neville Rodie & Shaw Inc reported $1.1B in U.S.-listed holdings across 370 positions for Q3 2020.

Its largest position, AAPL, represents 8.9% of the portfolio.

Compared with Q2 2020, the fund opened 7 new positions and exited 5.

Portfolio Metrics

Turnover
+2.6%
vs prior filed quarter
Top-10 Concentration
+38.0%
share of reported value
Largest Position
+8.9%
Apple
New / Exited
7 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 89.6%ETP: 3.9%Open-End Fund: 2.3%ADR: 1.6%REIT: 1.1%Other: 1.5%
  • Common Stock · 89.6% · $949M
  • ETP · 3.9% · $42M
  • Open-End Fund · 2.3% · $25M
  • ADR · 1.6% · $17M
  • REIT · 1.1% · $11M
  • Other · 1.5% · $15M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
CCICROWN CASTLE INTL CORP NEW COMNEW+6.5K6.5K+$1M$1M
ROYAL DUTCH SHELL PLC SPON ADRNEW+24.6K24.6K+$619,000$619,000
ISHARES COMEX GOLD TRUSTNEW+14.3K14.3K+$257,000$257,000
ALBALBEMARLE CORPNEW+2.5K2.5K+$223,000$223,000
EGFIXEDGEWOOD GROWTH FUND INSTNEW+4.3K4.3K+$208,000$208,000
ACGLARCH CAP GROUP LTDNEW+6.9K6.9K+$203,000$203,000
RPMRPM INCNEW+2.4K2.4K+$200,000$200,000
VEEVVEEVA SYS INC CL A COMADDED+5.4K7.3K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2020

245 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM8.86%$94M811.2K
2TMOTHERMO FISHER SCIENTIFIC INChistory →COM4.34%$46M104.2K
3PYPLPAYPAL HLDGS INChistory →COM4.22%$45M227.1K
4MSFTMICROSOFT CORPhistory →COM4.12%$44M207.4K
5GOOGLALPHABET CLASS ACOM3.89%$41M28.1K
6JNJJOHNSON & JOHNSONhistory →COM3.59%$38M255.7K
7ZTSZOETIS INC CL Ahistory →COM2.42%$26M154.9K
8VVISA INChistory →COM2.33%$25M123.6K
9DHRDANAHER CORPhistory →COM2.10%$22M103.6K
10NEENEXTERA ENERGY INChistory →COM2.09%$22M79.7K
11MRKMERCK & COMPANYhistory →COM1.98%$21M253.3K
12AMZNAMAZON.COM INChistory →COM1.81%$19M6.1K
13XLYCONS DISC SELECT SECTOR SPDRhistory →COM1.74%$18M125.1K
14METAFACEBOOK INC CL Ahistory →COM1.55%$16M62.8K
15QCOMQUALCOMM INChistory →COM1.55%$16M139.4K
16HDHOME DEPOThistory →COM1.54%$16M58.9K
17NSCNORFOLK SOUTHERN CORPhistory →COM1.47%$16M72.9K
18BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.45%$15M57.2K
19DISDISNEY (WALT) COhistory →COM1.42%$15M121.1K
20EXMOCEXXON MOBIL CORPhistory →COM1.41%$15M436.6K
21MCDMCDONALDS CORPhistory →COM1.33%$14M64.2K
22JPMJ P MORGAN CHASE & COhistory →COM1.32%$14M145.4K
23PGPROCTER & GAMBLE COhistory →COM1.28%$14M97.4K
24LAM RESEARCH CORPCOM1.26%$13M40.4K
25UNPUNION PACIFIC CORPhistory →COM1.15%$12M61.9K
26ABBVABBVIE INChistory →COM1.12%$12M135.9K
27COSTCOSTCO WHOLESALE CORPhistory →COM1.12%$12M33.4K
28CRMSALESFORCE.COM INChistory →COM1.11%$12M46.9K
29HONHONEYWELL INTERNATIONALhistory →COM1.09%$12M70.3K
30UNHUNITEDHEALTH GROUP INChistory →COM1.04%$11M35.4K
31BXBLACKSTONE GROUP INChistory →COM1.02%$11M206.1K
32PWRQUANTA SERVICES INChistory →COM1.00%$11M200.6K
33JACOBS ENGINEERING GROUPCOM0.98%$10M111.8K
34INTCINTEL CORPhistory →COM0.97%$10M199.2K
35BMYBRISTOL-MYERS SQUIBB COhistory →COM0.96%$10M169.4K
36PEPPEPSICO INCCOM0.89%$9M68.3K
37ORCLORACLE CORPCOM0.88%$9M156.4K
38FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.87%$9M554.7K
39VZVERIZON COMMUNICATIONSCOM0.80%$8M142.4K
40IBBISHARES NASDQ BIOTECH INDEX FNCOM0.75%$8M58.6K
41BXMTBLACKSTONE MTG TR INC CL ACOM0.70%$7M337.4K
42EMREMERSON ELECTRIC COCOM0.67%$7M108.5K
43GDXVANECK VECTORS GOLD MINERS ETFCOM0.64%$7M172.0K
44AXPAMERICAN EXPRESS COCOM0.63%$7M66.3K
45NSRGYNESTLE SPONSORED ADRCOM0.62%$7M55.2K
46ABTABBOTT LABSCOM0.61%$6M59.0K
47BPBP P L CCOM0.58%$6M352.3K
48CVSCVS HEALTH CORPCOM0.54%$6M97.8K
49PFEPFIZER INCCOM0.54%$6M154.7K
50CVXCHEVRON CORPCOM0.52%$6M76.5K
51IBMINTL BUSINESS MACHINESCOM0.51%$5M44.7K
52NKENIKE INCCOM0.49%$5M41.2K
53RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.47%$5M87.0K
54ADPAUTOMATIC DATA PROCESSINGCOM0.45%$5M34.5K
55ESEVERSOURCE ENERGY COMCOM0.45%$5M57.0K
56SPGIS&P GLOBAL INCCOM0.40%$4M11.7K
57LINDE PLCCOM0.37%$4M16.6K
58VGTVANGUARD INFO TECH ETFCOM0.37%$4M12.7K
59MMM3M COMPANYCOM0.33%$4M21.9K
60MKLMARKEL CORP HOLDING COCOM0.33%$3M3.6K
61KOCOCA-COLA COCOM0.30%$3M64.3K
62AMEAMETEK INCCOM0.29%$3M31.2K
63TAT&T INC (NEW)COM0.29%$3M108.2K
64CATCATERPILLAR INCCOM0.29%$3M20.5K
65GBDCGOLUB CAPITAL BDC INCCOM0.28%$3M224.4K
66GLWCORNING INCCOM0.28%$3M90.4K
67VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.28%$3M9.4K
68BABOEING COCOM0.26%$3M16.9K
69FBIOXFIDELITY SELECT BIOTECH FUNDMUTUAL FUNDS0.26%$3M114.8K
70WABWABTEC CORPCOM0.25%$3M43.2K
71BAXBAXTER INTERNATIONALCOM0.25%$3M33.3K
72XLRNACCELERON PHARMA INCCOM0.24%$3M23.0K
73EWEDWARDS LIFESCIENCESCOM0.24%$3M31.8K
74HUBBHUBBELL INCCOM0.24%$2M18.2K
75UPSUNITED PARCEL SERVICE CLASS BCOM0.23%$2M14.9K
76RIORIO TINTO PLC ADR SPONSOREDCOM0.23%$2M39.5K
77EPDENTERPRISE PRODS PARTNERSCOM0.22%$2M148.1K
78HTLDHEARTLAND EXPRESSCOM0.22%$2M125.2K
79KMBKIMBERLY-CLARK CORPCOM0.22%$2M15.6K
80TXNTEXAS INSTRUMENTS INCCOM0.22%$2M16.2K
81TGTTARGET CORPCOM0.22%$2M14.6K
82BIMBXBLACKROCK SYSTEMATIC MULTI STRMUTUAL FUNDS0.21%$2M220.6K
83MDTMEDTRONIC PLCCOM0.20%$2M20.6K
84RSPTINV S&P500 EQ WGHT TECH ETFCOM0.20%$2M10.0K
85VEEVVEEVA SYS INC CL A COMCOM0.19%$2M7.3K
86NEMNEWMONT MINING CORPCOM0.18%$2M29.7K
87DUKDUKE ENERGY CORPORATION COM NECOM0.17%$2M19.9K
88BACBANK OF AMERICA CORPCOM0.17%$2M72.9K
89FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.16%$2M119.0K
90CBCHUBB LIMITED COMCOM0.16%$2M14.5K
91TFCTRUIST FINANCIAL CORPORATIONCOM0.16%$2M43.8K
92MKCMCCORMICK & COCOM0.15%$2M8.3K
93CSXCSX CORPCOM0.14%$2M19.5K
94GILDGILEAD SCIENCES INCCOM0.14%$1M23.7K
95BNYBANK OF NEW YORK MELLON CORPCOM0.13%$1M40.0K
96MONMOUTH REAL ESTATE INVT CORPCOM0.13%$1M98.0K
97PSXPHILLIPS 66COM0.11%$1M23.4K
98MOG/AMOOG INC CLASS ACOM0.11%$1M19.0K
99FTVFORTIVE CORPCOM0.11%$1M15.6K
100CSCOCISCO SYSTEMS INCCOM0.11%$1M30.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.