SEC 13F Intelligence

Managers / Q4 2018 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$824M
Q4 2018
Positions
363
Filings on Record
32
2019–present window
Filed
Jan 3, 2019
original filing

Summary

Neville Rodie & Shaw Inc reported $824M in U.S.-listed holdings across 363 positions for Q4 2018.

Its largest position, EXMOC, represents 4.8% of the portfolio.

Portfolio Metrics

Top-10 Concentration
+31.5%
share of reported value
Largest Position
+4.8%
Exxon Mobil

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 86.9%Other: 3.4%ADR: 3.3%ETP: 1.9%Open-End Fund: 1.7%Other: 2.7%
  • Common Stock · 86.9% · $716M
  • Other · 3.4% · $28M
  • ADR · 3.3% · $27M
  • ETP · 1.9% · $16M
  • Open-End Fund · 1.7% · $14M
  • Other · 2.7% · $23M

Quarter-over-Quarter Changes full breakdown →

IssuerMoveShare ΔShares nowValue ΔValue now
EXMOCEXXON MOBIL CORPNEW+581.9K581.9K+$40M$40M
AAPLAPPLE INCNEW+232.8K232.8K+$37M$37M
JNJJOHNSON & JOHNSONNEW+258.9K258.9K+$33M$33M
TMOTHERMO FISHER SCIENTIFIC INCNEW+111.9K111.9K+$25M$25M
MRKMERCK & COMPANYNEW+271.6K271.6K+$21M$21M
MSFTMICROSOFT CORPNEW+201.2K201.2K+$20M$20M
PYPLPAYPAL HLDGS INCNEW+234.7K234.7K+$20M$20M
JPMJ P MORGAN CHASE & CONEW+179.7K179.7K+$18M$18M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2018

234 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EXMOCEXXON MOBIL CORPhistory →COM4.81%$40M581.9K
2AAPLAPPLE INChistory →COM4.46%$37M232.8K
3JNJJOHNSON & JOHNSONhistory →COM4.05%$33M258.9K
4GOOGLALPHABET CLASS ACOM3.51%$29M27.8K
5TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.04%$25M111.9K
6MRKMERCK & COMPANYhistory →COM2.52%$21M271.6K
7MSFTMICROSOFT CORPhistory →COM2.48%$20M201.2K
8PYPLPAYPAL HLDGS INChistory →COM2.39%$20M234.7K
9JPMJ P MORGAN CHASE & COhistory →COM2.13%$18M179.7K
10NEENEXTERA ENERGY INChistory →COM2.10%$17M99.8K
11VVISA INChistory →COM1.92%$16M120.1K
12BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.83%$15M46.8K
13BABOEING COhistory →COM1.66%$14M42.3K
14BPBP P L Chistory →COM1.65%$14M358.6K
15NSCNORFOLK SOUTHERN CORPhistory →COM1.62%$13M89.4K
16DOWDUPONT INCCOM1.61%$13M247.4K
17ZTSZOETIS INC CL Ahistory →COM1.56%$13M150.8K
18INTCINTEL CORPhistory →COM1.50%$12M263.7K
19MCDMCDONALDS CORPhistory →COM1.48%$12M68.7K
20DISDISNEY (WALT) COhistory →COM1.37%$11M103.3K
21ABBVABBVIE INChistory →COM1.23%$10M110.2K
22DHRDANAHER CORPhistory →COM1.21%$10M96.7K
23CVXCHEVRON CORPhistory →COM1.18%$10M89.8K
24UNPUNION PACIFIC CORPhistory →COM1.13%$9M67.4K
25HDHOME DEPOThistory →COM1.13%$9M54.0K
26PGPROCTER & GAMBLE COhistory →COM1.11%$9M99.9K
27BXMTBLACKSTONE MTG TR INC CL Ahistory →COM1.10%$9M285.7K
28PFEPFIZER INCCOM1.00%$8M188.7K
29WFCWELLS FARGOCOM0.99%$8M176.7K
30UTXZUNITED TECHNOLOGIES CORPCOM0.97%$8M75.3K
31HONHONEYWELL INTERNATIONALCOM0.92%$8M57.2K
32ORCLORACLE CORPCOM0.92%$8M167.2K
33JACOBS ENGINEERING GROUPCOM0.88%$7M124.0K
34WABWABTEC CORPCOM0.85%$7M99.3K
35AXPAMERICAN EXPRESS COCOM0.83%$7M72.0K
36PEPPEPSICO INCCOM0.83%$7M61.9K
37EMREMERSON ELECTRIC COCOM0.83%$7M114.4K
38CELGCELGENE CORPCOM0.82%$7M105.3K
39ALLERGAN PLC SHSCOM0.81%$7M49.7K
40IBMINTL BUSINESS MACHINESCOM0.76%$6M54.8K
41FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.75%$6M564.4K
42IBBISHARES NASDQ BIOTECH INDEX FNCOM0.75%$6M63.9K
43PWRQUANTA SERVICES INCCOM0.75%$6M204.2K
44LAM RESEARCH CORPCOM0.72%$6M43.8K
45METAFACEBOOK INC CL ACOM0.66%$5M41.4K
46GBDCGOLUB CAPITAL BDC INCCOM0.64%$5M319.1K
47COSTCOSTCO WHOLESALE CORPCOM0.63%$5M25.5K
48NSRGYNESTLE SPONSORED ADRCOM0.63%$5M63.7K
49CRMSALESFORCE.COM INCCOM0.62%$5M37.4K
50VZVERIZON COMMUNICATIONSCOM0.62%$5M91.2K
51ADPAUTOMATIC DATA PROCESSINGCOM0.58%$5M36.5K
52ABTABBOTT LABSCOM0.58%$5M65.8K
53MMM3M COMPANYCOM0.55%$5M23.9K
54BB&T CORPORATIONCOM0.54%$4M102.1K
55BMYBRISTOL-MYERS SQUIBB COCOM0.54%$4M85.0K
56ROYAL DUTCH SHELL PLC SPON ADRCOM0.52%$4M71.6K
57EPDENTERPRISE PRODS PARTNERSCOM0.52%$4M173.0K
58FDXFEDEX CORPCOM0.51%$4M26.2K
59GLWCORNING INCCOM0.51%$4M139.0K
60UPSUNITED PARCEL SERVICE CLASS BCOM0.49%$4M41.8K
61ESEVERSOURCE ENERGY COMCOM0.48%$4M60.9K
62CFRCULLEN FROST BANKERS INCCOM0.47%$4M44.1K
63CBCHUBB LIMITED COMCOM0.46%$4M29.6K
64MKLMARKEL CORP HOLDING COCOM0.46%$4M3.6K
65TAT&T INC (NEW)COM0.45%$4M129.8K
66XLYCONS DISC SELECT SECTOR SPDRCOM0.45%$4M37.2K
67UNHUNITEDHEALTH GROUP INCCOM0.44%$4M14.6K
68SLBSCHLUMBERGER LTDCOM0.43%$4M97.7K
69KOCOCA-COLA COCOM0.42%$3M73.0K
70HTLDHEARTLAND EXPRESSCOM0.40%$3M178.3K
71NKENIKE INCCOM0.37%$3M41.3K
72COPCONOCO PHILLIPSCOM0.37%$3M49.0K
73RIORIO TINTO PLC ADR SPONSOREDCOM0.35%$3M60.2K
74LINDE PLCCOM0.35%$3M18.6K
75CATCATERPILLAR INCCOM0.35%$3M22.9K
76PSXPHILLIPS 66COM0.33%$3M31.4K
77CSCOCISCO SYSTEMS INCCOM0.32%$3M60.2K
78AMEAMETEK INCCOM0.31%$3M37.6K
79HUBBHUBBELL INCCOM0.31%$3M25.6K
80GILDGILEAD SCIENCES INCCOM0.30%$3M40.1K
81AMZNAMAZON.COM INCCOM0.28%$2M1.5K
82VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.27%$2M9.7K
83BAXBAXTER INTERNATIONALCOM0.27%$2M33.5K
84MPCMARATHON PETROLEUM CORPCOM0.27%$2M37.3K
85SPGIS&P GLOBAL INCCOM0.26%$2M12.7K
86BNYBANK OF NEW YORK MELLON CORPCOM0.26%$2M44.7K
87IATISHARES US REGIONAL BANKS ETFCOM0.25%$2M50.8K
88BACBANK OF AMERICA CORPCOM0.24%$2M80.8K
89XLRNACCELERON PHARMA INCCOM0.23%$2M43.0K
90VGTVANGUARD INFO TECH ETFCOM0.23%$2M11.2K
91BKUBANKUNITED INCCOM0.22%$2M59.4K
92KMBKIMBERLY-CLARK CORPCOM0.21%$2M15.5K
93MDTMEDTRONIC PLCCOM0.21%$2M18.8K
94TXNTEXAS INSTRUMENTS INCCOM0.21%$2M18.0K
95DUKDUKE ENERGY CORPORATION COM NECOM0.20%$2M19.3K
96EWEDWARDS LIFESCIENCESCOM0.20%$2M10.6K
97MOG/AMOOG INC CLASS ACOM0.19%$2M20.5K
98WYWEYERHAEUSER COCOM0.19%$2M70.4K
99GENERAL ELECTRIC COCOM0.18%$1M197.7K
100PNCPNC FINANCIAL SERVICES GROUPCOM0.16%$1M11.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.