SEC 13F Intelligence

Managers / Q1 2021 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.2B
Q1 2021
Positions
376
Filings on Record
32
2019–present window
Filed
Apr 8, 2021
original filing

Summary

Neville Rodie & Shaw Inc reported $1.2B in U.S.-listed holdings across 376 positions for Q1 2021.

Its largest position, AAPL, represents 7.6% of the portfolio.

Compared with Q3 2020, the fund opened 23 new positions and exited 11.

Portfolio Metrics

Turnover
+2.9%
vs prior filed quarter
Top-10 Concentration
+34.6%
share of reported value
Largest Position
+7.6%
Apple
New / Exited
23 / 11
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 89.3%ETP: 3.8%Open-End Fund: 2.4%ADR: 1.8%REIT: 1.2%Other: 1.6%
  • Common Stock · 89.3% · $1.1B
  • ETP · 3.8% · $46M
  • Open-End Fund · 2.4% · $29M
  • ADR · 1.8% · $21M
  • REIT · 1.2% · $15M
  • Other · 1.6% · $19M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline) · note: prior filed quarter, not the immediately preceding one

IssuerMoveShare ΔShares nowValue ΔValue now
ONON SEMICONDUCTOR CORPNEW+214.4K214.4K+$9M$9M
NXPINXP SEMICONDUCTORS NVNEW+18.5K18.5K+$4M$4M
MSMORGAN STANLEYNEW+32.3K32.3K+$3M$3M
JPMORGAN HEDGED EQUITY FUND INEW+40.7K40.7K+$1M$1M
AWTIXVIRTUS ALLIANZGI WATER FUND INNEW+30.6K30.6K+$619,000$619,000
IATISHARES US REGIONAL BANKS ETFNEW+7.0K7.0K+$394,000$394,000
CTVACORTEVA INCNEW+6.6K6.6K+$309,000$309,000
HESHESS CORPNEW+4.3K4.3K+$302,000$302,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2021

257 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM7.55%$91M746.3K
2GOOGLALPHABET CLASS ACOM4.59%$55M26.9K
3PYPLPAYPAL HLDGS INChistory →COM3.99%$48M198.6K
4MSFTMICROSOFT CORPhistory →COM3.72%$45M190.6K
5TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.55%$43M94.0K
6JNJJOHNSON & JOHNSONhistory →COM3.39%$41M248.7K
7VVISA INChistory →COM2.11%$25M120.4K
8LAM RESEARCH CORPCOM1.94%$23M39.4K
9ZTSZOETIS INC CL Ahistory →COM1.89%$23M144.7K
10EXMOCEXXON MOBIL CORPhistory →COM1.87%$23M403.9K
11DISDISNEY (WALT) COhistory →COM1.84%$22M120.6K
12JPMJ P MORGAN CHASE & COhistory →COM1.84%$22M145.9K
13NEENEXTERA ENERGY INChistory →COM1.83%$22M292.4K
14XLYCONS DISC SELECT SECTOR SPDRhistory →COM1.79%$22M128.6K
15DHRDANAHER CORPhistory →COM1.78%$21M95.4K
16AMZNAMAZON.COM INChistory →COM1.58%$19M6.2K
17QCOMQUALCOMM INChistory →COM1.57%$19M143.4K
18MRKMERCK & COMPANYhistory →COM1.53%$19M240.3K
19BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.53%$18M57.3K
20UNPUNION PACIFIC CORPhistory →COM1.53%$18M83.7K
21NSCNORFOLK SOUTHERN CORPhistory →COM1.49%$18M67.1K
22HONHONEYWELL INTERNATIONALhistory →COM1.44%$17M80.0K
23HDHOME DEPOThistory →COM1.43%$17M56.7K
24PWRQUANTA SERVICES INChistory →COM1.29%$16M177.0K
25BXBLACKSTONE GROUP INChistory →COM1.25%$15M202.5K
26MCDMCDONALDS CORPhistory →COM1.20%$14M64.4K
27METAFACEBOOK INC CL Ahistory →COM1.19%$14M48.9K
28ABBVABBVIE INChistory →COM1.15%$14M127.8K
29JACOBS ENGINEERING GROUPCOM1.14%$14M106.6K
30UNHUNITEDHEALTH GROUP INChistory →COM1.07%$13M34.8K
31COSTCOSTCO WHOLESALE CORPhistory →COM1.01%$12M34.6K
32PGPROCTER & GAMBLE COhistory →COM1.01%$12M89.8K
33INTCINTEL CORPhistory →COM0.93%$11M175.0K
34CRMSALESFORCE.COM INChistory →COM0.90%$11M51.3K
35BMYBRISTOL-MYERS SQUIBB COhistory →COM0.85%$10M163.5K
36ORCLORACLE CORPhistory →COM0.84%$10M145.0K
37FCNTXFIDELITY CONTRAFUNDhistory →MUTUAL FUNDS0.83%$10M598.9K
38BXMTBLACKSTONE MTG TR INC CL ACOM0.81%$10M315.7K
39EMREMERSON ELECTRIC COCOM0.79%$10M105.7K
40ONON SEMICONDUCTOR CORPCOM0.74%$9M214.4K
41VZVERIZON COMMUNICATIONSCOM0.74%$9M153.2K
42PEPPEPSICO INCCOM0.73%$9M62.7K
43BPBP P L CCOM0.71%$9M352.6K
44IBBISHARES NASDQ BIOTECH INDEX FNCOM0.68%$8M54.6K
45CVXCHEVRON CORPCOM0.62%$7M71.5K
46CVSCVS HEALTH CORPCOM0.61%$7M97.7K
47AXPAMERICAN EXPRESS COCOM0.58%$7M49.7K
48RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.56%$7M87.6K
49ABTABBOTT LABSCOM0.56%$7M56.0K
50LINDE PLCCOM0.55%$7M23.6K
51ADPAUTOMATIC DATA PROCESSINGCOM0.54%$6M34.4K
52NKENIKE INCCOM0.49%$6M44.9K
53CATCATERPILLAR INCCOM0.49%$6M25.7K
54PFEPFIZER INCCOM0.48%$6M159.4K
55NSRGYNESTLE SPONSORED ADRCOM0.46%$6M50.1K
56IBMINTL BUSINESS MACHINESCOM0.43%$5M38.9K
57GDXVANECK VECTORS GOLD MINERS ETFCOM0.39%$5M143.8K
58VGTVANGUARD INFO TECH ETFCOM0.36%$4M12.3K
59DEDEERE & COCOM0.35%$4M11.4K
60MKLMARKEL CORP HOLDING COCOM0.34%$4M3.6K
61ESEVERSOURCE ENERGY COMCOM0.34%$4M46.9K
62SPGIS&P GLOBAL INCCOM0.33%$4M11.2K
63BABOEING COCOM0.33%$4M15.4K
64GLWCORNING INCCOM0.32%$4M88.1K
65AMEAMETEK INCCOM0.32%$4M29.8K
66NXPINXP SEMICONDUCTORS NVCOM0.31%$4M18.5K
67MMM3M COMPANYCOM0.30%$4M19.0K
68RSPTINV S&P500 EQ WGHT TECH ETFCOM0.29%$3M12.8K
69VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.27%$3M9.0K
70KOCOCA-COLA COCOM0.26%$3M60.5K
71BACBANK OF AMERICA CORPCOM0.26%$3M80.7K
72HUBBHUBBELL INCCOM0.26%$3M16.7K
73XLRNACCELERON PHARMA INCCOM0.26%$3M23.0K
74RIORIO TINTO PLC ADR SPONSOREDCOM0.26%$3M40.0K
75TXNTEXAS INSTRUMENTS INCCOM0.25%$3M16.1K
76TGTTARGET CORPCOM0.24%$3M14.7K
77BAXBAXTER INTERNATIONALCOM0.23%$3M33.3K
78ROYAL DUTCH SHELL PLC SPON ADRCOM0.23%$3M73.3K
79WABWABTEC CORPCOM0.23%$3M34.8K
80EWEDWARDS LIFESCIENCESCOM0.22%$3M31.8K
81MSMORGAN STANLEYCOM0.21%$3M32.3K
82HTLDHEARTLAND EXPRESSCOM0.19%$2M119.5K
83TFCTRUIST FINANCIAL CORPORATIONCOM0.19%$2M39.7K
84EPDENTERPRISE PRODS PARTNERSCOM0.19%$2M103.1K
85TAT&T INC (NEW)COM0.19%$2M74.9K
86BIMBXBLACKROCK SYSTEMATIC MULTI STRMUTUAL FUNDS0.18%$2M216.9K
87FBIOXFIDELITY SELECT BIOTECH FUNDMUTUAL FUNDS0.18%$2M92.0K
88UPSUNITED PARCEL SERVICE CLASS BCOM0.17%$2M12.4K
89GSGOLDMAN SACHS GROUP INCCOM0.17%$2M6.2K
90KMBKIMBERLY-CLARK CORPCOM0.17%$2M14.5K
91ETNEATON CORP PLC SHSCOM0.16%$2M14.2K
92FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.16%$2M123.0K
93NEMNEWMONT MINING CORPCOM0.16%$2M32.1K
94PNCPNC FINANCIAL SERVICES GROUPCOM0.16%$2M10.7K
95COPCONOCO PHILLIPSCOM0.15%$2M35.3K
96CSXCSX CORPCOM0.15%$2M19.3K
97PSXPHILLIPS 66COM0.14%$2M21.4K
98MDTMEDTRONIC PLCCOM0.14%$2M14.7K
99MONMOUTH REAL ESTATE INVT CORPCOM0.14%$2M94.0K
100GBDCGOLUB CAPITAL BDC INCCOM0.14%$2M112.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.