Managers / Q4 2022 · view latest →
Flaharty Asset Management, LLC
CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050
Reported Value
$534M
Q4 2022
Positions
117
Filings on Record
31
2019–present window
Filed
Feb 14, 2023
original filing
Summary
Flaharty Asset Management, LLC reported $534M in U.S.-listed holdings across 117 positions for Q4 2022.
The portfolio is heavily concentrated: IWD alone accounts for 27.9% of reported value.
Compared with Q3 2022, the fund opened 18 new positions and exited 15.
Portfolio Metrics
Turnover
+10.5%
vs prior filed quarter
Top-10 Concentration
+92.3%
share of reported value
Largest Position
+27.9%
Ishares Tr
New / Exited
18 / 15
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 95.3% · $509M
- Common Stock · 3.9% · $21M
- Other · 0.5% · $3M
- Closed-End Fund · 0.2% · $989,946
- ADR · 0.2% · $822,007
Quarter-over-Quarter Changes full breakdown →
vs Q3 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| PFFDGLOBAL X FDS | NEW | +1.59M | 1.59M | +$31M | $31M |
| AMERICAN CENTY ETF TR | NEW | +37.1K | 37.1K | +$3M | $3M |
| ISHARES TR | NEW | +21.1K | 21.1K | +$2M | $2M |
| XLUSELECT SECTOR SPDR TR | NEW | +15.7K | 15.7K | +$1M | $1M |
| MORTVANECK ETF TRUST | NEW | +53.8K | 53.8K | +$627,973 | $627,973 |
| IBMINTERNATIONAL BUSINESS MACHS | NEW | +2.1K | 2.1K | +$293,333 | $293,333 |
| RSPGINVESCO EXCHANGE TRADED FD T | NEW | +3.3K | 3.3K | +$237,914 | $237,914 |
| HONHONEYWELL INTL INC | NEW | +1.1K | 1.1K | +$232,944 | $232,944 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q4 2022
67 positions (from 117 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWDISHARES TR | RUS 1000 VAL ETF · RUS 1000 GRW ETF · RUS 2000 VAL ETF · U.S. MED DVC ETF · S&P MC 400VL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · IBOXX INV CP ETF · RUS 1000 ETF · CORE US AGGBD ET · PFD AND INCM SEC · RUSSELL 2000 ETF · NATIONAL MUN ETF · TIPS BD ETF · MORTGE REL ETF · RUS MID CAP ETF · US AER DEF ETF | 27.94% | $149M | 1.24M |
| 2 | FTSLFIRST TR EXCHANGE-TRADED FD | SENIOR LN FD · MULTI ASSET DI · NASD TECH DIV · FST LOW OPPT EFT · RISNG DIVD ACHIV · DJ INTERNT IDX · FINLS ALPHADEX · CLOUD COMPUTING · NASDQ ARTFCIAL · INDXX NEXTG ETF · FIRST TR TA HIYL | 16.81% | $90M | 2.89M |
| 3 | PFMINVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV · S&P500 EQL MAT · S&P500 EQL UTL · S&P500 EQL WGT · S&P500 EQL ENR | 11.46% | $61M | 943.6K |
| 4 | SDYSPDR SER TR | S&P DIVID ETF · PORTFOLIO CRPORT · PORTFOLIO INTRMD · S&P PHARMAC | 9.48% | $51M | 1.23M |
| 5 | PFFDGLOBAL X FDS | US PFD ETF · S&P 500 COVERED · NASDAQ 100 COVER | 6.57% | $35M | 1.76M |
| 6 | BONDPIMCO ETF TR | ACTIVE BD ETF · ENHAN SHRT MA AC | 6.28% | $34M | 364.1K |
| 7 | XLPSELECT SECTOR SPDR TR | SBI CONS STPLS · SBI INT-INDS · SBI INT-UTILS | 5.08% | $27M | 355.3K |
| 8 | KORPAMERICAN CENTY ETF TR | DIVERSIFID CRP · US SML CP VALU | 4.46% | $24M | 502.3K |
| 9 | FTGCFIRST TR EXCHANGE TRAD FD VIhistory → | FST TR GLB FD | 2.77% | $15M | 603.4K |
| 10 | BSCRINVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB · BULSHS 2023 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2027 CB · BULSHS 2026 CB · BULSHS 2024 HY · INVSCO BLSH 28 | 1.40% | $7M | 363.6K |
| 11 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.27% | $7M | 25.6K |
| 12 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.75% | $4M | 10.5K |
| 13 | MSFTMICROSOFT CORP | COM | 0.46% | $2M | 10.2K |
| 14 | TANINVESCO EXCH TRADED FD TR II | SOLAR ETF · S&P 500 REVENUE · S&P MDCP 400 REV | 0.42% | $2M | 30.2K |
| 15 | AAPLAPPLE INC | COM | 0.41% | $2M | 16.9K |
| 16 | JNJJOHNSON & JOHNSON | COM | 0.40% | $2M | 12.0K |
| 17 | CATCATERPILLAR INC | COM | 0.24% | $1M | 5.4K |
| 18 | VNQVANGUARD INDEX FDS | REAL ESTATE ETF · TOTAL STK MKT | 0.24% | $1M | 13.9K |
| 19 | XETYXEATON VANCE TAX-MANAGED DIVE | COM | 0.19% | $989,946 | 91.2K |
| 20 | FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 0.18% | $985,882 | 58.7K |
| 21 | AMLPALPS ETF TR | ALERIAN MLP | 0.16% | $830,949 | 21.8K |
| 22 | AZNNASTRAZENECA PLC | SPONSORED ADR | 0.15% | $822,007 | 12.1K |
| 23 | VMCVULCAN MATLS CO | COM | 0.15% | $800,653 | 4.6K |
| 24 | HDHOME DEPOT INC | COM | 0.15% | $776,778 | 2.5K |
| 25 | MORTVANECK ETF TRUST | MORTGAGE REIT | 0.12% | $627,973 | 53.8K |
| 26 | JMBSJANUS DETROIT STR TR | HENDERSON MTG | 0.12% | $623,802 | 13.7K |
| 27 | BACBANK AMERICA CORP | COM | 0.11% | $566,218 | 17.1K |
| 28 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.10% | $521,017 | 5.9K |
| 29 | PGPROCTER AND GAMBLE CO | COM | 0.10% | $517,386 | 3.4K |
| 30 | GLDSPDR GOLD TR | GOLD SHS | 0.10% | $509,429 | 3.0K |
| 31 | LLYLILLY ELI & CO | COM | 0.09% | $479,538 | 1.3K |
| 32 | MCDMCDONALDS CORP | COM | 0.08% | $416,843 | 1.6K |
| 33 | PFEPFIZER INC | COM | 0.08% | $405,638 | 7.9K |
| 34 | AMZNAMAZON COM INC | COM | 0.07% | $400,176 | 4.8K |
| 35 | SOSOUTHERN CO | COM | 0.07% | $396,326 | 5.5K |
| 36 | NEENEXTERA ENERGY INC | COM | 0.07% | $374,336 | 4.5K |
| 37 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.07% | $372,000 | 3.6K |
| 38 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.07% | $362,031 | 1.2K |
| 39 | UNHUNITEDHEALTH GROUP INC | COM | 0.07% | $360,522 | 680 |
| 40 | PAYXPAYCHEX INC | COM | 0.07% | $359,081 | 3.1K |
| 41 | AIVLWISDOMTREE TR | US AI ENHANCED | 0.06% | $339,289 | 3.7K |
| 42 | VZVERIZON COMMUNICATIONS INC | COM | 0.06% | $316,945 | 8.0K |
| 43 | TAT&T INC | COM | 0.06% | $314,494 | 17.1K |
| 44 | RAVIFLEXSHARES TR | READY ACC VARI | 0.06% | $300,576 | 4.0K |
| 45 | TSLATESLA INC | COM | 0.06% | $296,741 | 2.4K |
| 46 | IBMINTERNATIONAL BUSINESS MACHS | COM | 0.05% | $293,333 | 2.1K |
| 47 | CWCURTISS WRIGHT CORP | COM | 0.05% | $291,231 | 1.7K |
| 48 | PEPPEPSICO INC | COM | 0.05% | $285,365 | 1.6K |
| 49 | INTCINTEL CORP | COM | 0.05% | $284,496 | 10.8K |
| 50 | EXMOCEXXON MOBIL CORP | COM | 0.05% | $279,500 | 2.5K |
| 51 | WMTWALMART INC | COM | 0.05% | $271,159 | 1.9K |
| 52 | PEGPUBLIC SVC ENTERPRISE GRP IN | COM | 0.05% | $262,276 | 4.3K |
| 53 | CSCOCISCO SYS INC | COM | 0.05% | $258,483 | 5.4K |
| 54 | REVANCE THERAPEUTICS INC | COM | 0.05% | $248,324 | 13.5K |
| 55 | NEARISHARES U S ETF TR | BLACKROCK ST MAT | 0.04% | $236,989 | 4.8K |
| 56 | DISDISNEY WALT CO | COM | 0.04% | $236,113 | 2.7K |
| 57 | HONHONEYWELL INTL INC | COM | 0.04% | $232,944 | 1.1K |
| 58 | SLBSCHLUMBERGER LTD | COM STK | 0.04% | $229,878 | 4.3K |
| 59 | KLACKLA CORP | COM NEW | 0.04% | $221,321 | 587 |
| 60 | NVDANVIDIA CORPORATION | COM | 0.04% | $217,507 | 1.5K |
| 61 | SYKSTRYKER CORPORATION | COM | 0.04% | $216,129 | 884 |
| 62 | ORCLORACLE CORP | COM | 0.04% | $212,805 | 2.6K |
| 63 | SLFSUN LIFE FINANCIAL INC. | COM | 0.04% | $204,759 | 4.4K |
| 64 | RTXRAYTHEON TECHNOLOGIES CORP | COM | 0.04% | $202,730 | 2.0K |
| 65 | MARAMARATHON DIGITAL HOLDINGS IN | COM | 0.02% | $88,920 | 26.0K |
| 66 | HUT 8 MNG CORP | COM | 0.01% | $66,725 | 78.5K |
| 67 | OPRTOPORTUN FINL CORP | COM | 0.01% | $62,814 | 11.4K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $70M | 52 | Jul 8, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $806M | 133 | May 5, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $801M | 141 | Feb 6, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $787M | 130 | Nov 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $731M | 133 | Nov 10, 2025 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2025 | $693M | 508 | May 20, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $685M | 128 | Feb 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $711M | 447 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $677M | 119 | Aug 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $674M | 118 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $633M | 117 | Feb 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $598M | 473 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $584M | 109 | Aug 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $560M | 111 | May 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $534M | 117 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $486M | 114 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $492M | 123 | Jul 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $545M | 120 | May 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $543M | 136 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $485M | 134 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $468M | 123 | Aug 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $433M | 112 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $401M | 102 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $318M | 67 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $285M | 70 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $217M | 62 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $282M | 74 | Jan 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $264M | 73 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $257M | 68 | Jul 30, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $249M | 81 | Apr 26, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.