SEC 13F Intelligence

Managers / Q1 2020 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$821M
Q1 2020
Positions
349
Filings on Record
32
2019–present window
Filed
Apr 1, 2020
amendment (RESTATEMENT)

Summary

Neville Rodie & Shaw Inc reported $821M in U.S.-listed holdings across 349 positions for Q1 2020.

Its largest position, AAPL, represents 6.6% of the portfolio.

Compared with Q4 2019, the fund opened 4 new positions and exited 25.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+34.6%
share of reported value
Largest Position
+6.6%
Apple
New / Exited
4 / 25
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 88.8%ETP: 3.5%ADR: 2.2%Open-End Fund: 1.9%Other: 1.4%Other: 2.2%
  • Common Stock · 88.8% · $729M
  • ETP · 3.5% · $29M
  • ADR · 2.2% · $18M
  • Open-End Fund · 1.9% · $16M
  • Other · 1.4% · $11M
  • Other · 2.2% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GDXVANECK VECTORS GOLD MINERS ETFNEW+151.6K151.6K+$3M$3M
TJXTJX COS INCNEW+9.4K9.4K+$448,000$448,000
TTTRANE TECHNOLOGIES PLC SHSNEW+4.0K4.0K+$326,000$326,000
XLBMATERIALS SELECT SECTOR SPDRNEW+6.7K6.7K+$300,000$300,000
QCOMQUALCOMM INCADDED+83.3K103.1K+$5M$7M
AMZNAMAZON.COM INCADDED+3.9K5.2K+$8M$10M
INGERSOLL-RAND PLCSOLD OUT−5.4K0−$718,000$0
OKEONEOK INCSOLD OUT−8.0K0−$606,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

227 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM6.61%$54M213.6K
2JNJJOHNSON & JOHNSONhistory →COM4.12%$34M257.8K
3MSFTMICROSOFT CORPhistory →COM4.04%$33M210.2K
4GOOGLALPHABET CLASS ACOM4.02%$33M28.4K
5TMOTHERMO FISHER SCIENTIFIC INChistory →COM3.71%$30M107.4K
6PYPLPAYPAL HLDGS INChistory →COM2.68%$22M229.7K
7NEENEXTERA ENERGY INChistory →COM2.46%$20M84.0K
8VVISA INChistory →COM2.42%$20M123.3K
9MRKMERCK & COMPANYhistory →COM2.39%$20M255.4K
10EXMOCEXXON MOBIL CORPhistory →COM2.20%$18M474.8K
11ZTSZOETIS INC CL Ahistory →COM2.18%$18M152.5K
12JPMJ P MORGAN CHASE COhistory →COM1.86%$15M169.6K
13DHRDANAHER CORPhistory →COM1.73%$14M102.5K
14BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.55%$13M53.2K
15DISDISNEY (WALT) COhistory →COM1.45%$12M123.5K
16XLYCONS DISC SELECT SECTOR SPDRhistory →COM1.45%$12M121.4K
17INTCINTEL CORPhistory →COM1.36%$11M206.4K
18NSCNORFOLK SOUTHERN CORPhistory →COM1.36%$11M76.4K
19PGPROCTER & GAMBLE COhistory →COM1.34%$11M100.1K
20MCDMCDONALDS CORPhistory →COM1.29%$11M64.3K
21AMZNAMAZON.COM INChistory →COM1.23%$10M5.2K
22HDHOME DEPOThistory →COM1.23%$10M54.2K
23BMYBRISTOL-MYERS SQUIBB COhistory →COM1.20%$10M177.4K
24METAFACEBOOK INC CL Ahistory →COM1.15%$9M56.8K
25BXBLACKSTONE GROUP INC COM CL Ahistory →COM1.15%$9M207.8K
26JACOBS ENGINEERING GROUPCOM1.14%$9M117.6K
27LAM RESEARCH CORPCOM1.09%$9M37.2K
28BPBP P L Chistory →COM1.05%$9M354.7K
29UNHUNITEDHEALTH GROUP INChistory →COM1.04%$9M34.2K
30HONHONEYWELL INTERNATIONALhistory →COM1.03%$8M63.5K
31UNPUNION PACIFIC CORPhistory →COM1.00%$8M58.3K
32ORCLORACLE CORPCOM0.99%$8M167.5K
33PEPPEPSICO INCCOM0.94%$8M64.0K
34PWRQUANTA SERVICES INCCOM0.93%$8M239.5K
35UTXZUNITED TECHNOLOGIES CORPCOM0.91%$7M79.1K
36ABBVABBVIE INCCOM0.90%$7M97.3K
37BXMTBLACKSTONE MTG TR INC CL ACOM0.90%$7M397.6K
38VZVERIZON COMMUNICATIONSCOM0.88%$7M134.9K
39QCOMQUALCOMM INCCOM0.85%$7M103.1K
40CVSCVS HEALTH CORPCOM0.84%$7M115.8K
41COSTCOSTCO WHOLESALE CORPCOM0.82%$7M23.8K
42FCNTXFIDELITY CONTRAFUNDMUTUAL FUNDS0.82%$7M571.6K
43IBBISHARES NASDQ BIOTECH INDEX FNCOM0.80%$7M61.3K
44CRMSALESFORCE.COM INCCOM0.80%$7M45.7K
45CVXCHEVRON CORPCOM0.74%$6M84.1K
46ALLERGAN PLC SHSCOM0.71%$6M33.0K
47AXPAMERICAN EXPRESS COCOM0.71%$6M68.3K
48NSRGYNESTLE SPONSORED ADRCOM0.71%$6M56.6K
49BABOEING COCOM0.69%$6M38.3K
50EMREMERSON ELECTRIC COCOM0.63%$5M108.9K
51PFEPFIZER INCCOM0.62%$5M156.8K
52NKENIKE INCCOM0.61%$5M60.5K
53IBMINTL BUSINESS MACHINESCOM0.61%$5M45.0K
54ADPAUTOMATIC DATA PROCESSINGCOM0.60%$5M36.0K
55ESEVERSOURCE ENERGY COMCOM0.56%$5M59.1K
56ABTABBOTT LABSCOM0.55%$5M57.8K
57TAT&T INC (NEW)COM0.44%$4M124.5K
58GBDCGOLUB CAPITAL BDC INCCOM0.43%$4M279.4K
59GDXVANECK VECTORS GOLD MINERS ETFCOM0.43%$3M151.6K
60MKLMARKEL CORP HOLDING COCOM0.40%$3M3.6K
61SPGISP GLOBAL INCCOM0.37%$3M12.5K
62WABWABTEC CORPCOM0.37%$3M63.2K
63MMM3M COMPANYCOM0.37%$3M22.1K
64LINDE PLCCOM0.36%$3M17.2K
65KOCOCA-COLA COCOM0.35%$3M65.7K
66BAXBAXTER INTERNATIONALCOM0.33%$3M33.3K
67VGTVANGUARD INFO TECH ETFCOM0.32%$3M12.3K
68HTLDHEARTLAND EXPRESSCOM0.31%$3M136.8K
69CBCHUBB LIMITED COMCOM0.31%$3M22.4K
70TFCTRUIST FINANCIAL CORPORATION CCOM0.29%$2M78.5K
71EPDENTERPRISE PRODS PARTNERSCOM0.29%$2M167.8K
72AMEAMETEK INCCOM0.29%$2M32.8K
73HUBBHUBBELL INCCOM0.29%$2M20.6K
74CATCATERPILLAR INCCOM0.28%$2M20.2K
75DUKDUKE ENERGY CORPORATION COM NECOM0.27%$2M27.2K
76VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.27%$2M9.2K
77GLWCORNING INCCOM0.27%$2M106.4K
78GILDGILEAD SCIENCES INCCOM0.25%$2M27.9K
79XLRNACCELERON PHARMA INCCOM0.25%$2M23.0K
80KMBKIMBERLY-CLARK CORPCOM0.25%$2M15.8K
81EWEDWARDS LIFESCIENCESCOM0.24%$2M10.6K
82RIORIO TINTO PLC ADR SPONSOREDCOM0.23%$2M41.0K
83MDTMEDTRONIC PLCCOM0.22%$2M20.3K
84UPSUNITED PARCEL SERVICE CLASS BCOM0.21%$2M18.3K
85TXNTEXAS INSTRUMENTS INCCOM0.20%$2M16.2K
86BACBANK OF AMERICA CORPCOM0.20%$2M75.5K
87DDDUPONT DE NEMOURS INCCOM0.19%$2M46.9K
88WFCWELLS FARGOCOM0.18%$2M52.2K
89RSPTINV SP500 EQ WGHT TECH ETFCOM0.18%$1M9.3K
90NEMNEWMONT MINING CORPCOM0.18%$1M32.7K
91GOLDMAN SACHS ABSOLUTE RTRN TRMUTUAL FUNDS0.18%$1M166.6K
92PSXPHILLIPS 66COM0.18%$1M27.0K
93FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.17%$1M116.1K
94BNYBANK OF NEW YORK MELLON CORPCOM0.17%$1M40.9K
95TGTTARGET CORPCOM0.17%$1M14.6K
96COPCONOCO PHILLIPSCOM0.16%$1M42.7K
97CICIGNA CORP NEWCOM0.15%$1M6.7K
98MONMOUTH REAL ESTATE INVT CORPCOM0.14%$1M98.0K
99MKCMCCORMICK & COCOM0.14%$1M8.3K
100CSCOCISCO SYSTEMS INCCOM0.14%$1M29.8K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.