Managers / Q3 2019 · view latest →
Flaharty Asset Management, LLC
CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050
Reported Value
$264M
Q3 2019
Positions
73
Filings on Record
31
2019–present window
Filed
Oct 15, 2019
original filing
Summary
Flaharty Asset Management, LLC reported $264M in U.S.-listed holdings across 73 positions for Q3 2019.
The portfolio is heavily concentrated: IWF alone accounts for 42.8% of reported value.
Compared with Q2 2019, the fund opened 7 new positions and exited 2.
Portfolio Metrics
Turnover
+8.5%
vs prior filed quarter
Top-10 Concentration
+95.4%
share of reported value
Largest Position
+42.8%
Ishares Tr
New / Exited
7 / 2
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 93.8% · $248M
- Common Stock · 5.0% · $13M
- Other · 1.0% · $3M
- REIT · 0.1% · $369,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2019 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| FTSLFIRST TR EXCHANGE TRADED FD | NEW | +258.5K | 258.5K | +$12M | $12M |
| DISDISNEY WALT CO | NEW | +5.5K | 5.5K | +$714,000 | $714,000 |
| HONHONEYWELL INTL INC | NEW | +1.8K | 1.8K | +$305,000 | $305,000 |
| GPIGROUP 1 AUTOMOTIVE INC | NEW | +2.4K | 2.4K | +$223,000 | $223,000 |
| VZVERIZON COMMUNICATIONS INC | NEW | +3.6K | 3.6K | +$218,000 | $218,000 |
| OREALTY INCOME CORP | NEW | +2.6K | 2.6K | +$203,000 | $203,000 |
| VEREIT INC | NEW | +16.9K | 16.9K | +$166,000 | $166,000 |
| INVESCO EXCH TRD SLF IDX FD | ADDED | +38.5K | 65.0K | +$829,000 | $1M |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2019
42 positions (from 73 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · RUS 1000 VAL ETF · S&P MC 400VL ETF · IBOXX INV CP ETF · MORTGE REL ETF · RUS 2000 VAL ETF · RUS 2000 GRW ETF · PFD AND INCM SEC · NATIONAL MUN ETF · RUS 1000 ETF · IBOXX HI YD ETF · IBONDS DEC2021 · RUSSELL 2000 ETF · JPMORGAN USD EMG · RUS MID CAP ETF · TIPS BD ETF · RUSSELL 3000 ETF | 42.81% | $113M | 1.05M |
| 2 | LMBSFIRST TR EXCHANGE-TRADED FD | PFD SECS INC ETF · FST LOW OPPT EFT · FIRST TR TA HIYL · SENIOR LN FD · DJ INTERNT IDX · TECH ALPHADEX | 27.71% | $73M | 1.95M |
| 3 | SDYSPDR SERIES TRUST | S&P DIVID ETF · BLMBRG BRC CNVRT · AEROSPACE DEF | 13.56% | $36M | 460.2K |
| 4 | XLFSELECT SECTOR SPDR TR | SBI INT-FINL · ENERGY · RL EST SEL SEC | 3.11% | $8M | 278.5K |
| 5 | INVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2021 CB · BULSHS 2022 CB · BULSHS 2022 HY · BULSHS 2023 HY | 2.86% | $8M | 341.4K |
| 6 | RSPMINVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT · S&P500 BUY WRT | 2.79% | $7M | 89.4K |
| 7 | ALXNALEXION PHARMACEUTICALS INChistory → | COM | 1.01% | $3M | 27.1K |
| 8 | KORPAMERICAN CENTY ETF TR | DIVERSIFID CRP | 0.72% | $2M | 36.8K |
| 9 | MSFTMICROSOFT CORP | COM | 0.43% | $1M | 8.2K |
| 10 | AAPLAPPLE INC | COM | 0.40% | $1M | 4.7K |
| 11 | VMCVULCAN MATLS CO | COM | 0.39% | $1M | 6.9K |
| 12 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.30% | $783,000 | 2.6K |
| 13 | BABOEING CO | COM | 0.28% | $729,000 | 1.9K |
| 14 | DISDISNEY WALT CO | COM DISNEY | 0.27% | $714,000 | 5.5K |
| 15 | INTCINTEL CORP | COM | 0.25% | $659,000 | 12.8K |
| 16 | AMZNAMAZON COM INC | COM | 0.24% | $639,000 | 368 |
| 17 | RWLINVESCO EXCHNG TRADED FD TR | S&P 500 REVENUE | 0.23% | $603,000 | 11.2K |
| 18 | AIVLWISDOMTREE TR | US DIVID EX FNCL | 0.22% | $585,000 | 6.7K |
| 19 | VYMVANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 0.19% | $509,000 | 5.7K |
| 20 | PGPROCTER & GAMBLE CO | COM | 0.16% | $434,000 | 3.5K |
| 21 | JPMJPMORGAN CHASE & CO | COM | 0.15% | $398,000 | 3.4K |
| 22 | GLDSPDR GOLD TRUST | GOLD SHS | 0.15% | $383,000 | 2.8K |
| 23 | QQQINVESCO QQQ TR | UNIT SER 1 | 0.14% | $380,000 | 2.0K |
| 24 | CSCOCISCO SYS INC | COM | 0.13% | $341,000 | 6.9K |
| 25 | GAPGAP INC | COM | 0.12% | $306,000 | 17.6K |
| 26 | HONHONEYWELL INTL INC | COM | 0.12% | $305,000 | 1.8K |
| 27 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.11% | $295,000 | 3.1K |
| 28 | KLACKLA CORPORATION | COM NEW | 0.11% | $286,000 | 1.8K |
| 29 | STTSTATE STR CORP | COM | 0.10% | $275,000 | 4.6K |
| 30 | GOOGLALPHABET INC | CAP STK CL A | 0.10% | $266,000 | 218 |
| 31 | JNJJOHNSON & JOHNSON | COM | 0.09% | $246,000 | 1.9K |
| 32 | HOMBHOME BANCSHARES INC | COM | 0.09% | $245,000 | 13.0K |
| 33 | ABIOMED INC | COM | 0.09% | $231,000 | 1.3K |
| 34 | GPIGROUP 1 AUTOMOTIVE INC | COM | 0.08% | $223,000 | 2.4K |
| 35 | INTUINTUIT | COM | 0.08% | $221,000 | 830 |
| 36 | VZVERIZON COMMUNICATIONS INC | COM | 0.08% | $218,000 | 3.6K |
| 37 | MCDMCDONALDS CORP | COM | 0.08% | $215,000 | 1.0K |
| 38 | OREALTY INCOME CORP | COM | 0.08% | $203,000 | 2.6K |
| 39 | FCXFREEPORT-MCMORAN INC | CL B | 0.06% | $171,000 | 17.9K |
| 40 | VEREIT INC | COM | 0.06% | $166,000 | 16.9K |
| 41 | ALPS ETF TR | ALERIAN MLP | 0.04% | $93,000 | 10.2K |
| 42 | ABRAXAS PETE CORP | COM | 0.00% | $13,000 | 25.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $70M | 52 | Jul 8, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $806M | 133 | May 5, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $801M | 141 | Feb 6, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $787M | 130 | Nov 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $731M | 133 | Nov 10, 2025 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2025 | $693M | 508 | May 20, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $685M | 128 | Feb 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $711M | 447 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $677M | 119 | Aug 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $674M | 118 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $633M | 117 | Feb 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $598M | 473 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $584M | 109 | Aug 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $560M | 111 | May 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $534M | 117 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $486M | 114 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $492M | 123 | Jul 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $545M | 120 | May 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $543M | 136 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $485M | 134 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $468M | 123 | Aug 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $433M | 112 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $401M | 102 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $318M | 67 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $285M | 70 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $217M | 62 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $282M | 74 | Jan 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $264M | 73 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $257M | 68 | Jul 30, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $249M | 81 | Apr 26, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.