SEC 13F Intelligence

Managers / Q3 2021 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$485M
Q3 2021
Positions
134
Filings on Record
31
2019–present window
Filed
Nov 2, 2021
original filing

Summary

Flaharty Asset Management, LLC reported $485M in U.S.-listed holdings across 134 positions for Q3 2021.

The portfolio is heavily concentrated: IWF alone accounts for 39.4% of reported value.

Compared with Q2 2021, the fund opened 18 new positions and exited 7.

Portfolio Metrics

Turnover
+2.5%
vs prior filed quarter
Top-10 Concentration
+89.2%
share of reported value
Largest Position
+39.4%
Ishares Tr
New / Exited
18 / 7
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.0%Common Stock: 4.9%Other: 0.7%Closed-End Fund: 0.4%ADR: 0.1%
  • ETP · 94.0% · $455M
  • Common Stock · 4.9% · $24M
  • Other · 0.7% · $3M
  • Closed-End Fund · 0.4% · $2M
  • ADR · 0.1% · $389,000

Quarter-over-Quarter Changes full breakdown →

vs Q2 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
PFMINVESCO EXCHANGE TRADED FD TNEW+46.6K46.6K+$2M$2M
AZNNASTRAZENECA PLCNEW+6.5K6.5K+$389,000$389,000
PFEPFIZER INCNEW+8.3K8.3K+$357,000$357,000
BSJOINVESCO EXCH TRD SLF IDX FDNEW+14.0K14.0K+$350,000$350,000
ORCLORACLE CORPNEW+3.4K3.4K+$297,000$297,000
AAALCOA CORPNEW+5.6K5.6K+$272,000$272,000
BSCQINVESCO EXCH TRD SLF IDX FDNEW+11.6K11.6K+$249,000$249,000
INVESCO EXCH TRD SLF IDX FDNEW+11.2K11.2K+$249,000$249,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q3 2021

77 positions (from 134 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · U.S. MED DVC ETF · S&P MC 400VL ETF · RUS 2000 VAL ETF · MORTGE REL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · CORE US AGGBD ET · PFD AND INCM SEC · TIPS BD ETF · RUS 1000 ETF · RUSSELL 2000 ETF · NATIONAL MUN ETF · JPMORGAN USD EMG · RUS MID CAP ETF · IBOXX HI YD ETF · IBONDS DEC2021 · RUSSELL 3000 ETF · CORE S&P TTL STK · US HLTHCARE ETF39.37%$191M1.78M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · DJ INTERNT IDX · MULTI ASSET DI · NASD TECH DIV · FST LOW OPPT EFT · CLOUD COMPUTING · NASDQ ARTFCIAL · RISNG DIVD ACHIV · INDXX NEXTG ETF · TECH ALPHADEX · NASDAQ CYB ETF · MATERIALS ALPH22.09%$107M2.37M
3FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF6.13%$30M1.45M
4RSPMINVESCO EXCHANGE TRADED FD TS&P500 EQL MAT · DIVID ACHIEVEV · S&P500 BUY WRT · S&P500 EQL WGT4.20%$20M176.8K
5BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC3.87%$19M169.9K
6XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI INT-INDS · TECHNOLOGY3.32%$16M222.7K
7SDYSPDR SER TRhistory →S&P DIVID ETF3.03%$15M125.1K
8KORPAMERICAN CENTY ETF TRhistory →DIVERSIFID CRP2.89%$14M267.1K
9QQQINVESCO QQQ TRhistory →UNIT SER 12.48%$12M33.5K
10BSJOINVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2022 CB · BULSHS 2023 HY · BULSHS 2021 CB · BULSHS 2022 HY · BULSHS 2024 HY · BULSHS 2025 CB · BULSHS 2026 CB · BULSHS 2027 CB · INVSCO BLSH 281.85%$9M401.7K
11ARKGARK ETF TRGENOMIC REV ETF · NEXT GNRTN INTER · INNOVATION ETF · FINTECH INNOVA · AUTNMUS TECHNLGY1.39%$7M72.8K
12TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P ULTRA DIVIDE · S&P MDCP 400 REV1.10%$5M72.9K
13SPYSPDR S&P 500 ETF TRTR UNIT0.92%$4M10.4K
14EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN0.65%$3M63.9K
15MSFTMICROSOFT CORPCOM0.58%$3M10.0K
16AAPLAPPLE INCCOM0.48%$2M16.3K
17JNJJOHNSON & JOHNSONCOM0.41%$2M12.2K
18XETYXEATON VANCE TAX-MANAGED DIVECOM0.36%$2M125.8K
19AMZNAMAZON COM INCCOM0.21%$1M305
20CATCATERPILLAR INCCOM0.18%$890,0004.6K
21TSLATESLA INCCOM0.17%$834,0001.1K
22INTCINTEL CORPCOM0.17%$802,00015.0K
23VMCVULCAN MATLS COCOM0.16%$773,0004.6K
24FADFIRST TR MULTI CAP GROWTH ALCOM SHS0.16%$768,0006.5K
25PGPROCTER AND GAMBLE COCOM0.16%$761,0005.4K
26FDVVFIDELITY COVINGTON TRUSTHIGH DIVID ETF0.15%$751,00020.3K
27DISDISNEY WALT COCOM0.13%$607,0003.6K
28VZVERIZON COMMUNICATIONS INCCOM0.13%$607,00011.2K
29GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.12%$600,000225
30INNOVATOR ETFS TRIBD 50 ETF0.12%$585,00012.3K
31HDHOME DEPOT INCCOM0.11%$527,0001.6K
32VOVANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT0.10%$506,0002.2K
33SUREADVISORSHARES TRDOUBLELIN VAL EQ0.10%$503,0005.4K
34GLDSPDR GOLD TRGOLD SHS0.10%$495,0003.0K
35FSKFS KKR CAP CORPCOM0.10%$466,00021.1K
36DUKDUKE ENERGY CORP NEWCOM NEW0.09%$443,0004.5K
37NVDANVIDIA CORPORATIONCOM0.09%$425,0002.1K
38VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.09%$422,0004.1K
39JMBSJANUS DETROIT STR TRHENDERSON MTG0.09%$420,0007.9K
40AIVLWISDOMTREE TRUS DIVID EX FNCL0.09%$416,0004.4K
41AZNNASTRAZENECA PLCSPONSORED ADR0.08%$389,0006.5K
42LLYLILLY ELI & COCOM0.08%$385,0001.7K
43BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.08%$385,0001.4K
44BACBK OF AMERICA CORPCOM0.07%$359,0008.5K
45CSCOCISCO SYS INCCOM0.07%$357,0006.6K
46PFEPFIZER INCCOM0.07%$357,0008.3K
47MCDMCDONALDS CORPCOM0.07%$344,0001.4K
48KLACKLA CORPCOM NEW0.07%$317,000947
49RAVIFLEXSHARES TRREADY ACC VARI0.06%$308,0004.0K
50DIASPDR DOW JONES INDL AVERAGEUT SER 10.06%$304,000898
51ORCLORACLE CORPCOM0.06%$297,0003.4K
52WMTWALMART INCCOM0.06%$296,0002.1K
53HONHONEYWELL INTL INCCOM0.06%$290,0001.4K
54SRVRPACER FDS TRBNCHMRK INFRA0.06%$280,0007.2K
55UNHUNITEDHEALTH GROUP INCCOM0.06%$277,000710
56NEENEXTERA ENERGY INCCOM0.06%$274,0003.5K
57AAALCOA CORPCOM0.06%$272,0005.6K
58RTXRAYTHEON TECHNOLOGIES CORPCOM0.05%$259,0003.0K
59BXBLACKSTONE INCCOM0.05%$249,0002.1K
60AMDADVANCED MICRO DEVICES INCCOM0.05%$244,0002.4K
61NEARISHARES U S ETF TRBLACKROCK ST MAT0.05%$241,0004.8K
62BNDXVANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.05%$238,0004.2K
63MRNAMODERNA INCCOM0.05%$238,000618
64PEPPEPSICO INCCOM0.05%$231,0001.5K
65NFLXNETFLIX INCCOM0.05%$231,000378
66SLFSUN LIFE FINANCIAL INC.COM0.05%$227,0004.4K
67JPMJPMORGAN CHASE & COCOM0.05%$226,0001.4K
68CVXCHEVRON CORP NEWCOM0.05%$223,0002.2K
69CWCURTISS WRIGHT CORPCOM0.05%$220,0001.7K
70NETCLOUDFLARE INCCL A COM0.04%$218,0001.9K
71UNPUNION PAC CORPCOM0.04%$217,0001.1K
72ADBEADOBE SYSTEMS INCORPORATEDCOM0.04%$214,000372
73NOBLPROSHARES TRS&P 500 DV ARIST0.04%$213,0002.4K
74NUENUCOR CORPCOM0.04%$212,0002.2K
75ITWILLINOIS TOOL WKS INCCOM0.04%$205,000993
76CLFCLEVELAND-CLIFFS INC NEWCOM0.04%$203,00010.3K
77DKSDICKS SPORTING GOODS INCCOM0.04%$201,0001.7K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.