SEC 13F Intelligence

Managers / Q3 2022 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.0B
Q3 2022
Positions
356
Filings on Record
32
2019–present window
Filed
Oct 4, 2022
original filing

Summary

Neville Rodie & Shaw Inc reported $1.0B in U.S.-listed holdings across 356 positions for Q3 2022.

Its largest position, AAPL, represents 9.5% of the portfolio.

Compared with Q2 2022, the fund opened 4 new positions and exited 10.

Portfolio Metrics

Turnover
+2.0%
vs prior filed quarter
Top-10 Concentration
+37.3%
share of reported value
Largest Position
+9.5%
Apple
New / Exited
4 / 10
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ1 ’23: $1.1BQ2 ’23: $1.2BQ2 ’23Q3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ2 ’24: $1.3BQ2 ’24Q3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ2 ’25: $1.3BQ2 ’25Q3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ2 ’26: $1.5BQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 90.7%Open-End Fund: 2.7%ETP: 2.4%ADR: 1.9%REIT: 1.0%Other: 1.3%
  • Common Stock · 90.7% · $922M
  • Open-End Fund · 2.7% · $27M
  • ETP · 2.4% · $25M
  • ADR · 1.9% · $19M
  • REIT · 1.0% · $11M
  • Other · 1.3% · $13M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JJACOBS SOLUTIONS INCNEW+95.0K95.0K+$10M$10M
PIONEER NATURAL RESOURCESNEW+2.5K2.5K+$552,000$552,000
SBUXSTARBUCKS CORPNEW+2.4K2.4K+$205,000$205,000
RYTRXROYCE SMALL CAP TOTAL RETURN FNEW+12.8K12.8K+$87,000$87,000
GOOGALPHABET CLASS CADDED+170.9K179.9K−$3M$17M
GOOGLALPHABET CLASS AADDED+312.2K328.8K−$5M$31M
BLACKSTONE PRIVATE REIT INC CLADDED+60.1K81.4K+$890,000$1M
PANWPALO ALTO NETWORKS INCADDED+9.5K13.7K+$176,000$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2022

247 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM9.48%$96M697.8K
2GOOGLALPHABET CLASS ACOM4.79%$49M508.7K
3TMOTHERMO FISHER SCIENTIFIC INChistory →COM4.46%$45M89.5K
4MSFTMICROSOFT CORPhistory →COM4.04%$41M176.4K
5JNJJOHNSON & JOHNSONhistory →COM3.79%$39M236.1K
6EXMOCEXXON MOBIL CORPhistory →COM2.53%$26M294.1K
7DHRDANAHER CORPhistory →COM2.30%$23M90.4K
8ZTSZOETIS INC CL Ahistory →COM1.98%$20M135.9K
9VVISA INChistory →COM1.96%$20M112.4K
10PWRQUANTA SERVICES INChistory →COM1.94%$20M154.9K
11BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.85%$19M55.2K
12NEENEXTERA ENERGY INChistory →COM1.82%$19M236.5K
13UNHUNITEDHEALTH GROUP INChistory →COM1.72%$17M34.6K
14COSTCOSTCO WHOLESALE CORPhistory →COM1.70%$17M36.7K
15ABBVABBVIE INChistory →COM1.62%$17M123.1K
16BXBLACKSTONE GROUP INChistory →COM1.62%$16M196.5K
17MRKMERCK & COMPANYhistory →COM1.61%$16M190.3K
18ONON SEMICONDUCTOR CORPhistory →COM1.47%$15M239.3K
19QCOMQUALCOMM INChistory →COM1.46%$15M131.3K
20HDHOME DEPOThistory →COM1.45%$15M53.5K
21MCDMCDONALDS CORPhistory →COM1.42%$14M62.8K
22JPMJ P MORGAN CHASE & COhistory →COM1.41%$14M137.5K
23LAM RESEARCH CORPCOM1.36%$14M37.7K
24UNPUNION PACIFIC CORPhistory →COM1.20%$12M62.7K
25AMZNAMAZON.COM INChistory →COM1.17%$12M105.5K
26BMYBRISTOL-MYERS SQUIBB COhistory →COM1.07%$11M152.6K
27NSCNORFOLK SOUTHERN CORPhistory →COM1.04%$11M50.5K
28PGPROCTER & GAMBLE COhistory →COM1.03%$10M83.1K
29JJACOBS SOLUTIONS INChistory →COM1.01%$10M95.0K
30DISDISNEY (WALT) COhistory →COM0.99%$10M106.5K
31PEPPEPSICO INCCOM0.95%$10M59.0K
32HONHONEYWELL INTERNATIONALCOM0.94%$10M57.0K
33CVXCHEVRON CORPCOM0.93%$9M66.1K
34CVSCVS HEALTH CORPCOM0.88%$9M94.1K
35ORCLORACLE CORPCOM0.84%$9M139.7K
36BXMTBLACKSTONE MTG TR INC CL ACOM0.80%$8M349.2K
37PYPLPAYPAL HLDGS INCCOM0.79%$8M93.3K
38FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.76%$8M602.9K
39EMREMERSON ELECTRIC COCOM0.75%$8M104.8K
40ADPAUTOMATIC DATA PROCESSINGCOM0.66%$7M29.6K
41DEDEERE & COCOM0.66%$7M20.0K
42RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.65%$7M81.3K
43CRMSALESFORCE.COM INCCOM0.65%$7M46.1K
44AXPAMERICAN EXPRESS COCOM0.65%$7M48.8K
45PFEPFIZER INCCOM0.64%$6M147.8K
46XLYCONS DISC SELECT SECTOR SPDRCOM0.61%$6M43.8K
47SHELSHELL PLC SPON ADSCOM0.60%$6M122.4K
48DVNDEVON ENERGY CORPCOM0.56%$6M95.1K
49IBBISHARES NASDQ BIOTECH INDEX FNCOM0.55%$6M48.1K
50NSRGYNESTLE SPONSORED ADRCOM0.53%$5M49.2K
51BPBP P L CCOM0.52%$5M186.0K
52ABTABBOTT LABSCOM0.51%$5M53.4K
53JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.49%$5M216.2K
54LINDE PLCCOM0.39%$4M14.7K
55VZVERIZON COMMUNICATIONSCOM0.38%$4M102.8K
56MKLMARKEL CORP HOLDING COCOM0.38%$4M3.6K
57VGTVANGUARD INFO TECH ETFCOM0.37%$4M12.1K
58SPGIS&P GLOBAL INCCOM0.35%$4M11.5K
59COPCONOCO PHILLIPSCOM0.34%$3M34.1K
60CATCATERPILLAR INCCOM0.34%$3M21.2K
61HUBBHUBBELL INCCOM0.32%$3M14.5K
62KOCOCA-COLA COCOM0.32%$3M57.2K
63METAMETA PLATFORMS INC CL-ACOM0.31%$3M23.3K
64NKENIKE INCCOM0.31%$3M37.6K
65ESEVERSOURCE ENERGY COMCOM0.30%$3M39.4K
66RSPTINV S&P500 EQ WGHT TECH ETFCOM0.28%$3M12.7K
67INTCINTEL CORPCOM0.28%$3M108.9K
68GDXVANECK VECTORS GOLD MINERS ETFCOM0.27%$3M114.5K
69EWEDWARDS LIFESCIENCESCOM0.26%$3M31.8K
70AMEAMETEK INCCOM0.25%$3M22.8K
71WABWABTEC CORPCOM0.25%$2M30.7K
72NXPINXP SEMICONDUCTORS NVCOM0.24%$2M16.9K
73GSGOLDMAN SACHS GROUP INCCOM0.24%$2M8.4K
74VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.23%$2M7.2K
75TXNTEXAS INSTRUMENTS INCCOM0.23%$2M15.4K
76GLWCORNING INCCOM0.23%$2M79.3K
77IBMINTL BUSINESS MACHINESCOM0.22%$2M19.1K
78EPDENTERPRISE PRODS PARTNERSCOM0.22%$2M94.8K
79PANWPALO ALTO NETWORKS INCCOM0.22%$2M13.7K
80BACBANK OF AMERICA CORPCOM0.21%$2M70.1K
81TGTTARGET CORPCOM0.21%$2M14.1K
82CFRCULLEN FROST BANKERS INCCOM0.18%$2M14.0K
83BABOEING COCOM0.18%$2M15.2K
84BIMBXBLACKROCK SYSTEMATIC MULTI STRMUTUAL FUNDS0.18%$2M187.8K
85ETNEATON CORP PLC SHSCOM0.18%$2M13.6K
86BAXBAXTER INTERNATIONALCOM0.18%$2M33.3K
87MMM3M COMPANYCOM0.18%$2M16.2K
88UPSUNITED PARCEL SERVICE CLASS BCOM0.17%$2M11.0K
89PSXPHILLIPS 66COM0.17%$2M21.2K
90MSMORGAN STANLEYCOM0.17%$2M21.4K
91RIORIO TINTO PLC ADR SPONSOREDCOM0.16%$2M30.1K
92TFCTRUIST FINANCIAL CORPORATIONCOM0.16%$2M38.0K
93CLFCLEVELAND-CLIFFS INCCOM0.15%$2M116.3K
94CSXCSX CORPCOM0.15%$2M58.0K
95CBCHUBB LIMITED COMCOM0.15%$2M8.5K
96HTLDHEARTLAND EXPRESSCOM0.15%$1M103.3K
97PNCPNC FINANCIAL SERVICES GROUPCOM0.15%$1M9.9K
98WFCWELLS FARGOCOM0.14%$1M36.1K
99MOG/AMOOG INC CLASS ACOM0.13%$1M19.0K
100XLBMATERIALS SELECT SECTOR SPDRCOM0.13%$1M19.6K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.