SEC 13F Intelligence

Managers / Q2 2021 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.3B
Q2 2021
Positions
380
Filings on Record
32
2019–present window
Filed
Jul 6, 2021
original filing

Summary

Neville Rodie & Shaw Inc reported $1.3B in U.S.-listed holdings across 380 positions for Q2 2021.

Its largest position, AAPL, represents 7.8% of the portfolio.

Compared with Q1 2021, the fund opened 10 new positions and exited 6.

Portfolio Metrics

Turnover
+1.2%
vs prior filed quarter
Top-10 Concentration
+36.2%
share of reported value
Largest Position
+7.8%
Apple
New / Exited
10 / 6
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ1 ’23: $1.1BQ2 ’23: $1.2BQ2 ’23Q3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ2 ’24: $1.3BQ2 ’24Q3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ2 ’25: $1.3BQ2 ’25Q3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ2 ’26: $1.5BQ2 ’26filingsflow.com

Portfolio Composition

By security type
Common Stock: 89.4%ETP: 3.7%Open-End Fund: 2.4%ADR: 1.8%REIT: 1.2%Other: 1.5%
  • Common Stock · 89.4% · $1.2B
  • ETP · 3.7% · $48M
  • Open-End Fund · 2.4% · $32M
  • ADR · 1.8% · $23M
  • REIT · 1.2% · $15M
  • Other · 1.5% · $20M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SYKSTRYKER CORPNEW+3.5K3.5K+$898,000$898,000
OGNORGANON & CONEW+22.7K22.7K+$688,000$688,000
JPM OPPORTUNISTIC EQTY LNG/SHRNEW+19.7K19.7K+$460,000$460,000
VESTAS WIND SYS A/SNEW+10.0K10.0K+$399,000$399,000
XLFFINANCIAL SELECT SECTOR SPDRNEW+10.2K10.2K+$373,000$373,000
URIUNITED RENTALS INCNEW+955955+$305,000$305,000
EOGEOG RESOURCES INC.NEW+2.8K2.8K+$230,000$230,000
SVB FINANCIAL GROUPNEW+400400+$223,000$223,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

261 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM7.80%$101M738.9K
2GOOGLALPHABET CLASS ACOM5.09%$66M26.8K
3PYPLPAYPAL HLDGS INChistory →COM4.43%$57M197.2K
4MSFTMICROSOFT CORPhistory →COM3.95%$51M189.2K
5TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.63%$47M93.5K
6JNJJOHNSON & JOHNSONhistory →COM3.15%$41M248.6K
7VVISA INChistory →COM2.15%$28M119.3K
8ZTSZOETIS INC CL Ahistory →COM2.07%$27M144.0K
9LAM RESEARCH CORPCOM1.98%$26M39.4K
10EXMOCEXXON MOBIL CORPhistory →COM1.94%$25M400.2K
11DHRDANAHER CORPhistory →COM1.92%$25M92.9K
12JPMJ P MORGAN CHASE & COhistory →COM1.74%$23M145.0K
13XLYCONS DISC SELECT SECTOR SPDRhistory →COM1.65%$21M120.2K
14AMZNAMAZON.COM INChistory →COM1.63%$21M6.1K
15NEENEXTERA ENERGY INChistory →COM1.62%$21M287.8K
16DISDISNEY (WALT) COhistory →COM1.62%$21M120.0K
17BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.55%$20M57.2K
18BXBLACKSTONE GROUP INChistory →COM1.51%$20M202.2K
19QCOMQUALCOMM INChistory →COM1.45%$19M131.9K
20UNPUNION PACIFIC CORPhistory →COM1.40%$18M82.9K
21HDHOME DEPOThistory →COM1.39%$18M56.7K
22MRKMERCK & COMPANYhistory →COM1.37%$18M229.1K
23NSCNORFOLK SOUTHERN CORPhistory →COM1.37%$18M66.9K
24HONHONEYWELL INTERNATIONALhistory →COM1.34%$17M79.4K
25METAFACEBOOK INC CL Ahistory →COM1.32%$17M49.1K
26PWRQUANTA SERVICES INChistory →COM1.22%$16M175.3K
27MCDMCDONALDS CORPhistory →COM1.15%$15M64.4K
28ABBVABBVIE INChistory →COM1.11%$14M127.4K
29UNHUNITEDHEALTH GROUP INChistory →COM1.07%$14M34.8K
30JACOBS ENGINEERING GROUPCOM1.07%$14M104.3K
31COSTCOSTCO WHOLESALE CORPhistory →COM1.07%$14M35.0K
32CRMSALESFORCE.COM INChistory →COM0.94%$12M50.1K
33PGPROCTER & GAMBLE COhistory →COM0.91%$12M87.9K
34ORCLORACLE CORPhistory →COM0.87%$11M144.6K
35FCNTXFIDELITY CONTRAFUNDhistory →MUTUAL FUNDS0.86%$11M593.8K
36BMYBRISTOL-MYERS SQUIBB COhistory →COM0.84%$11M163.3K
37EMREMERSON ELECTRIC COhistory →COM0.78%$10M105.7K
38BXMTBLACKSTONE MTG TR INC CL ACOM0.77%$10M313.2K
39INTCINTEL CORPCOM0.75%$10M174.3K
40PEPPEPSICO INCCOM0.73%$9M63.7K
41BPBP P L CCOM0.72%$9M355.5K
42ONON SEMICONDUCTOR CORPCOM0.70%$9M238.4K
43IBBISHARES NASDQ BIOTECH INDEX FNCOM0.69%$9M54.4K
44VZVERIZON COMMUNICATIONSCOM0.66%$9M153.2K
45AXPAMERICAN EXPRESS COCOM0.63%$8M49.3K
46CVSCVS HEALTH CORPCOM0.63%$8M97.5K
47CVXCHEVRON CORPCOM0.58%$8M71.7K
48RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.57%$7M87.5K
49LINDE PLCCOM0.54%$7M24.3K
50ADPAUTOMATIC DATA PROCESSINGCOM0.52%$7M34.1K
51NKENIKE INCCOM0.51%$7M42.6K
52ABTABBOTT LABSCOM0.50%$6M55.8K
53PFEPFIZER INCCOM0.48%$6M159.5K
54NSRGYNESTLE SPONSORED ADRCOM0.48%$6M49.7K
55CATCATERPILLAR INCCOM0.45%$6M26.9K
56IBMINTL BUSINESS MACHINESCOM0.43%$6M38.1K
57SPGIS&P GLOBAL INCCOM0.39%$5M12.3K
58VGTVANGUARD INFO TECH ETFCOM0.37%$5M12.1K
59GDXVANECK VECTORS GOLD MINERS ETFCOM0.37%$5M140.9K
60DEDEERE & COCOM0.36%$5M13.1K
61MKLMARKEL CORP HOLDING COCOM0.35%$5M3.8K
62MSMORGAN STANLEYCOM0.33%$4M46.7K
63NXPINXP SEMICONDUCTORS NVCOM0.30%$4M18.6K
64AMEAMETEK INCCOM0.29%$4M28.2K
65ESEVERSOURCE ENERGY COMCOM0.28%$4M45.9K
66BABOEING COCOM0.28%$4M15.3K
67RSPTINV S&P500 EQ WGHT TECH ETFCOM0.28%$4M12.6K
68GLWCORNING INCCOM0.28%$4M87.8K
69MMM3M COMPANYCOM0.28%$4M18.1K
70TGTTARGET CORPCOM0.27%$4M14.7K
71VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.26%$3M8.6K
72BACBANK OF AMERICA CORPCOM0.26%$3M81.4K
73RIORIO TINTO PLC ADR SPONSOREDCOM0.26%$3M40.0K
74EWEDWARDS LIFESCIENCESCOM0.25%$3M31.8K
75KOCOCA-COLA COCOM0.25%$3M58.9K
76TXNTEXAS INSTRUMENTS INCCOM0.24%$3M16.1K
77HUBBHUBBELL INCCOM0.23%$3M16.3K
78XLRNACCELERON PHARMA INCCOM0.22%$3M23.0K
79ROYAL DUTCH SHELL PLC SPON ADRCOM0.22%$3M72.6K
80WABWABTEC CORPCOM0.22%$3M34.6K
81JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.21%$3M107.0K
82BAXBAXTER INTERNATIONALCOM0.21%$3M33.3K
83UPSUNITED PARCEL SERVICE CLASS BCOM0.20%$3M12.2K
84EPDENTERPRISE PRODS PARTNERSCOM0.19%$2M103.4K
85GSGOLDMAN SACHS GROUP INCCOM0.18%$2M6.3K
86ETNEATON CORP PLC SHSCOM0.18%$2M15.9K
87BIMBXBLACKROCK SYSTEMATIC MULTI STRMUTUAL FUNDS0.18%$2M216.9K
88COPCONOCO PHILLIPSCOM0.16%$2M34.9K
89TFCTRUIST FINANCIAL CORPORATIONCOM0.16%$2M38.0K
90PNCPNC FINANCIAL SERVICES GROUPCOM0.16%$2M10.7K
91NEMNEWMONT MINING CORPCOM0.16%$2M32.1K
92TAT&T INC (NEW)COM0.16%$2M70.3K
93HTLDHEARTLAND EXPRESSCOM0.16%$2M117.6K
94FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.15%$2M119.8K
95CSXCSX CORPCOM0.14%$2M58.0K
96PSXPHILLIPS 66COM0.14%$2M21.4K
97WFCWELLS FARGOCOM0.14%$2M39.7K
98MDTMEDTRONIC PLCCOM0.14%$2M14.3K
99MONMOUTH REAL ESTATE INVT CORPCOM0.14%$2M94.0K
100GBDCGOLUB CAPITAL BDC INCCOM0.13%$2M112.2K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022Under review358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.