SEC 13F Intelligence

Managers / Q4 2022 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.1B
Q4 2022
Positions
358
Filings on Record
32
2019–present window
Filed
Jan 3, 2023
original filing

Summary

Neville Rodie & Shaw Inc reported $1.1B in U.S.-listed holdings across 358 positions for Q4 2022.

Its largest position, AAPL, represents 8.4% of the portfolio.

Compared with Q3 2022, the fund opened 8 new positions and exited 5.

Portfolio Metrics

Turnover
+4.5%
vs prior filed quarter
Top-10 Concentration
+36.3%
share of reported value
Largest Position
+8.4%
Apple
New / Exited
8 / 5
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 91.0%Open-End Fund: 2.6%ETP: 2.2%ADR: 2.1%REIT: 0.8%Other: 1.3%
  • Common Stock · 91.0% · $968M
  • Open-End Fund · 2.6% · $27M
  • ETP · 2.2% · $24M
  • ADR · 2.1% · $23M
  • REIT · 0.8% · $9M
  • Other · 1.3% · $14M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
TMUST-MOBILE US INCNEW+1.6K1.6K+$224,000$224,000
NOCNORTHROP GRUMMAN CORPNEW+410410+$224,000$224,000
UHTUNIVERSAL HEALTH/REALTY SBINEW+4.6K4.6K+$218,000$218,000
MCHPMICROCHIP TECHNOLOGY INCNEW+3.0K3.0K+$210,000$210,000
BKNGBOOKING HOLDINGS INCNEW+100100+$202,000$202,000
CHDCHURCH & DWIGHT INCNEW+2.5K2.5K+$201,000$201,000
RPMRPM INCNEW+2.0K2.0K+$200,000$200,000
DTEDTE ENERGY CONEW+1.7K1.7K+$200,000$200,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2022

250 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM8.38%$89M686.5K
2TMOTHERMO FISHER SCIENTIFIC INChistory →COM4.50%$48M87.0K
3GOOGLALPHABET CLASS ACOM4.18%$45M503.9K
4JNJJOHNSON & JOHNSONhistory →COM3.92%$42M236.2K
5MSFTMICROSOFT CORPhistory →COM3.90%$42M173.1K
6EXMOCEXXON MOBIL CORPhistory →COM2.99%$32M288.9K
7DHRDANAHER CORPhistory →COM2.21%$24M88.7K
8VVISA INChistory →COM2.18%$23M111.8K
9PWRQUANTA SERVICES INChistory →COM2.06%$22M153.6K
10MRKMERCK & COMPANYhistory →COM2.02%$21M193.6K
11BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.99%$21M53.5K
12ABBVABBVIE INChistory →COM1.86%$20M122.6K
13NEENEXTERA ENERGY INChistory →COM1.85%$20M235.3K
14ZTSZOETIS INC CL Ahistory →COM1.84%$20M133.4K
15JPMJ P MORGAN CHASE & COhistory →COM1.80%$19M142.6K
16UNHUNITEDHEALTH GROUP INChistory →COM1.70%$18M34.1K
17HDHOME DEPOThistory →COM1.53%$16M51.5K
18MCDMCDONALDS CORPhistory →COM1.52%$16M61.3K
19COSTCOSTCO WHOLESALE CORPhistory →COM1.50%$16M34.9K
20LAM RESEARCH CORPCOM1.48%$16M37.4K
21ONON SEMICONDUCTOR CORPhistory →COM1.38%$15M236.1K
22BXBLACKSTONE GROUP INChistory →COM1.36%$14M195.2K
23QCOMQUALCOMM INChistory →COM1.25%$13M121.2K
24PGPROCTER & GAMBLE COhistory →COM1.21%$13M85.2K
25NSCNORFOLK SOUTHERN CORPhistory →COM1.19%$13M51.6K
26HONHONEYWELL INTERNATIONALhistory →COM1.12%$12M55.5K
27CVXCHEVRON CORPhistory →COM1.11%$12M66.0K
28JJACOBS SOLUTIONS INChistory →COM1.07%$11M94.6K
29ORCLORACLE CORPhistory →COM1.06%$11M138.6K
30BMYBRISTOL-MYERS SQUIBB COhistory →COM1.05%$11M155.1K
31UNPUNION PACIFIC CORPhistory →COM1.03%$11M53.2K
32PEPPEPSICO INChistory →COM0.98%$10M57.7K
33EMREMERSON ELECTRIC COhistory →COM0.94%$10M104.7K
34DEDEERE & COCOM0.85%$9M21.2K
35RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.78%$8M82.5K
36CVSCVS HEALTH CORPCOM0.77%$8M87.8K
37PFEPFIZER INCCOM0.75%$8M154.8K
38DISDISNEY (WALT) COCOM0.74%$8M91.0K
39FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.70%$7M618.5K
40SHELSHELL PLC SPON ADSCOM0.67%$7M125.9K
41AXPAMERICAN EXPRESS COCOM0.67%$7M48.3K
42ADPAUTOMATIC DATA PROCESSINGCOM0.65%$7M29.2K
43BXMTBLACKSTONE MTG TR INC CL ACOM0.61%$6M304.3K
44PYPLPAYPAL HLDGS INCCOM0.60%$6M89.3K
45IBBISHARES NASDQ BIOTECH INDEX FNCOM0.59%$6M48.0K
46BPBP P L CCOM0.58%$6M176.1K
47ABTABBOTT LABSCOM0.55%$6M53.4K
48DVNDEVON ENERGY CORPCOM0.55%$6M94.4K
49NSRGYNESTLE SPONSORED ADRCOM0.54%$6M49.2K
50JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.49%$5M212.5K
51CATCATERPILLAR INCCOM0.47%$5M21.0K
52CRMSALESFORCE.COM INCCOM0.44%$5M35.3K
53MKLMARKEL CORP HOLDING COCOM0.43%$5M3.5K
54LINDE PLCCOM0.42%$4M13.8K
55AMZNAMAZON.COM INCCOM0.39%$4M49.5K
56NKENIKE INCCOM0.39%$4M35.3K
57VZVERIZON COMMUNICATIONSCOM0.38%$4M102.9K
58COPCONOCO PHILLIPSCOM0.38%$4M34.0K
59SPGIS&P GLOBAL INCCOM0.36%$4M11.5K
60XLYCONS DISC SELECT SECTOR SPDRCOM0.36%$4M29.7K
61VGTVANGUARD INFO TECH ETFCOM0.35%$4M11.6K
62KOCOCA-COLA COCOM0.34%$4M57.2K
63HUBBHUBBELL INCCOM0.32%$3M14.5K
64ESEVERSOURCE ENERGY COMCOM0.31%$3M39.4K
65GDXVANECK VECTORS GOLD MINERS ETFCOM0.30%$3M112.3K
66GSGOLDMAN SACHS GROUP INCCOM0.30%$3M9.2K
67AMEAMETEK INCCOM0.29%$3M22.4K
68WABWABTEC CORPCOM0.28%$3M30.4K
69RSPTINV S&P500 EQ WGHT TECH ETFCOM0.28%$3M12.4K
70BABOEING COCOM0.27%$3M15.2K
71IBMINTL BUSINESS MACHINESCOM0.25%$3M19.1K
72INTCINTEL CORPCOM0.25%$3M99.9K
73VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.24%$3M7.3K
74GLWCORNING INCCOM0.24%$3M79.3K
75RIORIO TINTO PLC ADR SPONSOREDCOM0.23%$2M34.9K
76EPDENTERPRISE PRODS PARTNERSCOM0.23%$2M102.8K
77TXNTEXAS INSTRUMENTS INCCOM0.23%$2M15.0K
78NXPINXP SEMICONDUCTORS NVCOM0.22%$2M15.1K
79EWEDWARDS LIFESCIENCESCOM0.22%$2M31.8K
80ETNEATON CORP PLC SHSCOM0.22%$2M15.0K
81BACBANK OF AMERICA CORPCOM0.21%$2M69.1K
82PSXPHILLIPS 66COM0.21%$2M21.2K
83TGTTARGET CORPCOM0.19%$2M13.8K
84MMM3M COMPANYCOM0.18%$2M16.2K
85CFRCULLEN FROST BANKERS INCCOM0.18%$2M14.0K
86CBCHUBB LIMITED COMCOM0.18%$2M8.5K
87UPSUNITED PARCEL SERVICE CLASS BCOM0.17%$2M10.6K
88CSXCSX CORPCOM0.17%$2M58.0K
89BAXBAXTER INTERNATIONALCOM0.16%$2M33.3K
90MOG/AMOOG INC CLASS ACOM0.16%$2M19.0K
91BLACKSTONE PRIVATE REIT INC CLCOM0.16%$2M112.5K
92TFCTRUIST FINANCIAL CORPORATIONCOM0.15%$2M38.0K
93HTLDHEARTLAND EXPRESSCOM0.15%$2M103.3K
94GILDGILEAD SCIENCES INCCOM0.15%$2M18.3K
95PNCPNC FINANCIAL SERVICES GROUPCOM0.15%$2M9.9K
96WFCWELLS FARGOCOM0.14%$1M36.1K
97SLBSCHLUMBERGER LTDCOM0.14%$1M27.7K
98NEMNEWMONT MINING CORPCOM0.13%$1M30.0K
99MRSHMARSH & MCLENNAN COS INCCOM0.13%$1M8.5K
100CICIGNA CORP NEWCOM0.13%$1M4.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.