SEC 13F Intelligence

Managers / Q4 2023 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$633M
Q4 2023
Positions
117
Filings on Record
31
2019–present window
Filed
Feb 5, 2024
original filing

Summary

Flaharty Asset Management, LLC reported $633M in U.S.-listed holdings across 117 positions for Q4 2023.

The portfolio is heavily concentrated: IWF alone accounts for 24.6% of reported value.

Compared with Q3 2023, the fund opened 5 new positions and exited 361.

Portfolio Metrics

Turnover
+9.2%
vs prior filed quarter
Top-10 Concentration
+88.6%
share of reported value
Largest Position
+24.6%
Ishares Tr
New / Exited
5 / 361
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.5%Common Stock: 4.3%Closed-End Fund: 0.1%ADR: 0.1%
  • ETP · 95.5% · $604M
  • Common Stock · 4.3% · $27M
  • Closed-End Fund · 0.1% · $858,705
  • ADR · 0.1% · $814,868

Quarter-over-Quarter Changes full breakdown →

vs Q3 2023 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
JAAAJANUS DETROIT STR TRNEW+623.9K623.9K+$31M$31M
BSJPINVESCO EXCH TRD SLF IDX FDNEW+34.9K34.9K+$793,277$793,277
HUTHUT 8 CORPNEW+32.9K32.9K+$438,352$438,352
INVESCO EXCH TRADED FD TR IINEW+5.9K5.9K+$370,947$370,947
BSCTINVESCO EXCH TRD SLF IDX FDNEW+13.6K13.6K+$252,212$252,212
RSPGINVESCO EXCHANGE TRADED FD TADDED+256.0K259.7K+$19M$19M
OPRTOPORTUN FINL CORPADDED+36.0K40.0K+$127,520$156,400
BSCSINVESCO EXCH TRD SLF IDX FDADDED+35.0K51.9K+$725,277$1M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2023

69 positions (from 117 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · U.S. MED DVC ETF · RUS 2000 GRW ETF · RUS 2000 VAL ETF · S&P MC 400VL ETF · SELECT DIVID ETF · RUS 1000 ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · TIPS BD ETF · NATIONAL MUN ETF · US AER DEF ETF · RUS MID CAP ETF · CORE S&P TTL STK24.55%$155M1.08M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FST LOW OPPT EFT · DJ INTERNT IDX · RISNG DIVD ACHIV · NASDQ CLN EDGE · NASDQ ARTFCIAL · INDXX NEXTG ETF · FIRST TR TA HIYL · FIRST TR ENH NEW16.00%$101M2.97M
3MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF9.45%$60M616.9K
4SDYSPDR SER TRS&P DIVID ETF · PORTFOLIO CRPORT · PORTFOLIO INTRMD8.87%$56M1.29M
5PFMINVESCO EXCHANGE TRADED FD TDIVID ACHIEVEV · S&P500 EQL ENR · S&P500 EQL UTL · S&P500 EQL WGT8.08%$51M1.04M
6JAAAJANUS DETROIT STR TRHENDRSON AAA CL · HENDERSON MTG5.08%$32M641.0K
7PFFDGLOBAL X FDSUS PFD ETF · S&P 500 COVERED · NASDAQ 100 COVER4.87%$31M1.52M
8XLPSELECT SECTOR SPDR TRSBI CONS STPLS · INDL · TECHNOLOGY4.33%$27M365.4K
9JPSTJ P MORGAN EXCHANGE TRADED Fhistory →ULTRA SHRT INC3.73%$24M470.4K
10KORPAMERICAN CENTY ETF TRDIVERSIFID CRP · US SML CP VALU3.64%$23M467.6K
11FTGCFIRST TR EXCHANGE TRAD FD VIhistory →FST TR GLB FD2.61%$17M737.3K
12BSCRINVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB · BULSHS 2027 CB · BULSHS 2026 CB · BULSHS 2025 CB · INVSCO BLSH 28 · BULSHS 2025 HY · BULSHS 2024 HY · BULETSHS 20291.32%$8M410.2K
13QQQINVESCO QQQ TRhistory →UNIT SER 11.22%$8M18.8K
14MSFTMICROSOFT CORPCOM0.58%$4M9.7K
15SPYSPDR S&P 500 ETF TRTR UNIT0.51%$3M6.8K
16AAPLAPPLE INCCOM0.50%$3M16.5K
17VNQVANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT0.43%$3M29.5K
18TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P500 LOW VOL · S&P MDCP 400 REV0.32%$2M30.2K
19JNJJOHNSON & JOHNSONCOM0.29%$2M11.7K
20AMLPALPS ETF TRALERIAN MLP0.25%$2M37.7K
21CATCATERPILLAR INCCOM0.22%$1M4.7K
22VMCVULCAN MATLS COCOM0.16%$1M4.6K
23XETYXEATON VANCE TAX-MANAGED DIVECOM0.14%$858,70570.4K
24HDHOME DEPOT INCCOM0.13%$849,0592.5K
25GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.13%$837,4456.0K
26AZNNASTRAZENECA PLCSPONSORED ADR0.13%$814,86812.1K
27LLYELI LILLY & COCOM0.12%$757,0241.3K
28MARAMARATHON DIGITAL HOLDINGS INCOM0.12%$729,36531.1K
29MSTRMICROSTRATEGY INCCL A NEW0.11%$684,6761.1K
30GLDSPDR GOLD TRGOLD SHS0.10%$622,4503.3K
31NVDANVIDIA CORPORATIONCOM0.09%$599,9181.2K
32AMZNAMAZON COM INCCOM0.09%$599,7073.9K
33DUKDUKE ENERGY CORP NEWCOM NEW0.08%$499,3695.1K
34NEARISHARES U S ETF TRBLACKROCK SH DUR0.08%$491,5099.7K
35PGPROCTER AND GAMBLE COCOM0.07%$466,7303.2K
36INTCINTEL CORPCOM0.07%$463,0539.2K
37MCDMCDONALDS CORPCOM0.07%$459,2931.5K
38HUTHUT 8 CORPCOM0.07%$438,35232.9K
39BACBANK AMERICA CORPCOM0.07%$411,51112.2K
40EXMOCEXXON MOBIL CORPCOM0.06%$410,8234.1K
41BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.06%$388,7591.1K
42CWCURTISS WRIGHT CORPCOM0.06%$386,7631.7K
43PANWPALO ALTO NETWORKS INCCOM0.06%$365,9451.2K
44PAYXPAYCHEX INCCOM0.06%$363,2853.0K
45UNHUNITEDHEALTH GROUP INCCOM0.06%$357,999680
46CSCOCISCO SYS INCCOM0.06%$352,7407.0K
47AIVLWISDOMTREE TRUS AI ENHANCED0.05%$344,2713.6K
48JBLJABIL INCCOM0.05%$315,5702.5K
49NEENEXTERA ENERGY INCCOM0.05%$314,0625.2K
50RAVIFLEXSHARES TRFLEXSHARES ULTRA0.05%$303,1274.0K
51COSTCOSTCO WHSL CORP NEWCOM0.05%$289,788439
52OXYOCCIDENTAL PETE CORPCOM0.05%$288,6984.8K
53TSLATESLA INCCOM0.04%$272,8321.1K
54SOSOUTHERN COCOM0.04%$255,9383.6K
55VZVERIZON COMMUNICATIONS INCCOM0.04%$250,7926.7K
56RTXRTX CORPORATIONCOM0.04%$249,6443.0K
57SHOPSHOPIFY INCCL A0.04%$248,5013.2K
58HUBSHUBSPOT INCCOM0.04%$232,216400
59PEGPUBLIC SVC ENTERPRISE GRP INCOM0.04%$231,8923.8K
60TAT&T INCCOM0.04%$224,28713.4K
61CBZCBIZ INCCOM0.03%$218,5643.5K
62ORCLORACLE CORPCOM0.03%$218,1182.1K
63ENCORE WIRE CORPCOM0.03%$217,8721.0K
64DISDISNEY WALT COCOM0.03%$216,7142.4K
65WMTWALMART INCCOM0.03%$212,8701.4K
66PEPPEPSICO INCCOM0.03%$209,7121.2K
67KLACKLA CORPCOM NEW0.03%$205,955354
68JPMJPMORGAN CHASE & COCOM0.03%$203,7811.2K
69OPRTOPORTUN FINL CORPCOM0.02%$156,40040.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.