SEC 13F Intelligence

Managers / Q1 2022 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$545M
Q1 2022
Positions
120
Filings on Record
31
2019–present window
Filed
May 3, 2022
original filing

Summary

Flaharty Asset Management, LLC reported $545M in U.S.-listed holdings across 120 positions for Q1 2022.

The portfolio is heavily concentrated: IWF alone accounts for 38.4% of reported value.

Compared with Q4 2021, the fund opened 7 new positions and exited 23.

Portfolio Metrics

Turnover
+4.7%
vs prior filed quarter
Top-10 Concentration
+92.2%
share of reported value
Largest Position
+38.4%
Ishares Tr
New / Exited
7 / 23
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.8%Common Stock: 4.4%Other: 0.5%Closed-End Fund: 0.3%ADR: 0.1%
  • ETP · 94.8% · $516M
  • Common Stock · 4.4% · $24M
  • Other · 0.5% · $3M
  • Closed-End Fund · 0.3% · $1M
  • ADR · 0.1% · $437,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FTGCFIRST TR EXCHANGE TRAD FD VINEW+104.0K104.0K+$3M$3M
MARAMARATHON DIGITAL HOLDINGS INNEW+10.5K10.5K+$293,000$293,000
XLESELECT SECTOR SPDR TRNEW+3.2K3.2K+$243,000$243,000
FTNTFORTINET INCNEW+661661+$226,000$226,000
EXMOCEXXON MOBIL CORPNEW+2.7K2.7K+$223,000$223,000
CINFCINCINNATI FINL CORPNEW+1.6K1.6K+$218,000$218,000
QYLDGLOBAL X FDSNEW+10.1K10.1K+$211,000$211,000
EXCHANGE TRADED CONCEPTS TRSOLD OUT−63.5K0−$3M$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2022

68 positions (from 120 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · U.S. MED DVC ETF · RUS 2000 VAL ETF · S&P MC 400VL ETF · MORTGE REL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · PFD AND INCM SEC · CORE US AGGBD ET · TIPS BD ETF · RUS 1000 ETF · RUSSELL 2000 ETF · NATIONAL MUN ETF · RUS MID CAP ETF · JPMORGAN USD EMG · IBOXX HI YD ETF · RUSSELL 3000 ETF38.45%$209M1.97M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · MULTI ASSET DI · NASD TECH DIV · DJ INTERNT IDX · FST LOW OPPT EFT · CLOUD COMPUTING · FINLS ALPHADEX · RISNG DIVD ACHIV · NASDQ ARTFCIAL · INDXX NEXTG ETF · TECH ALPHADEX · FIRST TR TA HIYL · MATERIALS ALPH22.09%$120M2.89M
3RSPMINVESCO EXCHANGE TRADED FD TS&P500 EQL MAT · DIVID ACHIEVEV · S&P500 BUY WRT · S&P500 EQL WGT7.28%$40M573.0K
4FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF5.91%$32M1.69M
5XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI INT-INDS · TECHNOLOGY · ENERGY4.47%$24M303.9K
6BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC4.16%$23M222.5K
7SDYSPDR SER TRhistory →S&P DIVID ETF3.23%$18M137.4K
8KORPAMERICAN CENTY ETF TRhistory →DIVERSIFID CRP2.93%$16M326.8K
9QQQINVESCO QQQ TRhistory →UNIT SER 12.11%$11M31.7K
10BSJOINVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB · BULSHS 2024 CB · BULSHS 2022 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2024 HY · BULSHS 2022 HY · BULSHS 2026 CB · BULSHS 2027 CB · INVSCO BLSH 281.53%$8M383.4K
11SPYSPDR S&P 500 ETF TRTR UNIT0.89%$5M10.7K
12TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P ULTRA DIVIDE · S&P MDCP 400 REV0.59%$3M44.1K
13AAPLAPPLE INCCOM0.59%$3M18.3K
14FTGCFIRST TR EXCHANGE TRAD FD VIFST TR GLB FD0.54%$3M104.0K
15MSFTMICROSOFT CORPCOM0.49%$3M8.6K
16JNJJOHNSON & JOHNSONCOM0.40%$2M12.3K
17XETYXEATON VANCE TAX-MANAGED DIVECOM0.26%$1M102.4K
18TSLATESLA INCCOM0.23%$1M1.2K
19AMZNAMAZON COM INCCOM0.17%$950,000292
20CATCATERPILLAR INCCOM0.17%$921,0004.1K
21VMCVULCAN MATLS COCOM0.15%$840,0004.6K
22JMBSJANUS DETROIT STR TRHENDERSON MTG0.15%$815,00016.3K
23GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.14%$747,000268
24INTCINTEL CORPCOM0.13%$710,00014.3K
25ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF0.13%$683,0008.6K
26PGPROCTER AND GAMBLE COCOM0.11%$609,0004.0K
27VZVERIZON COMMUNICATIONS INCCOM0.10%$542,00010.6K
28GLDSPDR GOLD TRGOLD SHS0.10%$542,0003.0K
29FDVVFIDELITY COVINGTON TRUSTHIGH DIVID ETF0.10%$522,00012.5K
30VOVANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT0.09%$512,0002.2K
31BACBK OF AMERICA CORPCOM0.09%$509,00012.3K
32DISDISNEY WALT COCOM0.09%$492,0003.6K
33NVDANVIDIA CORPORATIONCOM0.09%$490,0001.8K
34DUKDUKE ENERGY CORP NEWCOM NEW0.09%$488,0004.4K
35FADFIRST TR MULTI CAP GROWTH ALCOM SHS0.09%$487,0004.3K
36SUREADVISORSHARES TRDOUBLELIN VAL EQ0.09%$485,0005.0K
37LLYLILLY ELI & COCOM0.08%$459,0001.6K
38AIVLWISDOMTREE TRUS DIVID EX FNCL0.08%$438,0004.4K
39PFEPFIZER INCCOM0.08%$438,0008.5K
40AZNNASTRAZENECA PLCSPONSORED ADR0.08%$437,0006.6K
41BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.08%$428,0001.2K
42UNHUNITEDHEALTH GROUP INCCOM0.07%$377,000740
43MCDMCDONALDS CORPCOM0.07%$360,0001.5K
44CSCOCISCO SYS INCCOM0.06%$338,0006.1K
45AMATAPPLIED MATLS INCCOM0.06%$329,0002.5K
46WMTWALMART INCCOM0.06%$322,0002.2K
47DIASPDR DOW JONES INDL AVERAGEUT SER 10.06%$314,000906
48HDHOME DEPOT INCCOM0.06%$303,0001.0K
49RAVIFLEXSHARES TRREADY ACC VARI0.06%$302,0004.0K
50REVANCE THERAPEUTICS INCCOM0.06%$301,00015.5K
51NEENEXTERA ENERGY INCCOM0.05%$297,0003.5K
52NOBLPROSHARES TRS&P 500 DV ARIST0.05%$296,0003.1K
53RTXRAYTHEON TECHNOLOGIES CORPCOM0.05%$295,0003.0K
54KLACKLA CORPCOM NEW0.05%$295,000807
55MARAMARATHON DIGITAL HOLDINGS INCOM0.05%$293,00010.5K
56AMDADVANCED MICRO DEVICES INCCOM0.05%$292,0002.7K
57CWCURTISS WRIGHT CORPCOM0.05%$262,0001.7K
58HONHONEYWELL INTL INCCOM0.05%$255,0001.3K
59SLFSUN LIFE FINANCIAL INC.COM0.05%$246,0004.4K
60NEARISHARES U S ETF TRBLACKROCK ST MAT0.04%$238,0004.8K
61VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.04%$234,0002.1K
62FTNTFORTINET INCCOM0.04%$226,000661
63EXMOCEXXON MOBIL CORPCOM0.04%$223,0002.7K
64CINFCINCINNATI FINL CORPCOM0.04%$218,0001.6K
65ITWILLINOIS TOOL WKS INCCOM0.04%$217,0001.0K
66PEPPEPSICO INCCOM0.04%$216,0001.3K
67QYLDGLOBAL X FDSNASDAQ 100 COVER0.04%$211,00010.1K
68FSKFS KKR CAP CORPCOM0.04%$202,0008.9K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.