SEC 13F Intelligence

Managers / Q3 2023 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$598M
Q3 2023
Positions
473
Filings on Record
31
2019–present window
Filed
Nov 14, 2023
original filing

Summary

Flaharty Asset Management, LLC reported $598M in U.S.-listed holdings across 473 positions for Q3 2023.

The portfolio is heavily concentrated: IWF alone accounts for 23.6% of reported value.

Compared with Q2 2023, the fund opened 364 new positions and exited 0.

Portfolio Metrics

Turnover
+2.1%
vs prior filed quarter
Top-10 Concentration
+89.8%
share of reported value
Largest Position
+23.6%
Ishares Tr

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.1%Common Stock: 5.0%Other: 0.4%ADR: 0.2%Closed-End Fund: 0.2%Other: 0.1%
  • ETP · 94.1% · $563M
  • Common Stock · 5.0% · $30M
  • Other · 0.4% · $2M
  • ADR · 0.2% · $1M
  • Closed-End Fund · 0.2% · $981,543
  • Other · 0.1% · $321,693

Quarter-over-Quarter Changes full breakdown →

vs Q2 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
GRIDFIRST TR EXCHANGE TRADED FDNEW+13.6K13.6K+$1M$1M
OXYOCCIDENTAL PETE CORPNEW+4.3K4.3K+$281,254$281,254
FTSMFIRST TR EXCHANGE-TRADED FDNEW+4.5K4.5K+$265,904$265,904
FIRST TR EXCH TRADED FD IIINEW+13.2K13.2K+$210,612$210,612
COSTCOSTCO WHSL CORP NEWNEW+372372+$210,166$210,166
IBMINTERNATIONAL BUSINESS MACHSNEW+1.4K1.4K+$202,032$202,032
ENCORE WIRE CORPNEW+1.0K1.0K+$186,109$186,109
KLACKLA CORPNEW+404404+$185,396$185,396

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2023

368 positions (from 473 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · U.S. MED DVC ETF · RUS 2000 GRW ETF · RUS 2000 VAL ETF · S&P MC 400VL ETF · SELECT DIVID ETF · CORE US AGGBD ET · RUS 1000 ETF · TIPS BD ETF · NATIONAL MUN ETF · RUSSELL 2000 ETF · MSCI EAFE ETF · US AER DEF ETF · RUS MID CAP ETF · CORE S&P TTL STK · S&P SML 600 GWT · MSCI EMG MKT ETF · S&P MC 400GR ETF · RUS MDCP VAL ETF · CORE S&P500 ETF · GLOBAL TECH ETF · CORE S&P US VLU · US HLTHCARE ETF · CORE S&P MCP ETF · MSCI USA MIN VOL · U.S. REAL ES ETF · CORE S&P US GWT · SHRT NAT MUN ETF · S&P 500 VAL ETF · S&P 500 GRWT ETF · SP SMCP600VL ETF · MORNINGSTAR GRWT · GL CLEAN ENE ETF · S&P 100 ETF · FLTG RATE NT ETF · MSCI INDIA ETF · 1 3 YR TREAS BD · IBOXX HI YD ETF · GL TIMB FORE ETF · 7-10 YR TRSY BD23.58%$141M1.10M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FST LOW OPPT EFT · DJ INTERNT IDX · RISNG DIVD ACHIV · NASDQ CLN EDGE · NASDQ ARTFCIAL · INDXX NEXTG ETF · FIRST TR TA HIYL · FIRST TR ENH NEW · TECH ALPHADEX · CLOUD COMPUTING · DORSEY WRT 5 ETF · HLTH CARE ALPH · CAP STRENGTH ETF15.94%$95M2.97M
3MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF · INTER MUN BD ACT10.78%$64M685.7K
4SDYSPDR SER TRS&P DIVID ETF · PORTFOLIO CRPORT · PORTFOLIO INTRMD · S&P PHARMAC · PORTFOLIO S&P600 · PORTFOLIO LN TSR · PORTFOLIO SH TSR9.23%$55M1.38M
5PFMINVESCO EXCHANGE TRADED FD TDIVID ACHIEVEV · S&P500 EQL UTL · S&P500 EQL WGT · S&P500 EQL ENR · S&P MDCP400 PR · S&P500 EQL MAT8.06%$48M1.15M
6PFFDGLOBAL X FDSUS PFD ETF · S&P 500 COVERED · NASDAQ 100 COVER · LITHIUM BTRY ETF6.60%$39M2.03M
7KORPAMERICAN CENTY ETF TRDIVERSIFID CRP · US SML CP VALU4.44%$27M572.3K
8XLPSELECT SECTOR SPDR TRSBI CONS STPLS · INDL · TECHNOLOGY · SBI HEALTHCARE · ENERGY · RL EST SEL SEC · SBI MATERIALS4.39%$26M367.8K
9JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT INC3.93%$23M468.2K
10FTGCFIRST TR EXCHANGE TRAD FD VIhistory →FST TR GLB FD2.89%$17M720.0K
11BSCRINVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB · BULSHS 2027 CB · BULSHS 2026 CB · BULSHS 2023 CB · BULSHS 2025 CB · BULSHS 2023 HY · BULSHS 2024 HY · INVSCO BLSH 281.44%$9M423.3K
12QQQINVESCO QQQ TRhistory →UNIT SER 11.16%$7M19.3K
13SPYSPDR S&P 500 ETF TRTR UNIT0.51%$3M7.2K
14MSFTMICROSOFT CORPCOM0.50%$3M9.4K
15AAPLAPPLE INCCOM0.48%$3M16.8K
16VNQVANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT · MID CAP ETF · VALUE ETF · SM CP VAL ETF0.42%$2M28.9K
17JNJJOHNSON & JOHNSONCOM0.31%$2M11.8K
18TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P MDCP 400 REV · NATL AMT MUNI · S&P ULTRA DIVIDE0.27%$2M25.5K
19AMLPALPS ETF TRALERIAN MLP0.25%$1M35.1K
20CATCATERPILLAR INCCOM0.21%$1M4.7K
21VMCVULCAN MATLS COCOM0.15%$923,6934.6K
22XETYXEATON VANCE TAX-MANAGED DIVECOM0.14%$843,90373.1K
23AZNNASTRAZENECA PLCSPONSORED ADR0.14%$819,34412.1K
24LLYELI LILLY & COCOM0.13%$788,2431.5K
25JMBSJANUS DETROIT STR TRHENDERSON MTG0.12%$742,01017.1K
26HDHOME DEPOT INCCOM0.12%$739,6572.4K
27GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.12%$718,3065.5K
28AMZNAMAZON COM INCCOM0.09%$526,7854.1K
29GLDSPDR GOLD TRGOLD SHS0.09%$515,8933.0K
30NEARISHARES U S ETF TRBLACKROCK ST MAT0.08%$485,3799.7K
31EXMOCEXXON MOBIL CORPCOM0.08%$482,4314.1K
32NVDANVIDIA CORPORATIONCOM0.08%$471,2721.1K
33DUKDUKE ENERGY CORP NEWCOM NEW0.08%$465,2185.3K
34PGPROCTER AND GAMBLE COCOM0.08%$464,5643.2K
35MCDMCDONALDS CORPCOM0.07%$408,0691.5K
36CSCOCISCO SYS INCCOM0.06%$375,3597.0K
37BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.06%$374,4721.1K
38PAYXPAYCHEX INCCOM0.06%$351,7573.0K
39UNHUNITEDHEALTH GROUP INCCOM0.06%$342,849680
40CWCURTISS WRIGHT CORPCOM0.06%$341,1791.7K
41INTCINTEL CORPCOM0.06%$339,6089.6K
42BACBANK AMERICA CORPCOM0.06%$333,99412.2K
43MSTRMICROSTRATEGY INCCL A NEW0.05%$323,028984
44AIVLWISDOMTREE TRUS AI ENHANCED · EMER MKT HIGH FD0.05%$319,8813.6K
45JBLJABIL INCCOM0.05%$314,3072.5K
46RAVIFLEXSHARES TRFLEXSHARES ULTRA0.05%$303,4444.0K
47NEENEXTERA ENERGY INCCOM0.05%$296,6195.2K
48OXYOCCIDENTAL PETE CORPCOM · *W EXP 08/03/2020.05%$295,8744.7K
49TSLATESLA INCCOM0.05%$284,7511.1K
50MARAMARATHON DIGITAL HOLDINGS INCOM0.05%$276,67532.5K
51PANWPALO ALTO NETWORKS INCCOM0.05%$275,7021.2K
52SOSOUTHERN COCOM0.04%$236,2283.6K
53FMBFIRST TR EXCH TRADED FD IIIPFD SECS INC ETF · MANAGD MUN ETF0.04%$226,40013.5K
54BMYBRISTOL-MYERS SQUIBB COCOM0.04%$225,4503.9K
55WMTWALMART INCCOM0.04%$221,2261.4K
56HUT 8 MNG CORPCOM0.04%$217,035111.3K
57PEGPUBLIC SVC ENTERPRISE GRP INCOM0.04%$215,4463.8K
58SLFSUN LIFE FINANCIAL INC.COM0.04%$215,2574.4K
59RTXRTX CORPORATIONCOM0.04%$213,5353.0K
60PFEPFIZER INCCOM0.04%$211,2556.4K
61COSTCOSTCO WHSL CORP NEWCOM0.04%$210,166372
62PEPPEPSICO INCCOM0.04%$209,2201.2K
63VZVERIZON COMMUNICATIONS INCCOM0.03%$204,2586.3K
64IBMINTERNATIONAL BUSINESS MACHSCOM0.03%$202,0321.4K
65DISDISNEY WALT COCOM0.03%$201,3452.5K
66TAT&T INCCOM0.03%$200,72313.4K
67HUBSHUBSPOT INCCOM0.03%$197,000400
68ENCORE WIRE CORPCOM0.03%$186,1091.0K
69KLACKLA CORPCOM NEW0.03%$185,396404
70CBZCBIZ INCCOM0.03%$181,2353.5K
71NOBLPROSHARES TRS&P 500 DV ARIST0.03%$169,2961.9K
72AMATAPPLIED MATLS INCCOM0.03%$165,7251.2K
73MRKMERCK & CO INCCOM0.03%$165,4201.6K
74JPMJPMORGAN CHASE & COCOM0.03%$157,9271.1K
75ORCLORACLE CORPCOM0.03%$155,1841.5K
76NTAPNETAPP INCCOM0.02%$148,6492.0K
77ARGXARGENX SESPONSORED ADR0.02%$147,489300
78SHOPSHOPIFY INCCL A0.02%$146,7932.7K
79SHELSHELL PLCSPON ADS0.02%$143,1182.2K
80FADFIRST TR MULTI CAP GROWTH ALCOM SHS0.02%$140,3831.4K
81CMCSACOMCAST CORP NEWCL A0.02%$131,5013.0K
82VVISA INCCOM CL A0.02%$128,806560
83MDYSPDR S&P MIDCAP 400 ETF TRUTSER1 S&PDCRP0.02%$126,946278
84TUTELUS CORPORATIONCOM0.02%$125,6877.7K
85AMDADVANCED MICRO DEVICES INCCOM0.02%$118,3461.2K
86ABTABBOTT LABSCOM0.02%$117,1891.2K
87OREALTY INCOME CORPCOM0.02%$116,6532.3K
88CINFCINCINNATI FINL CORPCOM0.02%$112,9281.1K
89HONHONEYWELL INTL INCCOM0.02%$112,322608
90WFCWELLS FARGO CO NEWCOM0.02%$111,8912.7K
91EOTEATON VANCE NATL MUN OPPORTCOM SHS0.02%$110,2966.8K
92SYKSTRYKER CORPORATIONCOM0.02%$108,489397
93METAMETA PLATFORMS INCCL A0.02%$106,574355
94EMXCISHARES INCMSCI EMRG CHN · MSCI BRAZIL ETF · MSCI JPN ETF NEW · MSCI AUST ETF · CORE MSCI EMKT0.02%$102,6662.4K
95LKQLKQ CORPCOM0.02%$99,0202.0K
96BABAALIBABA GROUP HLDG LTDSPONSORED ADS0.02%$97,5831.1K
97CSXCSX CORPCOM0.02%$97,4473.2K
98DIASPDR DOW JONES INDL AVERAGEUT SER 10.02%$96,131287
99SLBSCHLUMBERGER LTDCOM STK0.02%$95,1461.6K
100KMBKIMBERLY-CLARK CORPCOM0.02%$94,626783

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.