SEC 13F Intelligence

Managers / Q2 2021 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$468M
Q2 2021
Positions
123
Filings on Record
31
2019–present window
Filed
Aug 11, 2021
original filing

Summary

Flaharty Asset Management, LLC reported $468M in U.S.-listed holdings across 123 positions for Q2 2021.

The portfolio is heavily concentrated: IWF alone accounts for 39.4% of reported value.

Compared with Q1 2021, the fund opened 13 new positions and exited 2.

Portfolio Metrics

Turnover
+3.2%
vs prior filed quarter
Top-10 Concentration
+88.1%
share of reported value
Largest Position
+39.4%
Ishares Tr
New / Exited
13 / 2
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 93.8%Common Stock: 5.0%Other: 0.7%Closed-End Fund: 0.5%
  • ETP · 93.8% · $439M
  • Common Stock · 5.0% · $24M
  • Other · 0.7% · $3M
  • Closed-End Fund · 0.5% · $2M

Quarter-over-Quarter Changes full breakdown →

vs Q1 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XLISELECT SECTOR SPDR TRNEW+9.5K9.5K+$970,000$970,000
RDVYFIRST TR EXCHANGE-TRADED FDNEW+19.6K19.6K+$940,000$940,000
GLDSPDR GOLD TRNEW+3.0K3.0K+$504,000$504,000
NEENEXTERA ENERGY INCNEW+3.3K3.3K+$244,000$244,000
UNPUNION PAC CORPNEW+1.1K1.1K+$243,000$243,000
GOOGALPHABET INCNEW+9595+$238,000$238,000
AMDADVANCED MICRO DEVICES INCNEW+2.5K2.5K+$232,000$232,000
CVXCHEVRON CORP NEWNEW+2.2K2.2K+$230,000$230,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q2 2021

72 positions (from 123 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · U.S. MED DVC ETF · S&P MC 400VL ETF · RUS 2000 VAL ETF · MORTGE REL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · CORE US AGGBD ET · PFD AND INCM SEC · TIPS BD ETF · RUS 1000 ETF · NATIONAL MUN ETF · RUSSELL 2000 ETF · JPMORGAN USD EMG · RUS MID CAP ETF · IBOXX HI YD ETF · IBONDS DEC2021 · RUSSELL 3000 ETF · US HLTHCARE ETF39.37%$184M1.45M
2FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · SENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FST LOW OPPT EFT · CLOUD COMPUTING · NASDQ ARTFCIAL · TECH ALPHADEX · INDXX NEXTG ETF · RISNG DIVD ACHIV · NASDAQ CYB ETF · MATERIALS ALPH22.16%$104M2.22M
3FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF5.81%$27M1.32M
4RSPMINVESCO EXCHANGE TRADED FD TS&P500 EQL MAT · S&P500 BUY WRT · S&P500 EQL WGT4.01%$19M128.0K
5BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC3.56%$17M150.5K
6XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI INT-INDS · TECHNOLOGY · ENERGY3.17%$15M205.6K
7SDYSPDR SER TRhistory →S&P DIVID ETF3.14%$15M120.0K
8KORPAMERICAN CENTY ETF TRhistory →DIVERSIFID CRP2.77%$13M247.0K
9QQQINVESCO QQQ TRhistory →UNIT SER 12.43%$11M32.1K
10ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF · GENOMIC REV ETF · FINTECH INNOVA · AUTNMUS TECHNLGY1.70%$8M72.9K
11INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2022 CB · BULSHS 2023 HY · BULSHS 2021 CB · BULSHS 2022 HY1.64%$8M344.4K
12TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P ULTRA DIVIDE · S&P 500 REVENUE · S&P MDCP 400 REV1.34%$6M81.4K
13SPYSPDR S&P 500 ETF TRTR UNIT0.89%$4M9.8K
14EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN0.85%$4M62.5K
15MSFTMICROSOFT CORPCOM0.55%$3M9.4K
16JNJJOHNSON & JOHNSONCOM0.48%$2M13.6K
17AAPLAPPLE INCCOM0.48%$2M16.3K
18XETYXEATON VANCE TAX-MANAGED DIVECOM0.47%$2M155.1K
19FADFIRST TR MULTI CAP GROWTH ALCOM SHS0.24%$1M9.2K
20FDVVFIDELITY COVINGTON TRUSTHIGH DIVID ETF0.23%$1M28.3K
21AMZNAMAZON COM INCCOM0.23%$1M308
22CATCATERPILLAR INCCOM0.22%$1M4.7K
23TSLATESLA INCCOM0.18%$858,0001.3K
24VMCVULCAN MATLS COCOM0.17%$796,0004.6K
25INTCINTEL CORPCOM0.16%$771,00013.7K
26INNOVATOR ETFS TRIBD 50 ETF0.16%$734,00015.8K
27PGPROCTER AND GAMBLE COCOM0.15%$707,0005.2K
28FSKFS KKR CAP CORPCOM0.15%$699,00032.5K
29VZVERIZON COMMUNICATIONS INCCOM0.14%$633,00011.3K
30DISDISNEY WALT COCOM0.13%$627,0003.6K
31CSCOCISCO SYS INCCOM0.13%$592,00011.2K
32DUKDUKE ENERGY CORP NEWCOM NEW0.12%$576,0005.8K
33ALXNALEXION PHARMACEUTICALS INCCOM0.12%$560,0003.1K
34BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.12%$559,0002.0K
35SUREADVISORSHARES TRDOUBLELIN VAL EQ0.11%$514,0005.4K
36VOVANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT0.11%$506,0002.2K
37GLDSPDR GOLD TRGOLD SHS0.11%$504,0003.0K
38GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.10%$490,000198
39RTXRAYTHEON TECHNOLOGIES CORPCOM0.09%$431,0005.0K
40AIVLWISDOMTREE TRUS DIVID EX FNCL0.09%$430,0004.4K
41HDHOME DEPOT INCCOM0.09%$429,0001.3K
42VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.09%$428,0004.1K
43NVDANVIDIA CORPORATIONCOM0.09%$415,000518
44SRVRPACER FDS TRBNCHMRK INFRA0.09%$410,00010.2K
45LLYLILLY ELI & COCOM0.09%$410,0001.8K
46JMBSJANUS DETROIT STR TRHENDERSON MTG0.09%$408,0007.7K
47BACBK OF AMERICA CORPCOM0.07%$349,0008.5K
48HONHONEYWELL INTL INCCOM0.07%$349,0001.6K
49KLACKLA CORPCOM NEW0.07%$318,000981
50MCDMCDONALDS CORPCOM0.07%$316,0001.4K
51DIASPDR DOW JONES INDL AVERAGEUT SER 10.07%$310,000898
52RAVIFLEXSHARES TRREADY ACC VARI0.07%$308,0004.0K
53WMTWALMART INCCOM0.06%$300,0002.1K
54UNHUNITEDHEALTH GROUP INCCOM0.06%$277,000692
55BNDXVANGUARD CHARLOTTE FDSINTL BD IDX ETF0.05%$251,0004.4K
56DBX ETF TRXTRACK MSCI EAFE0.05%$246,0006.6K
57NEENEXTERA ENERGY INCCOM0.05%$244,0003.3K
58UNPUNION PAC CORPCOM0.05%$243,0001.1K
59NEARISHARES U S ETF TRBLACKROCK ST MAT0.05%$241,0004.8K
60AMDADVANCED MICRO DEVICES INCCOM0.05%$232,0002.5K
61CVXCHEVRON CORP NEWCOM0.05%$230,0002.2K
62SLFSUN LIFE FINANCIAL INC.COM0.05%$227,0004.4K
63PEPPEPSICO INCCOM0.05%$226,0001.5K
64ADBEADOBE SYSTEMS INCORPORATEDCOM0.05%$223,000380
65JPMJPMORGAN CHASE & COCOM0.05%$222,0001.4K
66NOBLPROSHARES TRS&P 500 DV ARIST0.05%$218,0002.4K
67ITWILLINOIS TOOL WKS INCCOM0.05%$216,000964
68TMOTHERMO FISHER SCIENTIFIC INCCOM0.05%$212,000420
69NFLXNETFLIX INCCOM0.04%$210,000398
70CINFCINCINNATI FINL CORPCOM0.04%$208,0001.8K
71GPNGLOBAL PMTS INCCOM0.04%$205,0001.1K
72SLR SENIOR INVESTMENT CORPCOM0.04%$167,00011.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.