SEC 13F Intelligence

Managers / Q3 2024 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$711M
Q3 2024
Positions
447
Filings on Record
31
2019–present window
Filed
Oct 18, 2024
original filing

Summary

Flaharty Asset Management, LLC reported $711M in U.S.-listed holdings across 447 positions for Q3 2024.

Its largest position, IWF, represents 18.1% of the portfolio.

Compared with Q2 2024, the fund opened 331 new positions and exited 3.

Portfolio Metrics

Turnover
+4.9%
vs prior filed quarter
Top-10 Concentration
+85.5%
share of reported value
Largest Position
+18.1%
Ishares Tr
New / Exited
331 / 3
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.2%Common Stock: 5.4%ADR: 0.3%Closed-End Fund: 0.1%REIT: 0.0%Other: 0.0%
  • ETP · 94.2% · $670M
  • Common Stock · 5.4% · $38M
  • ADR · 0.3% · $2M
  • Closed-End Fund · 0.1% · $904,630
  • REIT · 0.0% · $343,356
  • Other · 0.0% · $92,565

Quarter-over-Quarter Changes full breakdown →

vs Q2 2024 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLFSELECT SECTOR SPDR TRNEW+447.1K447.1K+$20M$20M
MBCNMIDDLEFIELD BANC CORPNEW+17.5K17.5K+$504,158$504,158
TSLATESLA INCNEW+987987+$258,229$258,229
BABAALIBABA GROUP HLDG LTDNEW+2.4K2.4K+$257,341$257,341
BIDUBAIDU INCNEW+2.0K2.0K+$210,580$210,580
SLFSUN LIFE FINANCIAL INC.NEW+3.6K3.6K+$209,511$209,511
ITOTISHARES TRNEW+1.6K1.6K+$204,886$204,886
RTXRTX CORPORATIONNEW+1.6K1.6K+$199,792$199,792

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2024

335 positions (from 447 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · RUS 2000 GRW ETF · S&P MC 400VL ETF · SELECT DIVID ETF · RUS 1000 ETF · CORE US AGGBD ET · NATIONAL MUN ETF · TIPS BD ETF · US AER DEF ETF · RUSSELL 2000 ETF · RUS MID CAP ETF · CORE S&P TTL STK · S&P SML 600 GWT · SHRT NAT MUN ETF · U.S. MED DVC ETF · S&P MC 400GR ETF · RUS MDCP VAL ETF · CORE S&P US VLU · GLOBAL TECH ETF · CORE S&P US GWT · U.S. REAL ES ETF · US HLTHCARE ETF · MBS ETF · S&P 500 VAL ETF · S&P 500 GRWT ETF · MSCI USA MIN VOL · CORE S&P500 ETF · PFD AND INCM SEC · CORE MSCI EAFE · CORE S&P MCP ETF · S&P 100 ETF · CORE S&P SCP ETF · MSCI EAFE ETF · MSCI INDIA ETF · GL CLEAN ENE ETF · 1 3 YR TREAS BD · 7-10 YR TRSY BD18.08%$129M582.5K
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FT VEST S&P 500 · DJ INTERNT IDX · NASDQ CLN EDGE · FST LOW OPPT EFT · RISNG DIVD ACHIV · NASDQ ARTFCIAL · INDXX NEXTG ETF · FIRST TR TA HIYL · FIRST TR ENH NEW · TECH ALPHADEX · DORSEY WRT 5 ETF · MANAGD MUN ETF · HLTH CARE ALPH15.22%$108M2.86M
3PFMINVESCO EXCHANGE TRADED FD TDIVID ACHIEVEV · S&P500 EQL ENR · S&P500 EQL UTL · S&P500 EQL WGT · S&P MDCP400 PR · S&P500 EQL MAT9.30%$66M1.18M
4MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF · INTER MUN BD ACT9.21%$66M664.1K
5SDYSPDR SER TRS&P DIVID ETF · PORTFOLIO CRPORT · PORTFOLIO INTRMD · PORTFOLIO S&P600 · PORTFLI INTRMDIT · PRTFLO S&P500 VL · PRTFLO S&P500 GW · PORTFOLIO LN TSR · PORTFOLIO SH TSR · PRTFLO S&P500 HI8.88%$63M1.29M
6XLPSELECT SECTOR SPDR TRSBI CONS STPLS · FINANCIAL · INDL · TECHNOLOGY · SBI HEALTHCARE · ENERGY · COMMUNICATION · RL EST SEL SEC7.82%$56M859.3K
7KORPAMERICAN CENTY ETF TRDIVERSIFID CRP · US SML CP VALU5.20%$37M592.9K
8JAAAJANUS DETROIT STR TRHENDRSON AAA CL · HENDERSON MTG4.55%$32M637.3K
9JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT ETF3.96%$28M555.0K
10PFFDGLOBAL X FDSUS PFD ETF · S&P 500 COVERED · NASDAQ 100 COVER · LITHIUM BTRY ETF3.27%$23M1.08M
11FTGCFIRST TR EXCHANGE TRAD FD VIhistory →FST TR GLB FD3.05%$22M914.3K
12XCEMCOLUMBIA ETF TR IIhistory →EM CORE EX ETF2.27%$16M493.7K
13BSCQINVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB · BULSHS 2026 CB · BULSHS 2027 CB · BULSHS 2025 HY · BULSHS 2025 CB · INVSCO BLSH 28 · BULSHS 2024 HY · BULETSHS 20290.97%$7M334.8K
14QQQINVESCO QQQ TRUNIT SER 10.96%$7M14.1K
15MSFTMICROSOFT CORPCOM0.56%$4M9.2K
16AAPLAPPLE INCCOM0.50%$4M15.2K
17SPYSPDR S&P 500 ETF TRTR UNIT0.43%$3M5.3K
18VNQVANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT · MID CAP ETF · VALUE ETF · SMALL CP ETF · S&P 500 ETF SHS0.30%$2M18.0K
19JNJJOHNSON & JOHNSONCOM0.26%$2M11.5K
20CATCATERPILLAR INCCOM0.26%$2M4.6K
21NVDANVIDIA CORPORATIONCOM0.22%$2M12.8K
22RWLINVESCO EXCH TRADED FD TR IIS&P 500 REVENUE · S&P500 LOW VOL · S&P MDCP 400 REV · SOLAR ETF · NATL AMT MUNI0.20%$1M16.8K
23MSTRMICROSTRATEGY INCCL A NEW0.16%$1M6.8K
24VMCVULCAN MATLS COCOM0.16%$1M4.6K
25AMLPALPS ETF TRALERIAN MLP0.14%$994,44421.1K
26LLYELI LILLY & COCOM0.14%$988,7941.1K
27AZNNASTRAZENECA PLCSPONSORED ADR0.13%$942,63312.1K
28HDHOME DEPOT INCCOM0.13%$922,6652.3K
29XETYXEATON VANCE TAX-MANAGED DIVECOM0.12%$874,94559.7K
30GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.12%$844,9595.1K
31GLDSPDR GOLD TRGOLD SHS0.10%$731,3673.0K
32PGPROCTER AND GAMBLE COCOM0.09%$649,8463.8K
33AMZNAMAZON COM INCCOM0.08%$595,6973.2K
34EXMOCEXXON MOBIL CORPCOM0.08%$540,0574.6K
35MBCNMIDDLEFIELD BANC CORPCOM NEW0.07%$504,15817.5K
36BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.07%$476,8291.0K
37BACBANK AMERICA CORPCOM0.07%$473,91411.9K
38MCDMCDONALDS CORPCOM0.06%$459,5051.5K
39PEGPUBLIC SVC ENTERPRISE GRP INCOM0.06%$444,5245.0K
40COINCOINBASE GLOBAL INCCOM CL A0.06%$439,3672.5K
41SOSOUTHERN COCOM0.06%$428,4454.8K
42DUKDUKE ENERGY CORP NEWCOM NEW0.06%$421,7673.7K
43PAYXPAYCHEX INCCOM0.06%$409,2803.0K
44UNHUNITEDHEALTH GROUP INCCOM0.06%$394,074674
45NEARISHARES U S ETF TRBLACKROCK SH DUR0.05%$374,5127.3K
46OXYOCCIDENTAL PETE CORPCOM · *W EXP 08/03/2020.05%$372,2397.3K
47CSCOCISCO SYS INCCOM0.05%$366,2676.9K
48AIVLWISDOMTREE TRUS AI ENHANCED · EMER MKT HIGH FD0.04%$312,0332.8K
49JBLJABIL INCCOM0.04%$311,5582.6K
50NEENEXTERA ENERGY INCCOM0.04%$306,9503.6K
51RAVIFLEXSHARES TRFLEXSHARES ULTRA0.04%$305,6664.0K
52COSTCOSTCO WHSL CORP NEWCOM0.04%$297,236335
53PANWPALO ALTO NETWORKS INCCOM0.04%$281,985825
54KLACKLA CORPCOM NEW0.04%$274,524354
55MRKMERCK & CO INCCOM0.04%$268,5172.4K
56WMTWALMART INCCOM0.04%$267,2153.3K
57AONAON PLCSHS CL A0.04%$265,720768
58VVISA INCCOM CL A0.04%$263,952960
59TSLATESLA INCCOM0.04%$258,229987
60BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.04%$257,3412.4K
61ORCLORACLE CORPCOM0.04%$251,8971.5K
62CBZCBIZ INCCOM0.03%$234,9773.5K
63VZVERIZON COMMUNICATIONS INCCOM0.03%$225,9825.0K
64AMATAPPLIED MATLS INCCOM0.03%$221,6491.1K
65HUBSHUBSPOT INCCOM0.03%$212,640400
66BIDUBAIDU INCSPON ADR REP A0.03%$210,5802.0K
67SLFSUN LIFE FINANCIAL INC.COM0.03%$209,5113.6K
68DISDISNEY WALT COCOM0.03%$206,2792.1K
69AMDADVANCED MICRO DEVICES INCCOM0.03%$204,1151.2K
70RTXRTX CORPORATIONCOM0.03%$199,7921.6K
71CVXCHEVRON CORP NEWCOM0.03%$193,3651.3K
72INTCINTEL CORPCOM0.03%$192,3948.2K
73NOBLPROSHARES TRS&P 500 DV ARIST0.03%$191,5611.8K
74JPMJPMORGAN CHASE & CO.COM0.03%$184,221874
75METAMETA PLATFORMS INCCL A0.03%$178,600312
76TAT&T INCCOM0.02%$169,6727.7K
77DEDEERE & COCOM0.02%$168,361403
78CRMTAMERICAS CAR-MART INCCOM0.02%$167,6804.0K
79SHOPSHOPIFY INCCL A0.02%$167,4932.1K
80ARGXARGENX SESPONSORED ADR0.02%$162,624300
81MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.02%$158,365278
82COMPCOMPASS INCCL A0.02%$155,80525.5K
83FADFIRST TR MULTI CAP GROWTH ALCOM SHS0.02%$152,7051.1K
84PFEPFIZER INCCOM0.02%$151,8905.2K
85PEPPEPSICO INCCOM0.02%$150,325884
86SHELSHELL PLCSPON ADS0.02%$146,6072.2K
87ALBALBEMARLE CORPCOM0.02%$142,0651.5K
88VCRVANGUARD WORLD FDCONSUM DIS ETF · CONSUM STP ETF · INF TECH ETF · MEGA GRWTH IND0.02%$140,198430
89PPTAPERPETUA RESOURCES CORPCOM0.02%$130,90014.0K
90TUTELUS CORPORATIONCOM0.02%$129,0717.7K
91CMCSACOMCAST CORP NEWCL A0.02%$128,2483.1K
92VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.02%$128,2001.0K
93PSAPUBLIC STORAGE OPER COCOM0.02%$126,991349
94OPRTOPORTUN FINL CORPCOM0.02%$126,45045.0K
95BMYBRISTOL-MYERS SQUIBB COCOM0.02%$124,9762.4K
96OREALTY INCOME CORPCOM0.02%$124,5922.0K
97NTAPNETAPP INCCOM0.02%$124,3751.0K
98DIASPDR DOW JONES INDL AVERAGEUT SER 10.02%$121,435287
99GPIGROUP 1 AUTOMOTIVE INCCOM0.02%$114,912300
100HONHONEYWELL INTL INCCOM0.02%$114,724555

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.