Managers / Q3 2022 · view latest →
Flaharty Asset Management, LLC
CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050
Reported Value
$486M
Q3 2022
Positions
114
Filings on Record
31
2019–present window
Filed
Nov 3, 2022
original filing
Summary
Flaharty Asset Management, LLC reported $486M in U.S.-listed holdings across 114 positions for Q3 2022.
The portfolio is heavily concentrated: IWF alone accounts for 30.5% of reported value.
Compared with Q2 2022, the fund opened 3 new positions and exited 12.
Portfolio Metrics
Turnover
+8.2%
vs prior filed quarter
Top-10 Concentration
+92.4%
share of reported value
Largest Position
+30.5%
Ishares Tr
New / Exited
3 / 12
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 95.2% · $462M
- Common Stock · 3.9% · $19M
- Other · 0.5% · $3M
- Closed-End Fund · 0.2% · $1M
- ADR · 0.1% · $711,000
Quarter-over-Quarter Changes full breakdown →
vs Q2 2022 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| SPBOSPDR SER TR | NEW | +593.3K | 593.3K | +$16M | $16M |
| SPIBSPDR SER TR | NEW | +437.2K | 437.2K | +$14M | $14M |
| MRKMERCK & CO INC | NEW | +2.8K | 2.8K | +$242,000 | $242,000 |
| GOOGALPHABET INC | ADDED | +2.6K | 2.7K | −$37,000 | $263,000 |
| GOOGLALPHABET INC | ADDED | +2.7K | 2.8K | −$59,000 | $270,000 |
| TSLATESLA INC | ADDED | +1.8K | 2.8K | +$83,000 | $750,000 |
| RSPINVESCO EXCHANGE TRADED FD T | ADDED | +2.3K | 4.1K | +$283,000 | $516,000 |
| VROOM INC | ADDED | +35.0K | 66.0K | +$38,000 | $77,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q3 2022
64 positions (from 114 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · RUS 1000 VAL ETF · RUS 2000 VAL ETF · U.S. MED DVC ETF · S&P MC 400VL ETF · RUS 2000 GRW ETF · MORTGE REL ETF · SELECT DIVID ETF · PFD AND INCM SEC · CORE US AGGBD ET · TIPS BD ETF · RUS 1000 ETF · RUSSELL 2000 ETF · NATIONAL MUN ETF · RUS MID CAP ETF · JPMORGAN USD EMG · IBOXX HI YD ETF | 30.47% | $148M | 1.78M |
| 2 | FTSLFIRST TR EXCHANGE-TRADED FD | SENIOR LN FD · MULTI ASSET DI · NASD TECH DIV · FST LOW OPPT EFT · DJ INTERNT IDX · FINLS ALPHADEX · CLOUD COMPUTING · RISNG DIVD ACHIV · NASDQ ARTFCIAL · INDXX NEXTG ETF · TECH ALPHADEX · FIRST TR TA HIYL | 17.63% | $86M | 2.78M |
| 3 | PFMINVESCO EXCHANGE TRADED FD T | DIVID ACHIEVEV · S&P500 EQL UTL · S&P500 EQL MAT · S&P500 EQL WGT | 11.17% | $54M | 937.2K |
| 4 | SPBOSPDR SER TR | PORTFOLIO CRPORT · S&P DIVID ETF · PORTFOLIO INTRMD | 9.32% | $45M | 1.17M |
| 5 | FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 6.61% | $32M | 1.92M |
| 6 | BONDPIMCO ETF TR | ACTIVE BD ETF · ENHAN SHRT MA AC | 5.50% | $27M | 297.7K |
| 7 | XLPSELECT SECTOR SPDR TR | SBI CONS STPLS · SBI INT-INDS · ENERGY · TECHNOLOGY | 4.69% | $23M | 331.1K |
| 8 | KORPAMERICAN CENTY ETF TRhistory → | DIVERSIFID CRP | 3.94% | $19M | 428.4K |
| 9 | BSJOINVESCO EXCH TRD SLF IDX FD | BULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2022 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2026 CB · BULSHS 2027 CB · INVSCO BLSH 28 | 1.65% | $8M | 383.4K |
| 10 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 1.47% | $7M | 26.8K |
| 11 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.71% | $3M | 9.6K |
| 12 | TANINVESCO EXCH TRADED FD TR II | SOLAR ETF · S&P 500 REVENUE · S&P MDCP 400 REV | 0.51% | $2M | 34.4K |
| 13 | FTGCFIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 0.51% | $2M | 97.7K |
| 14 | MSFTMICROSOFT CORP | COM | 0.50% | $2M | 10.4K |
| 15 | AAPLAPPLE INC | COM | 0.50% | $2M | 17.5K |
| 16 | QYLDGLOBAL X FDS | NASDAQ 100 COVER · S&P 500 COVERED | 0.48% | $2M | 107.3K |
| 17 | JNJJOHNSON & JOHNSON | COM | 0.42% | $2M | 12.5K |
| 18 | XETYXEATON VANCE TAX-MANAGED DIVE | COM | 0.22% | $1M | 96.6K |
| 19 | VNQVANGUARD INDEX FDS | REAL ESTATE ETF · MID CAP ETF | 0.22% | $1M | 11.5K |
| 20 | CATCATERPILLAR INC | COM | 0.20% | $949,000 | 5.8K |
| 21 | TSLATESLA INC | COM | 0.15% | $750,000 | 2.8K |
| 22 | VMCVULCAN MATLS CO | COM | 0.15% | $721,000 | 4.6K |
| 23 | AMLPALPS ETF TR | ALERIAN MLP | 0.15% | $718,000 | 19.6K |
| 24 | JMBSJANUS DETROIT STR TR | HENDERSON MTG | 0.14% | $679,000 | 15.1K |
| 25 | HDHOME DEPOT INC | COM | 0.14% | $669,000 | 2.4K |
| 26 | AZNNASTRAZENECA PLC | SPONSORED ADR | 0.14% | $665,000 | 12.1K |
| 27 | AMZNAMAZON COM INC | COM | 0.12% | $592,000 | 5.2K |
| 28 | BACBK OF AMERICA CORP | COM | 0.12% | $573,000 | 19.0K |
| 29 | GOOGLALPHABET INC | CAP STK CL A · CAP STK CL C | 0.11% | $533,000 | 5.6K |
| 30 | GLDSPDR GOLD TR | GOLD SHS | 0.10% | $464,000 | 3.0K |
| 31 | PGPROCTER AND GAMBLE CO | COM | 0.09% | $431,000 | 3.4K |
| 32 | VZVERIZON COMMUNICATIONS INC | COM | 0.09% | $417,000 | 11.0K |
| 33 | LLYLILLY ELI & CO | COM | 0.09% | $416,000 | 1.3K |
| 34 | SUREADVISORSHARES TR | INSIDER ADVANTA | 0.08% | $388,000 | 5.0K |
| 35 | UNHUNITEDHEALTH GROUP INC | COM | 0.08% | $378,000 | 748 |
| 36 | SOSOUTHERN CO | COM | 0.08% | $377,000 | 5.5K |
| 37 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.08% | $370,000 | 4.0K |
| 38 | INTCINTEL CORP | COM | 0.08% | $366,000 | 14.2K |
| 39 | FDVVFIDELITY COVINGTON TRUST | HIGH DIVID ETF | 0.07% | $361,000 | 10.9K |
| 40 | NEENEXTERA ENERGY INC | COM | 0.07% | $350,000 | 4.5K |
| 41 | PAYXPAYCHEX INC | COM | 0.07% | $349,000 | 3.1K |
| 42 | PFEPFIZER INC | COM | 0.07% | $344,000 | 7.9K |
| 43 | MARAMARATHON DIGITAL HOLDINGS IN | COM | 0.07% | $343,000 | 32.0K |
| 44 | REVANCE THERAPEUTICS INC | COM | 0.07% | $336,000 | 12.5K |
| 45 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.06% | $311,000 | 1.2K |
| 46 | AIVLWISDOMTREE TR | US AI ENHANCED | 0.06% | $302,000 | 3.7K |
| 47 | RAVIFLEXSHARES TR | READY ACC VARI | 0.06% | $301,000 | 4.0K |
| 48 | MCDMCDONALDS CORP | COM | 0.06% | $272,000 | 1.2K |
| 49 | DISDISNEY WALT CO | COM | 0.05% | $262,000 | 2.8K |
| 50 | FADFIRST TR MULTI CAP GROWTH AL | COM SHS | 0.05% | $256,000 | 2.9K |
| 51 | CWCURTISS WRIGHT CORP | COM | 0.05% | $243,000 | 1.7K |
| 52 | MRKMERCK & CO INC | COM | 0.05% | $242,000 | 2.8K |
| 53 | PEGPUBLIC SVC ENTERPRISE GRP IN | COM | 0.05% | $241,000 | 4.3K |
| 54 | NEARISHARES U S ETF TR | BLACKROCK ST MAT | 0.05% | $237,000 | 4.8K |
| 55 | WMTWALMART INC | COM | 0.05% | $234,000 | 1.8K |
| 56 | PEPPEPSICO INC | COM | 0.05% | $228,000 | 1.4K |
| 57 | KLACKLA CORP | COM NEW | 0.05% | $226,000 | 747 |
| 58 | CSCOCISCO SYS INC | COM | 0.05% | $220,000 | 5.5K |
| 59 | EXMOCEXXON MOBIL CORP | COM | 0.04% | $218,000 | 2.5K |
| 60 | TAT&T INC | COM | 0.04% | $215,000 | 14.0K |
| 61 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.04% | $211,000 | 734 |
| 62 | HUT 8 MNG CORP | COM | 0.03% | $122,000 | 68.5K |
| 63 | VROOM INC | COM | 0.02% | $77,000 | 66.0K |
| 64 | CANCANAAN INC | SPONSORED ADS | 0.01% | $46,000 | 14.0K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $70M | 52 | Jul 8, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $806M | 133 | May 5, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $801M | 141 | Feb 6, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $787M | 130 | Nov 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $731M | 133 | Nov 10, 2025 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2025 | $693M | 508 | May 20, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $685M | 128 | Feb 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $711M | 447 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $677M | 119 | Aug 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $674M | 118 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $633M | 117 | Feb 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $598M | 473 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $584M | 109 | Aug 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $560M | 111 | May 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $534M | 117 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $486M | 114 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $492M | 123 | Jul 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $545M | 120 | May 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $543M | 136 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $485M | 134 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $468M | 123 | Aug 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $433M | 112 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $401M | 102 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $318M | 67 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $285M | 70 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $217M | 62 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $282M | 74 | Jan 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $264M | 73 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $257M | 68 | Jul 30, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $249M | 81 | Apr 26, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.