SEC 13F Intelligence

Managers / Q3 2019 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$945M
Q3 2019
Positions
365
Filings on Record
32
2019–present window
Filed
Oct 2, 2019
original filing

Summary

Neville Rodie & Shaw Inc reported $945M in U.S.-listed holdings across 365 positions for Q3 2019.

Its largest position, AAPL, represents 5.2% of the portfolio.

Compared with Q2 2019, the fund opened 6 new positions and exited 10.

Portfolio Metrics

Turnover
+4.8%
vs prior filed quarter
Top-10 Concentration
+31.6%
share of reported value
Largest Position
+5.2%
Apple
New / Exited
6 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ1 ’23: $1.1BQ2 ’23: $1.2BQ2 ’23Q3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ2 ’24: $1.3BQ2 ’24Q3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ2 ’25: $1.3BQ2 ’25Q3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ2 ’26: $1.5BQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 88.5%ADR: 3.1%ETP: 2.2%Open-End Fund: 1.9%REIT: 1.6%Other: 2.7%
  • Common Stock · 88.5% · $836M
  • ADR · 3.1% · $29M
  • ETP · 2.2% · $21M
  • Open-End Fund · 1.9% · $18M
  • REIT · 1.6% · $15M
  • Other · 2.7% · $26M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
BXBLACKSTONE GROUP INC COM CL ANEW+138.1K138.1K+$7M$7M
OXYOCCIDENTAL PETROLEUM CORPNEW+11.3K11.3K+$501,000$501,000
LHXL3 HARRIS TECHNOLOGIES INCNEW+1.7K1.7K+$351,000$351,000
WBAWALGREENS BOOTS ALLIANCE INCNEW+3.6K3.6K+$202,000$202,000
HSYHERSHEY FOODS CORPNEW+1.3K1.3K+$201,000$201,000
XCUREXICURE INCNEW+16.7K16.7K+$42,000$42,000
ANADARKO PETROLEUM CORPSOLD OUT−55.2K0−$4M$0
BXUSDBLACKSTONE GROUP LPSOLD OUT−61.0K0−$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2019

241 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM5.16%$49M217.8K
2EXMOCEXXON MOBIL CORPhistory →COM3.80%$36M508.3K
3GOOGLALPHABET CLASS ACOM3.65%$34M28.2K
4JNJJOHNSON & JOHNSONhistory →COM3.50%$33M255.6K
5TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.41%$32M110.5K
6MSFTMICROSOFT CORPhistory →COM3.08%$29M209.5K
7PYPLPAYPAL HLDGS INChistory →COM2.51%$24M228.6K
8MRKMERCK & COMPANYhistory →COM2.29%$22M256.8K
9VVISA INChistory →COM2.13%$20M116.7K
10NEENEXTERA ENERGY INChistory →COM2.11%$20M85.6K
11JPMJ P MORGAN CHASE & COhistory →COM2.09%$20M167.9K
12ZTSZOETIS INC CL Ahistory →COM1.94%$18M147.0K
13BABOEING COhistory →COM1.73%$16M42.9K
14BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.56%$15M54.4K
15NSCNORFOLK SOUTHERN CORPhistory →COM1.55%$15M81.5K
16DISDISNEY (WALT) COhistory →COM1.52%$14M110.4K
17DHRDANAHER CORPhistory →COM1.50%$14M98.1K
18MCDMCDONALDS CORPhistory →COM1.46%$14M64.3K
19BPBP P L Chistory →COM1.43%$14M356.8K
20INTCINTEL CORPhistory →COM1.34%$13M246.2K
21PGPROCTER & GAMBLE COhistory →COM1.32%$12M100.4K
22HDHOME DEPOThistory →COM1.29%$12M52.5K
23JACOBS ENGINEERING GROUPCOM1.18%$11M121.4K
24BXMTBLACKSTONE MTG TR INC CL Ahistory →COM1.15%$11M303.8K
25UTXZUNITED TECHNOLOGIES CORPhistory →COM1.10%$10M76.0K
26HONHONEYWELL INTERNATIONALhistory →COM1.09%$10M60.7K
27CVXCHEVRON CORPhistory →COM1.04%$10M83.0K
28ORCLORACLE CORPhistory →COM1.03%$10M177.6K
29UNPUNION PACIFIC CORPCOM0.99%$9M57.9K
30CELGCELGENE CORPCOM0.98%$9M93.1K
31LAM RESEARCH CORPCOM0.92%$9M37.8K
32PWRQUANTA SERVICES INCCOM0.91%$9M226.8K
33PEPPEPSICO INCCOM0.90%$8M61.9K
34AXPAMERICAN EXPRESS COCOM0.87%$8M69.3K
35UNHUNITEDHEALTH GROUP INCCOM0.82%$8M35.8K
36VZVERIZON COMMUNICATIONSCOM0.81%$8M126.9K
37METAFACEBOOK INC CL ACOM0.81%$8M42.8K
38XLYCONS DISC SELECT SECTOR SPDRCOM0.79%$7M61.8K
39FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.79%$7M576.8K
40EMREMERSON ELECTRIC COCOM0.77%$7M109.2K
41COSTCOSTCO WHOLESALE CORPCOM0.74%$7M24.2K
42IBMINTL BUSINESS MACHINESCOM0.73%$7M47.2K
43BXBLACKSTONE GROUP INC COM CL ACOM0.71%$7M138.1K
44ALLERGAN PLC SHSCOM0.69%$7M38.6K
45ABBVABBVIE INCCOM0.69%$6M85.8K
46CRMSALESFORCE.COM INCCOM0.68%$6M43.2K
47IBBISHARES NASDQ BIOTECH INDEX FNCOM0.66%$6M63.0K
48NSRGYNESTLE SPONSORED ADRCOM0.66%$6M57.6K
49CVSCVS HEALTH CORPCOM0.66%$6M98.9K
50PFEPFIZER INCCOM0.66%$6M173.4K
51ADPAUTOMATIC DATA PROCESSINGCOM0.63%$6M36.9K
52GBDCGOLUB CAPITAL BDC INCCOM0.60%$6M303.2K
53NKENIKE INCCOM0.58%$6M58.8K
54ROYAL DUTCH SHELL PLC SPON ADRCOM0.55%$5M86.5K
55ESEVERSOURCE ENERGY COMCOM0.54%$5M60.2K
56BB&T CORPORATIONCOM0.54%$5M95.9K
57DDDUPONT DE NEMOURS INCCOM0.53%$5M69.8K
58ABTABBOTT LABSCOM0.52%$5M59.0K
59WABWABTEC CORPCOM0.52%$5M68.6K
60EPDENTERPRISE PRODS PARTNERSCOM0.50%$5M164.6K
61TAT&T INC (NEW)COM0.46%$4M114.4K
62MKLMARKEL CORP HOLDING COCOM0.45%$4M3.6K
63CBCHUBB LIMITED COMCOM0.44%$4M25.8K
64BMYBRISTOL-MYERS SQUIBB COCOM0.42%$4M78.5K
65CFRCULLEN FROST BANKERS INCCOM0.40%$4M43.0K
66MMM3M COMPANYCOM0.39%$4M22.4K
67KOCOCA-COLA COCOM0.38%$4M66.6K
68GLWCORNING INCCOM0.37%$3M121.8K
69CSCOCISCO SYSTEMS INCCOM0.36%$3M69.6K
70LINDE PLCCOM0.35%$3M17.2K
71SLBSCHLUMBERGER LTDCOM0.34%$3M95.2K
72HTLDHEARTLAND EXPRESSCOM0.34%$3M149.6K
73AMEAMETEK INCCOM0.34%$3M34.8K
74DOWDOW INCCOM0.33%$3M65.9K
75SPGIS&P GLOBAL INCCOM0.33%$3M12.7K
76RIORIO TINTO PLC ADR SPONSOREDCOM0.33%$3M59.5K
77HUBBHUBBELL INCCOM0.31%$3M22.5K
78BAXBAXTER INTERNATIONALCOM0.31%$3M33.5K
79PSXPHILLIPS 66COM0.30%$3M27.8K
80MPCMARATHON PETROLEUM CORPCOM0.30%$3M46.5K
81WFCWELLS FARGOCOM0.30%$3M55.3K
82COPCONOCO PHILLIPSCOM0.28%$3M46.9K
83VGTVANGUARD INFO TECH ETFCOM0.28%$3M12.3K
84CATCATERPILLAR INCCOM0.28%$3M20.8K
85VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.28%$3M9.5K
86DUKDUKE ENERGY CORPORATION COM NECOM0.27%$3M26.9K
87UPSUNITED PARCEL SERVICE CLASS BCOM0.26%$2M20.8K
88AMZNAMAZON.COM INCCOM0.26%$2M1.4K
89EWEDWARDS LIFESCIENCESCOM0.25%$2M10.6K
90KMBKIMBERLY-CLARK CORPCOM0.24%$2M15.8K
91MDTMEDTRONIC PLCCOM0.24%$2M20.5K
92BACBANK OF AMERICA CORPCOM0.23%$2M74.5K
93TXNTEXAS INSTRUMENTS INCCOM0.22%$2M16.4K
94GILDGILEAD SCIENCES INCCOM0.21%$2M30.7K
95BNYBANK OF NEW YORK MELLON CORPCOM0.20%$2M42.5K
96BKUBANKUNITED INCCOM0.19%$2M53.7K
97FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.18%$2M120.9K
98USBU S BANCORPCOM0.17%$2M29.4K
99PNCPNC FINANCIAL SERVICES GROUPCOM0.17%$2M11.5K
100MOG/AMOOG INC CLASS ACOM0.17%$2M19.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.