SEC 13F Intelligence

Managers / Q1 2024 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$674M
Q1 2024
Positions
118
Filings on Record
31
2019–present window
Filed
May 14, 2024
original filing

Summary

Flaharty Asset Management, LLC reported $674M in U.S.-listed holdings across 118 positions for Q1 2024.

The portfolio is heavily concentrated: IWF alone accounts for 23.5% of reported value.

Compared with Q4 2023, the fund opened 9 new positions and exited 8.

Portfolio Metrics

Turnover
+5.5%
vs prior filed quarter
Top-10 Concentration
+86.6%
share of reported value
Largest Position
+23.5%
Ishares Tr
New / Exited
9 / 8
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.8%Common Stock: 3.9%Closed-End Fund: 0.1%ADR: 0.1%
  • ETP · 95.8% · $646M
  • Common Stock · 3.9% · $26M
  • Closed-End Fund · 0.1% · $881,051
  • ADR · 0.1% · $819,707

Quarter-over-Quarter Changes full breakdown →

vs Q4 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
XCEMCOLUMBIA ETF TR IINEW+493.6K493.6K+$15M$15M
FIRST TR EXCHANGE-TRADED FDNEW+266.1K266.1K+$14M$14M
AMATAPPLIED MATLS INCNEW+1.1K1.1K+$226,234$226,234
MRKMERCK & CO INCNEW+1.6K1.6K+$214,629$214,629
AMDADVANCED MICRO DEVICES INCNEW+1.2K1.2K+$207,744$207,744
NTAPNETAPP INCNEW+2.0K2.0K+$205,636$205,636
REVANCE THERAPEUTICS INCNEW+32.0K32.0K+$157,440$157,440
JOBYJOBY AVIATION INCNEW+12.0K12.0K+$64,320$64,320

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2024

70 positions (from 118 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · U.S. MED DVC ETF · RUS 2000 GRW ETF · RUS 2000 VAL ETF · S&P MC 400VL ETF · SELECT DIVID ETF · RUS 1000 ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · NATIONAL MUN ETF · TIPS BD ETF · US AER DEF ETF · RUS MID CAP ETF23.50%$158M1.09M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FT VEST S&P 500 · DJ INTERNT IDX · FST LOW OPPT EFT · RISNG DIVD ACHIV · NASDQ CLN EDGE · NASDQ ARTFCIAL · INDXX NEXTG ETF · FIRST TR TA HIYL · FIRST TR ENH NEW15.18%$102M2.80M
3PFMINVESCO EXCHANGE TRADED FD TDIVID ACHIEVEV · S&P500 EQL ENR · S&P500 EQL UTL · S&P500 EQL WGT9.80%$66M1.20M
4SDYSPDR SER TRS&P DIVID ETF · PORTFOLIO CRPORT · PORTFOLIO INTRMD8.77%$59M1.27M
5MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF8.52%$57M589.2K
6XLPSELECT SECTOR SPDR TRSBI CONS STPLS · INDL · TECHNOLOGY4.87%$33M414.2K
7JAAAJANUS DETROIT STR TRHENDRSON AAA CL · HENDERSON MTG4.76%$32M634.0K
8JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT INC4.05%$27M540.5K
9PFFDGLOBAL X FDSUS PFD ETF · S&P 500 COVERED · NASDAQ 100 COVER3.73%$25M1.18M
10FTGCFIRST TR EXCHANGE TRAD FD VIhistory →FST TR GLB FD3.37%$23M957.3K
11KORPAMERICAN CENTY ETF TRDIVERSIFID CRP · US SML CP VALU3.08%$21M420.2K
12XCEMCOLUMBIA ETF TR IIhistory →EM CORE EX ETF2.28%$15M493.6K
13BSCRINVESCO EXCH TRD SLF IDX FDBULSHS 2027 CB · BULSHS 2024 CB · BULSHS 2026 CB · INVSCO BLSH 28 · BULSHS 2025 CB · BULSHS 2025 HY · BULSHS 2024 HY · BULETSHS 20291.19%$8M393.7K
14QQQINVESCO QQQ TRhistory →UNIT SER 11.04%$7M15.7K
15MSFTMICROSOFT CORPCOM0.59%$4M9.4K
16SPYSPDR S&P 500 ETF TRTR UNIT0.45%$3M5.8K
17VNQVANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT0.43%$3M31.2K
18AAPLAPPLE INCCOM0.41%$3M16.3K
19TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P500 LOW VOL · S&P MDCP 400 REV0.36%$2M40.5K
20JNJJOHNSON & JOHNSONCOM0.27%$2M11.5K
21AMLPALPS ETF TRALERIAN MLP0.26%$2M36.7K
22CATCATERPILLAR INCCOM0.25%$2M4.6K
23VMCVULCAN MATLS COCOM0.19%$1M4.6K
24HDHOME DEPOT INCCOM0.14%$929,5022.4K
25NVDANVIDIA CORPORATIONCOM0.14%$925,6271.0K
26XETYXEATON VANCE TAX-MANAGED DIVECOM0.13%$881,05165.9K
27GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.13%$859,8275.7K
28LLYELI LILLY & COCOM0.13%$857,9581.1K
29AZNNASTRAZENECA PLCSPONSORED ADR0.12%$819,70712.1K
30AMZNAMAZON COM INCCOM0.11%$711,9603.9K
31GLDSPDR GOLD TRGOLD SHS0.09%$619,0113.0K
32PGPROCTER AND GAMBLE COCOM0.08%$516,7683.2K
33DUKDUKE ENERGY CORP NEWCOM NEW0.07%$492,5455.1K
34NEARISHARES U S ETF TRBLACKROCK SH DUR0.07%$490,9259.7K
35EXMOCEXXON MOBIL CORPCOM0.07%$462,0664.0K
36CWCURTISS WRIGHT CORPCOM0.07%$444,3121.7K
37MCDMCDONALDS CORPCOM0.06%$436,7411.5K
38BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.06%$435,6601.0K
39INTCINTEL CORPCOM0.06%$392,0508.9K
40PAYXPAYCHEX INCCOM0.06%$374,5403.0K
41BACBANK AMERICA CORPCOM0.05%$363,0139.6K
42CSCOCISCO SYS INCCOM0.05%$348,4787.0K
43JBLJABIL INCCOM0.05%$348,2702.6K
44OXYOCCIDENTAL PETE CORPCOM0.05%$346,7225.3K
45NEENEXTERA ENERGY INCCOM0.05%$346,1895.4K
46UNHUNITEDHEALTH GROUP INCCOM0.05%$333,428674
47RAVIFLEXSHARES TRFLEXSHARES ULTRA0.05%$304,7984.0K
48AIVLWISDOMTREE TRUS AI ENHANCED0.04%$284,7802.8K
49CBZCBIZ INCCOM0.04%$274,1223.5K
50DISDISNEY WALT COCOM0.04%$264,2112.2K
51SOSOUTHERN COCOM0.04%$261,8513.6K
52ORCLORACLE CORPCOM0.04%$260,2862.1K
53RTXRTX CORPORATIONCOM0.04%$258,3572.6K
54PEGPUBLIC SVC ENTERPRISE GRP INCOM0.04%$253,6563.8K
55HUBSHUBSPOT INCCOM0.04%$250,624400
56KLACKLA CORPCOM NEW0.04%$247,554354
57JPMJPMORGAN CHASE & COCOM0.04%$246,7711.2K
58COSTCOSTCO WHSL CORP NEWCOM0.04%$245,616335
59PANWPALO ALTO NETWORKS INCCOM0.03%$234,407825
60AMATAPPLIED MATLS INCCOM0.03%$226,2341.1K
61WMTWALMART INCCOM0.03%$216,6703.6K
62VZVERIZON COMMUNICATIONS INCCOM0.03%$216,3585.2K
63MRKMERCK & CO INCCOM0.03%$214,6291.6K
64AMDADVANCED MICRO DEVICES INCCOM0.03%$207,7441.2K
65NTAPNETAPP INCCOM0.03%$205,6362.0K
66TAT&T INCCOM0.03%$200,42111.4K
67REVANCE THERAPEUTICS INCCOM0.02%$157,44032.0K
68JOBYJOBY AVIATION INCCOMMON STOCK0.01%$64,32012.0K
69COMPCOMPASS INCCL A0.01%$54,00015.0K
70OPRTOPORTUN FINL CORPCOM0.01%$48,60020.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.