SEC 13F Intelligence

Managers / Q1 2019 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$944M
Q1 2019
Positions
391
Filings on Record
32
2019–present window
Filed
Apr 8, 2019
original filing

Summary

Neville Rodie & Shaw Inc reported $944M in U.S.-listed holdings across 391 positions for Q1 2019.

Its largest position, EXMOC, represents 4.9% of the portfolio.

Compared with Q4 2018, the fund opened 19 new positions and exited 3.

Portfolio Metrics

Turnover
+1.3%
vs prior filed quarter
Top-10 Concentration
+31.6%
share of reported value
Largest Position
+4.9%
Exxon Mobil
New / Exited
19 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 86.6%ADR: 3.4%Other: 3.0%Open-End Fund: 2.1%ETP: 2.1%Other: 2.8%
  • Common Stock · 86.6% · $817M
  • ADR · 3.4% · $32M
  • Other · 3.0% · $29M
  • Open-End Fund · 2.1% · $20M
  • ETP · 2.1% · $20M
  • Other · 2.8% · $26M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2018 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MARATHON OIL CORPNEW+30.2K30.2K+$505,000$505,000
TAKTAKEDA PHARMACEUTICAL CO ADRNEW+23.3K23.3K+$475,000$475,000
FLPSXFIDELITY LOW PRICE STOCK FUNDNEW+9.8K9.8K+$471,000$471,000
FFFEXFIDELITY INSTL FREEDOM 2030NEW+22.3K22.3K+$383,000$383,000
FFTHXFIDELITY ABERDEEN STR TR FREEDNEW+21.4K21.4K+$309,000$309,000
HESHESS CORPNEW+4.6K4.6K+$278,000$278,000
FSEAXFIDELITY EMERGING ASIA FUNDNEW+5.4K5.4K+$233,000$233,000
ISHARES COMEX GOLD TRUSTNEW+18.8K18.8K+$233,000$233,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2019

250 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1EXMOCEXXON MOBIL CORPhistory →COM4.92%$46M574.2K
2AAPLAPPLE INChistory →COM4.62%$44M229.7K
3JNJJOHNSON & JOHNSONhistory →COM3.80%$36M256.5K
4GOOGLALPHABET CLASS ACOM3.49%$33M28.0K
5TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.21%$30M110.6K
6MSFTMICROSOFT CORPhistory →COM2.62%$25M209.7K
7PYPLPAYPAL HLDGS INChistory →COM2.60%$24M235.8K
8MRKMERCK & COMPANYhistory →COM2.35%$22M266.9K
9VVISA INChistory →COM2.00%$19M120.6K
10NEENEXTERA ENERGY INChistory →COM1.98%$19M96.7K
11BABOEING COhistory →COM1.84%$17M45.6K
12NSCNORFOLK SOUTHERN CORPhistory →COM1.71%$16M86.2K
13JPMJ P MORGAN CHASE & COhistory →COM1.69%$16M157.6K
14BPBP P L Chistory →COM1.66%$16M358.0K
15ZTSZOETIS INC CL Ahistory →COM1.63%$15M153.0K
16BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.62%$15M59.7K
17INTCINTEL CORPhistory →COM1.48%$14M260.4K
18DHRDANAHER CORPhistory →COM1.39%$13M99.6K
19MCDMCDONALDS CORPhistory →COM1.38%$13M68.4K
20DOWDUPONT INCCOM1.35%$13M239.4K
21DISDISNEY (WALT) COhistory →COM1.20%$11M101.9K
22UNPUNION PACIFIC CORPhistory →COM1.19%$11M67.1K
23CVXCHEVRON CORPhistory →COM1.14%$11M87.7K
24HDHOME DEPOThistory →COM1.12%$11M55.1K
25PGPROCTER & GAMBLE COhistory →COM1.08%$10M98.1K
26UTXZUNITED TECHNOLOGIES CORPhistory →COM1.04%$10M76.4K
27BXMTBLACKSTONE MTG TR INC CL Ahistory →COM1.03%$10M281.3K
28CELGCELGENE CORPhistory →COM1.02%$10M101.6K
29HONHONEYWELL INTERNATIONALhistory →COM1.02%$10M60.3K
30WABWABTEC CORPhistory →COM1.00%$9M128.3K
31ORCLORACLE CORPCOM0.99%$9M174.5K
32JACOBS ENGINEERING GROUPCOM0.99%$9M123.9K
33UNHUNITEDHEALTH GROUP INCCOM0.90%$8M34.3K
34ABBVABBVIE INCCOM0.85%$8M99.0K
35PFEPFIZER INCCOM0.83%$8M184.7K
36EMREMERSON ELECTRIC COCOM0.83%$8M114.3K
37AXPAMERICAN EXPRESS COCOM0.83%$8M71.5K
38PWRQUANTA SERVICES INCCOM0.82%$8M204.2K
39PEPPEPSICO INCCOM0.80%$8M61.7K
40FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.79%$7M594.7K
41ALLERGAN PLC SHSCOM0.77%$7M49.7K
42LAM RESEARCH CORPCOM0.76%$7M40.0K
43METAFACEBOOK INC CL ACOM0.76%$7M42.9K
44WFCWELLS FARGOCOM0.76%$7M147.6K
45IBMINTL BUSINESS MACHINESCOM0.75%$7M50.5K
46IBBISHARES NASDQ BIOTECH INDEX FNCOM0.75%$7M63.6K
47CRMSALESFORCE.COM INCCOM0.72%$7M42.7K
48COSTCOSTCO WHOLESALE CORPCOM0.66%$6M25.7K
49NSRGYNESTLE SPONSORED ADRCOM0.64%$6M63.4K
50ADPAUTOMATIC DATA PROCESSINGCOM0.62%$6M36.4K
51VZVERIZON COMMUNICATIONSCOM0.60%$6M95.5K
52GBDCGOLUB CAPITAL BDC INCCOM0.58%$6M308.1K
53XLYCONS DISC SELECT SECTOR SPDRCOM0.58%$5M48.1K
54ROYAL DUTCH SHELL PLC SPON ADRCOM0.56%$5M82.7K
55ABTABBOTT LABSCOM0.54%$5M63.3K
56MMM3M COMPANYCOM0.52%$5M23.6K
57EPDENTERPRISE PRODS PARTNERSCOM0.50%$5M163.2K
58BB&T CORPORATIONCOM0.47%$4M95.7K
59ESEVERSOURCE ENERGY COMCOM0.46%$4M61.1K
60GLWCORNING INCCOM0.46%$4M130.8K
61UPSUNITED PARCEL SERVICE CLASS BCOM0.45%$4M38.1K
62CFRCULLEN FROST BANKERS INCCOM0.45%$4M43.6K
63SLBSCHLUMBERGER LTDCOM0.43%$4M93.8K
64BMYBRISTOL-MYERS SQUIBB COCOM0.43%$4M85.3K
65TAT&T INC (NEW)COM0.43%$4M129.2K
66FDXFEDEX CORPCOM0.41%$4M21.4K
67NKENIKE INCCOM0.41%$4M45.6K
68CBCHUBB LIMITED COMCOM0.40%$4M26.7K
69MPCMARATHON PETROLEUM CORPCOM0.39%$4M62.0K
70MKLMARKEL CORP HOLDING COCOM0.38%$4M3.6K
71RIORIO TINTO PLC ADR SPONSOREDCOM0.38%$4M60.2K
72CSCOCISCO SYSTEMS INCCOM0.37%$4M65.4K
73KOCOCA-COLA COCOM0.36%$3M71.6K
74LINDE PLCCOM0.35%$3M18.6K
75COPCONOCO PHILLIPSCOM0.34%$3M48.1K
76AMEAMETEK INCCOM0.32%$3M36.6K
77HTLDHEARTLAND EXPRESSCOM0.32%$3M155.0K
78PSXPHILLIPS 66COM0.32%$3M31.4K
79CATCATERPILLAR INCCOM0.31%$3M21.6K
80HUBBHUBBELL INCCOM0.29%$3M23.5K
81AMZNAMAZON.COM INCCOM0.29%$3M1.5K
82BAXBAXTER INTERNATIONALCOM0.29%$3M33.5K
83SPGIS&P GLOBAL INCCOM0.28%$3M12.7K
84VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.27%$3M9.9K
85VGTVANGUARD INFO TECH ETFCOM0.26%$2M12.2K
86GILDGILEAD SCIENCES INCCOM0.26%$2M37.1K
87BNYBANK OF NEW YORK MELLON CORPCOM0.23%$2M43.0K
88BXUSDBLACKSTONE GROUP LPCOM0.22%$2M58.5K
89BACBANK OF AMERICA CORPCOM0.22%$2M73.8K
90EWEDWARDS LIFESCIENCESCOM0.21%$2M10.6K
91XLRNACCELERON PHARMA INCCOM0.21%$2M43.0K
92BKUBANKUNITED INCCOM0.21%$2M59.2K
93IATISHARES US REGIONAL BANKS ETFCOM0.21%$2M45.3K
94KMBKIMBERLY-CLARK CORPCOM0.20%$2M15.6K
95DVNDEVON ENERGY CORPCOM0.19%$2M58.2K
96MOG/AMOOG INC CLASS ACOM0.19%$2M20.3K
97TXNTEXAS INSTRUMENTS INCCOM0.18%$2M16.4K
98DUKDUKE ENERGY CORPORATION COM NECOM0.18%$2M19.2K
99MDTMEDTRONIC PLCCOM0.18%$2M18.8K
100WYWEYERHAEUSER COCOM0.18%$2M65.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.