SEC 13F Intelligence

Managers / Q3 2021 · view latest →

NEVILLE RODIE & SHAW INC

CIK 0000071210 · 200 MADISON AVE, 20TH FLOOR, NEW YORK, NY, 10016-3903 · 212-725-1440

Reported Value
$1.3B
Q3 2021
Positions
379
Filings on Record
32
2019–present window
Filed
Oct 6, 2021
original filing

Summary

Neville Rodie & Shaw Inc reported $1.3B in U.S.-listed holdings across 379 positions for Q3 2021.

Its largest position, AAPL, represents 8.1% of the portfolio.

Compared with Q2 2021, the fund opened 7 new positions and exited 8.

Portfolio Metrics

Turnover
+3.7%
vs prior filed quarter
Top-10 Concentration
+37.0%
share of reported value
Largest Position
+8.1%
Apple
New / Exited
7 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q4 ’18: $824MQ4 ’18Q1 ’19: $944MQ2 ’19: $945MQ3 ’19: $945MQ4 ’19: $1.0BQ4 ’19Q1 ’20: $821MQ2 ’20: $968MQ3 ’20: $1.1BQ1 ’21: $1.2BQ1 ’21Q2 ’21: $1.3BQ3 ’21: $1.3BQ4 ’21: $1.4BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.1BQ3 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.1BQ1 ’23Q2 ’23: $1.2BQ3 ’23: $1.1BQ4 ’23: $1.2BQ1 ’24: $1.3BQ1 ’24Q2 ’24: $1.3BQ3 ’24: $1.4BQ4 ’24: $1.4BQ1 ’25: $1.3BQ1 ’25Q2 ’25: $1.3BQ3 ’25: $1.4BQ4 ’25: $1.4BQ1 ’26: $1.4BQ1 ’26Q2 ’26: $1.5Bfilingsflow.com

Portfolio Composition

By security type
Common Stock: 89.9%ETP: 3.6%Open-End Fund: 2.6%ADR: 1.4%REIT: 1.1%Other: 1.4%
  • Common Stock · 89.9% · $1.2B
  • ETP · 3.6% · $46M
  • Open-End Fund · 2.6% · $33M
  • ADR · 1.4% · $18M
  • REIT · 1.1% · $15M
  • Other · 1.4% · $18M

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FSKAXFIDELITY TOTAL MKT INDEX INS PNEW+16.1K16.1K+$2M$2M
GENERAL ELECTRIC CO COM NEWNEW+13.1K13.1K+$1M$1M
XYZSQUARE INC CL ANEW+2.5K2.5K+$590,000$590,000
GNRCGENERAC HOLDINGS INCNEW+1.2K1.2K+$484,000$484,000
CHDCHURCH & DWIGHT INCNEW+2.8K2.8K+$229,000$229,000
LULULULULEMON ATHLETICA INC COMNEW+500500+$202,000$202,000
ARPO/AADI CONTINGENT VALUE RIGNEW+100.0K100.0K+$0$0
ACNACCENTURE PLC CLASS AADDED+1.2K2.2K+$409,000$702,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

260 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1AAPLAPPLE INChistory →COM8.07%$104M734.1K
2GOOGLALPHABET CLASS ACOM5.48%$70M26.4K
3TMOTHERMO FISHER SCIENTIFIC INChistory →COM4.13%$53M93.0K
4MSFTMICROSOFT CORPhistory →COM4.12%$53M187.8K
5PYPLPAYPAL HLDGS INChistory →COM3.92%$51M194.1K
6JNJJOHNSON & JOHNSONhistory →COM3.08%$40M245.7K
7DHRDANAHER CORPhistory →COM2.18%$28M92.3K
8ZTSZOETIS INC CL Ahistory →COM2.14%$28M141.7K
9VVISA INChistory →COM2.04%$26M117.6K
10JPMJ P MORGAN CHASE & COhistory →COM1.87%$24M147.1K
11BXBLACKSTONE GROUP INChistory →COM1.81%$23M199.9K
12LAM RESEARCH CORPCOM1.72%$22M38.9K
13NEENEXTERA ENERGY INChistory →COM1.72%$22M281.3K
14XLYCONS DISC SELECT SECTOR SPDRhistory →COM1.63%$21M116.9K
15AMZNAMAZON.COM INChistory →COM1.58%$20M6.2K
16DISDISNEY (WALT) COhistory →COM1.55%$20M118.2K
17BRK/BBERKSHIRE HATHAWAY CL B NEWCOM1.52%$20M56.8K
18PWRQUANTA SERVICES INChistory →COM1.52%$20M171.6K
19HDHOME DEPOThistory →COM1.45%$19M57.0K
20EXMOCEXXON MOBIL CORPhistory →COM1.41%$18M309.0K
21QCOMQUALCOMM INChistory →COM1.29%$17M129.2K
22HONHONEYWELL INTERNATIONALhistory →COM1.28%$16M77.5K
23METAFACEBOOK INC CL Ahistory →COM1.27%$16M48.3K
24NSCNORFOLK SOUTHERN CORPhistory →COM1.24%$16M66.6K
25COSTCOSTCO WHOLESALE CORPhistory →COM1.22%$16M35.0K
26MCDMCDONALDS CORPhistory →COM1.21%$16M64.4K
27MRKMERCK & COMPANYhistory →COM1.18%$15M202.6K
28UNPUNION PACIFIC CORPhistory →COM1.18%$15M77.2K
29JACOBS ENGINEERING GROUPCOM1.07%$14M103.9K
30ABBVABBVIE INChistory →COM1.06%$14M126.9K
31CRMSALESFORCE.COM INChistory →COM1.06%$14M50.3K
32UNHUNITEDHEALTH GROUP INChistory →COM1.04%$13M34.2K
33ORCLORACLE CORPhistory →COM0.98%$13M144.0K
34PGPROCTER & GAMBLE COhistory →COM0.95%$12M87.6K
35FCNTXFIDELITY CONTRAFUNDhistory →MUTUAL FUNDS0.87%$11M596.3K
36EMREMERSON ELECTRIC COCOM0.77%$10M104.9K
37ONON SEMICONDUCTOR CORPCOM0.76%$10M214.6K
38BXMTBLACKSTONE MTG TR INC CL ACOM0.76%$10M321.8K
39BMYBRISTOL-MYERS SQUIBB COCOM0.75%$10M164.1K
40PEPPEPSICO INCCOM0.73%$9M62.1K
41INTCINTEL CORPCOM0.72%$9M174.3K
42IBBISHARES NASDQ BIOTECH INDEX FNCOM0.68%$9M54.3K
43VZVERIZON COMMUNICATIONSCOM0.66%$8M156.6K
44AXPAMERICAN EXPRESS COCOM0.64%$8M49.3K
45CVSCVS HEALTH CORPCOM0.64%$8M97.2K
46RTXRAYTHEON TECHNOLOGIES CORP COMCOM0.58%$7M86.7K
47LINDE PLCCOM0.55%$7M24.0K
48PFEPFIZER INCCOM0.53%$7M158.9K
49ADPAUTOMATIC DATA PROCESSINGCOM0.51%$7M32.8K
50ABTABBOTT LABSCOM0.51%$7M55.4K
51CVXCHEVRON CORPCOM0.49%$6M62.5K
52NKENIKE INCCOM0.48%$6M42.2K
53NSRGYNESTLE SPONSORED ADRCOM0.46%$6M49.4K
54IBMINTL BUSINESS MACHINESCOM0.41%$5M37.9K
55SPGIS&P GLOBAL INCCOM0.41%$5M12.3K
56CATCATERPILLAR INCCOM0.40%$5M26.6K
57BPBP P L CCOM0.39%$5M185.1K
58VGTVANGUARD INFO TECH ETFCOM0.38%$5M12.2K
59DEDEERE & COCOM0.36%$5M13.9K
60MSMORGAN STANLEYCOM0.36%$5M47.8K
61MKLMARKEL CORP HOLDING COCOM0.35%$5M3.8K
62GDXVANECK VECTORS GOLD MINERS ETFCOM0.32%$4M140.8K
63XLRNACCELERON PHARMA INCCOM0.31%$4M23.0K
64RSPTINV S&P500 EQ WGHT TECH ETFCOM0.29%$4M12.9K
65ESEVERSOURCE ENERGY COMCOM0.29%$4M45.0K
66EWEDWARDS LIFESCIENCESCOM0.28%$4M31.8K
67NXPINXP SEMICONDUCTORS NVCOM0.28%$4M18.3K
68BACBANK OF AMERICA CORPCOM0.27%$3M82.3K
69AMEAMETEK INCCOM0.27%$3M28.0K
70ROYAL DUTCH SHELL PLC SPON ADRCOM0.27%$3M77.2K
71BABOEING COCOM0.26%$3M15.3K
72TGTTARGET CORPCOM0.26%$3M14.4K
73VFIAXVANGUARD 500 INDEX FUND ADMMUTUAL FUNDS0.25%$3M8.1K
74GLWCORNING INCCOM0.25%$3M87.8K
75MMM3M COMPANYCOM0.25%$3M18.1K
76TXNTEXAS INSTRUMENTS INCCOM0.24%$3M16.1K
77KOCOCA-COLA COCOM0.23%$3M57.5K
78WABWABTEC CORPCOM0.23%$3M33.9K
79HUBBHUBBELL INCCOM0.22%$3M15.8K
80JPMORGAN HEDGED EQUITY FUND IMUTUAL FUNDS0.21%$3M106.5K
81BAXBAXTER INTERNATIONALCOM0.21%$3M33.3K
82GSGOLDMAN SACHS GROUP INCCOM0.21%$3M7.0K
83RIORIO TINTO PLC ADR SPONSOREDCOM0.20%$3M39.5K
84ETNEATON CORP PLC SHSCOM0.20%$3M17.1K
85COPCONOCO PHILLIPSCOM0.18%$2M34.5K
86EPDENTERPRISE PRODS PARTNERSCOM0.18%$2M104.7K
87BIMBXBLACKROCK SYSTEMATIC MULTI STRMUTUAL FUNDS0.18%$2M216.9K
88TFCTRUIST FINANCIAL CORPORATIONCOM0.17%$2M38.0K
89UPSUNITED PARCEL SERVICE CLASS BCOM0.17%$2M12.1K
90PNCPNC FINANCIAL SERVICES GROUPCOM0.16%$2M10.6K
91FSKAXFIDELITY TOTAL MKT INDEX INS PMUTUAL FUNDS0.15%$2M16.1K
92FFTWXFIDELITY FREEDOM 2025 FUNDMUTUAL FUNDS0.15%$2M119.8K
93TAT&T INC (NEW)COM0.15%$2M69.9K
94HTLDHEARTLAND EXPRESSCOM0.15%$2M117.4K
95MDTMEDTRONIC PLCCOM0.14%$2M14.7K
96WFCWELLS FARGOCOM0.14%$2M39.6K
97XLBMATERIALS SELECT SECTOR SPDRCOM0.14%$2M23.1K
98GBDCGOLUB CAPITAL BDC INCCOM0.14%$2M111.4K
99MONMOUTH REAL ESTATE INVT CORPCOM0.14%$2M94.0K
100NEMNEWMONT MINING CORPCOM0.14%$2M32.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$1.5B336Jul 6, 202613F-HRchanges · EDGAR ↗
Q1 2026$1.4B336Apr 1, 202613F-HRchanges · EDGAR ↗
Q4 2025$1.4B337Jan 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$1.4B336Oct 1, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.3B339Jul 2, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.3B340Apr 1, 202513F-HRchanges · EDGAR ↗
Q4 2024$1.4B347Jan 6, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.4B337Oct 1, 202413F-HRchanges · EDGAR ↗
Q2 2024$1.3B324Jul 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.3B331Apr 9, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.2B331Jan 2, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.1B333Oct 10, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.2B343Jul 6, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.1B346Apr 4, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B358Jan 3, 202313F-HRchanges · EDGAR ↗
Q3 2022$1.0B356Oct 4, 202213F-HRchanges · EDGAR ↗
Q2 2022$1.1B369Jul 6, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B379Apr 5, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.4B383Jan 5, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.3B379Oct 6, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.3B380Jul 6, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.2B376Apr 8, 202113F-HRchanges · EDGAR ↗
Q3 2020$1.1B370Oct 1, 202013F-HRchanges · EDGAR ↗
Q2 2020$968M369Jul 15, 202013F-HRchanges · EDGAR ↗
Q1 2020$821M349Apr 1, 2020RESTATEMENTchanges · EDGAR ↗
Q4 2019$1.0B371Jan 8, 202013F-HRchanges · EDGAR ↗
Q3 2019$945M365Oct 2, 201913F-HRchanges · EDGAR ↗
Q2 2019$945M385Jul 1, 201913F-HRchanges · EDGAR ↗
Q1 2019$944M391Apr 8, 201913F-HRchanges · EDGAR ↗
Q4 2018$824M363Jan 3, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.