SEC 13F Intelligence

Managers / Q1 2023 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.1B
Q1 2023
Positions
346
Filings on Record
32
2019–present window
Filed
Apr 4, 2023
original filing

Summary

Neville Rodie & Shaw Inc reported $1.1B in U.S.-listed holdings across 346 positions for Q1 2023.

Its largest position, AAPL, represents 10.2% of the portfolio.

Compared with Q4 2022, the fund opened 8 new positions and exited 16.

Portfolio Metrics

Turnover
+4.5%
vs prior filed quarter
Top-10 Concentration
+38.2%
share of reported value
Largest Position
+10.2%
Apple
New / Exited
8 / 16
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 91.5%Open-End Fund: 2.6%ETP: 2.2%ADR: 2.1%REIT: 0.7%Other: 0.9%
  • Common Stock · 91.5% · $1.0B
  • Open-End Fund · 2.6% · $29M
  • ETP · 2.2% · $24M
  • ADR · 2.1% · $23M
  • REIT · 0.7% · $8M
  • Other · 0.9% · $10M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
LINLINDE PLC SHSNEW+13.7K13.7K+$5M$5M
BLACKSTONE PRIVATE CREDIT CL DNEW+12.8K12.8K+$318,000$318,000
GEHCGE HEALTHCARE TECHNOLOGIES INCNEW+3.8K3.8K+$314,000$314,000
IRINGERSOLL RAND INC COMNEW+3.6K3.6K+$209,000$209,000
FSPSXFIDELITY INTL IDX INST PREM FNNEW+4.6K4.6K+$208,000$208,000
OAKMXOAKMARK FUND INVESTORNEW+1.9K1.9K+$207,000$207,000
BANK OF AMERICA CORP PFD K 6.4NEW+8.0K8.0K+$200,000$200,000
MEMKXBNY MELLON FDS TR EMERGING MKTNEW+11.1K11.1K+$108,000$108,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

242 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM10.16%$112M679.9K
2GOOGLALPHABET CLASS ACOM4.52%$50M480.5K
3MSFTMICROSOFT CORPhistory →COM4.47%$49M171.0K
4TMOTHERMO FISHER SCIENTIFIC INChistory →COM4.44%$49M85.0K
5JNJJOHNSON & JOHNSONhistory →COM3.28%$36M233.4K
6EXMOCEXXON MOBIL CORPhistory →COM2.85%$31M287.2K
7VVISA INChistory →COM2.39%$26M117.2K
8ZTSZOETIS INC CL Ahistory →COM2.05%$23M135.7K
9PWRQUANTA SERVICES INChistory →COM2.04%$23M135.3K
10DHRDANAHER CORPhistory →COM2.02%$22M88.6K
11BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.99%$22M53.2K
12MRKMERCK & COMPANYhistory →COM1.86%$21M193.0K
13LAM RESEARCH CORPCOM1.79%$20M37.3K
14ABBVABBVIE INChistory →COM1.76%$19M121.7K
15ONON SEMICONDUCTOR CORPhistory →COM1.76%$19M235.5K
16JPMJ P MORGAN CHASE & COhistory →COM1.65%$18M139.5K
17NEENEXTERA ENERGY INChistory →COM1.61%$18M230.1K
18BXBLACKSTONE GROUP INChistory →COM1.60%$18M201.2K
19COSTCOSTCO WHOLESALE CORPhistory →COM1.55%$17M34.5K
20MCDMCDONALDS CORPhistory →COM1.51%$17M59.8K
21QCOMQUALCOMM INChistory →COM1.37%$15M118.2K
22HDHOME DEPOThistory →COM1.34%$15M50.3K
23UNHUNITEDHEALTH GROUP INChistory →COM1.34%$15M31.2K
24ORCLORACLE CORPhistory →COM1.14%$13M135.1K
25PGPROCTER & GAMBLE COhistory →COM1.14%$13M84.3K
26JJACOBS SOLUTIONS INChistory →COM1.00%$11M93.7K
27BMYBRISTOL-MYERS SQUIBB COhistory →COM0.99%$11M157.6K
28CVXCHEVRON CORPhistory →COM0.98%$11M66.0K
29HONHONEYWELL INTERNATIONALhistory →COM0.95%$11M55.0K
30PEPPEPSICO INChistory →COM0.94%$10M56.8K
31NSCNORFOLK SOUTHERN CORPhistory →COM0.93%$10M48.6K
32UNPUNION PACIFIC CORPCOM0.89%$10M48.7K
33DEDEERE & COCOM0.88%$10M23.6K
34EMREMERSON ELECTRIC COCOM0.81%$9M102.5K
35DISDISNEY (WALT) COCOM0.79%$9M87.6K
36FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.74%$8M616.6K
37RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.73%$8M82.0K
38AXPAMERICAN EXPRESS COCOM0.72%$8M48.3K
39CRMSALESFORCE.COM INCCOM0.67%$7M37.2K
40SHELSHELL PLC SPON ADSCOM0.65%$7M125.6K
41BPBP P L CCOM0.61%$7M177.5K
42PYPLPAYPAL HLDGS INCCOM0.61%$7M88.6K
43CVSCVS HEALTH CORPCOM0.59%$6M87.4K
44ADPAUTOMATIC DATA PROCESSINGCOM0.58%$6M29.0K
45PFEPFIZER INCCOM0.58%$6M157.5K
46IBBISHARES NASDQ BIOTECH INDEX FNCOM0.56%$6M48.0K
47NSRGYNESTLE SPONSORED ADRCOM0.54%$6M49.2K
48JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.51%$6M215.0K
49ABTABBOTT LABSCOM0.50%$5M54.3K
50BXMTBLACKSTONE MTG TR INC CL ACOM0.50%$5M306.4K
51LINLINDE PLC SHSCOM0.44%$5M13.7K
52CATCATERPILLAR INCCOM0.44%$5M21.0K
53DVNDEVON ENERGY CORPCOM0.43%$5M94.4K
54AMZNAMAZON.COM INCCOM0.42%$5M45.4K
55MKLMARKEL CORP HOLDING COCOM0.40%$4M3.5K
56VGTVANGUARD INFO TECH ETFCOM0.40%$4M11.3K
57NKENIKE INCCOM0.39%$4M34.8K
58VZVERIZON COMMUNICATIONSCOM0.37%$4M104.3K
59ETNEATON CORP PLC SHSCOM0.36%$4M23.3K
60SPGIS&P GLOBAL INCCOM0.36%$4M11.4K
61GDXVANECK VECTORS GOLD MINERS ETFCOM0.34%$4M115.8K
62XLYCONS DISC SELECT SECTOR SPDRCOM0.33%$4M24.7K
63KOCOCA-COLA COCOM0.32%$4M56.4K
64RSPTINV S&P500 EQ WGHT TECH ETFCOM0.30%$3M12.2K
65COPCONOCO PHILLIPSCOM0.30%$3M33.1K
66BABOEING COCOM0.29%$3M15.1K
67HUBBHUBBELL INCCOM0.29%$3M13.1K
68AMEAMETEK INCCOM0.28%$3M21.6K
69ESEVERSOURCE ENERGY COMCOM0.28%$3M38.9K
70GSGOLDMAN SACHS GROUP INCCOM0.27%$3M9.2K
71WABWABTEC CORPCOM0.27%$3M29.8K
72TXNTEXAS INSTRUMENTS INCCOM0.25%$3M15.0K
73VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.25%$3M7.3K
74NXPINXP SEMICONDUCTORS NVCOM0.25%$3M14.7K
75GLWCORNING INCCOM0.25%$3M77.1K
76EWEDWARDS LIFESCIENCESCOM0.24%$3M31.8K
77INTCINTEL CORPCOM0.24%$3M80.1K
78EPDENTERPRISE PRODS PARTNERSCOM0.23%$3M100.0K
79IBMINTL BUSINESS MACHINESCOM0.22%$2M18.9K
80RIORIO TINTO PLC ADR SPONSOREDCOM0.21%$2M33.9K
81TGTTARGET CORPCOM0.21%$2M13.8K
82PSXPHILLIPS 66COM0.19%$2M21.2K
83UPSUNITED PARCEL SERVICE CLASS BCOM0.19%$2M10.6K
84BACBANK OF AMERICA CORPCOM0.18%$2M68.7K
85MOG/AMOOG INC CLASS ACOM0.17%$2M19.0K
86METAMETA PLATFORMS INC CL-ACOM0.16%$2M8.6K
87CSXCSX CORPCOM0.16%$2M58.0K
88MMM3M COMPANYCOM0.15%$2M16.0K
89BLACKSTONE PRIVATE REIT INC CLCOM0.15%$2M113.6K
90CBCHUBB LIMITED COMCOM0.15%$2M8.4K
91HTLDHEARTLAND EXPRESSCOM0.14%$2M98.8K
92GILDGILEAD SCIENCES INCCOM0.14%$2M18.3K
93CFRCULLEN FROST BANKERS INCCOM0.13%$1M14.0K
94NEMNEWMONT MINING CORPCOM0.13%$1M30.0K
95MRSHMARSH & MCLENNAN COS INCCOM0.13%$1M8.5K
96URIUNITED RENTALS INCCOM0.13%$1M3.6K
97TMUST-MOBILE US INCCOM0.13%$1M9.7K
98MSMORGAN STANLEYCOM0.12%$1M15.7K
99PANWPALO ALTO NETWORKS INCCOM0.12%$1M6.8K
100BAXBAXTER INTERNATIONALCOM0.12%$1M33.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.