Managers / Q1 2021 · view latest →
Flaharty Asset Management, LLC
CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050
Reported Value
$433M
Q1 2021
Positions
112
Filings on Record
31
2019–present window
Filed
May 11, 2021
original filing
Summary
Flaharty Asset Management, LLC reported $433M in U.S.-listed holdings across 112 positions for Q1 2021.
The portfolio is heavily concentrated: IWF alone accounts for 38.8% of reported value.
Compared with Q4 2020, the fund opened 14 new positions and exited 4.
Portfolio Metrics
Turnover
+2.2%
vs prior filed quarter
Top-10 Concentration
+87.9%
share of reported value
Largest Position
+38.8%
Ishares Tr
New / Exited
14 / 4
positions this quarter
Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.
Reported Value by Quarter
13F Reported Value
Portfolio Composition
By security type
- ETP · 93.9% · $407M
- Common Stock · 4.9% · $21M
- Other · 0.7% · $3M
- Closed-End Fund · 0.5% · $2M
Quarter-over-Quarter Changes full breakdown →
vs Q4 2020 (amended baseline)
| Issuer | Move | Share Δ | Shares now | Value Δ | Value now |
|---|---|---|---|---|---|
| ARK ETF TR | NEW | +16.1K | 16.1K | +$824,000 | $824,000 |
| ARK ETF TR | NEW | +9.8K | 9.8K | +$823,000 | $823,000 |
| KLACKLA CORP | NEW | +990 | 990 | +$327,000 | $327,000 |
| CIBRFIRST TR EXCHANGE TRADED FD | NEW | +6.5K | 6.5K | +$273,000 | $273,000 |
| HONHONEYWELL INTL INC | NEW | +1.2K | 1.2K | +$259,000 | $259,000 |
| GPNGLOBAL PMTS INC | NEW | +1.2K | 1.2K | +$235,000 | $235,000 |
| JPMJPMORGAN CHASE & CO | NEW | +1.5K | 1.5K | +$227,000 | $227,000 |
| SLFSUN LIFE FINANCIAL INC. | NEW | +4.4K | 4.4K | +$223,000 | $223,000 |
Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.
Holdings — Q1 2021
63 positions (from 112 filing rows — )
| # | Issuer | Class | % Portfolio | Value ↓ | Shares |
|---|---|---|---|---|---|
| 1 | IWFISHARES TR | RUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · S&P MC 400VL ETF · U.S. MED DVC ETF · RUS 2000 VAL ETF · MORTGE REL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · CORE US AGGBD ET · PFD AND INCM SEC · TIPS BD ETF · RUS 1000 ETF · NATIONAL MUN ETF · RUSSELL 2000 ETF · JPMORGAN USD EMG · RUS MID CAP ETF · IBOXX HI YD ETF · IBONDS DEC2021 · RUSSELL 3000 ETF · US HLTHCARE ETF | 38.77% | $168M | 1.41M |
| 2 | FDNFIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX · SENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FST LOW OPPT EFT · CLOUD COMPUTING · NASDQ ARTFCIAL · TECH ALPHADEX · INDXX NEXTG ETF · NASDAQ CYB ETF · MATERIALS ALPH | 20.54% | $89M | 1.97M |
| 3 | FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 5.75% | $25M | 1.24M |
| 4 | SDYSPDR SER TR | S&P DIVID ETF · AEROSPACE DEF | 5.74% | $25M | 205.0K |
| 5 | RSPMINVESCO EXCHANGE TRADED FD T | S&P500 EQL MAT · S&P500 BUY WRT · S&P500 EQL WGT | 4.08% | $18M | 128.7K |
| 6 | BONDPIMCO ETF TR | ACTIVE BD ETF · ENHAN SHRT MA AC | 3.46% | $15M | 137.2K |
| 7 | XLPSELECT SECTOR SPDR TR | SBI CONS STPLS · TECHNOLOGY · ENERGY | 2.95% | $13M | 185.8K |
| 8 | KORPAMERICAN CENTY ETF TRhistory → | DIVERSIFID CRP | 2.75% | $12M | 230.2K |
| 9 | QQQINVESCO QQQ TRhistory → | UNIT SER 1 | 2.21% | $10M | 30.0K |
| 10 | INVESCO EXCH TRD SLF IDX FD | BULSHS 2024 CB · BULSHS 2023 CB · BULSHS 2022 CB · BULSHS 2023 HY · BULSHS 2021 CB · BULSHS 2022 HY | 1.70% | $7M | 330.9K |
| 11 | ARKWARK ETF TR | NEXT GNRTN INTER · INNOVATION ETF · FINTECH INNOVA · AUTNMUS TECHNLGY · GENOMIC REV ETF | 1.61% | $7M | 68.3K |
| 12 | TANINVESCO EXCH TRADED FD TR II | SOLAR ETF · S&P ULTRA DIVIDE · S&P 500 REVENUE · S&P MDCP 400 REV | 1.42% | $6M | 86.4K |
| 13 | EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 0.84% | $4M | 57.2K |
| 14 | SPYSPDR S&P 500 ETF TR | TR UNIT | 0.84% | $4M | 9.2K |
| 15 | AAPLAPPLE INC | COM | 0.54% | $2M | 19.1K |
| 16 | XETYXEATON VANCE TAX-MANAGED DIVE | COM | 0.54% | $2M | 181.6K |
| 17 | MSFTMICROSOFT CORP | COM | 0.51% | $2M | 9.4K |
| 18 | JNJJOHNSON & JOHNSON | COM | 0.50% | $2M | 13.1K |
| 19 | FDVVFIDELITY COVINGTON TRUST | HIGH DIVID ETF | 0.37% | $2M | 44.5K |
| 20 | FADFIRST TR MULTI CAP GROWTH AL | COM SHS | 0.34% | $1M | 13.6K |
| 21 | CATCATERPILLAR INC | COM | 0.26% | $1M | 4.8K |
| 22 | INTCINTEL CORP | COM | 0.24% | $1M | 16.1K |
| 23 | AMZNAMAZON COM INC | COM | 0.22% | $953,000 | 308 |
| 24 | INNOVATOR ETFS TR | IBD 50 ETF | 0.20% | $877,000 | 20.0K |
| 25 | FSKFS KKR CAP CORP | COM | 0.19% | $814,000 | 41.1K |
| 26 | TSLATESLA INC | COM | 0.19% | $804,000 | 1.2K |
| 27 | VMCVULCAN MATLS CO | COM | 0.18% | $772,000 | 4.6K |
| 28 | DISDISNEY WALT CO | COM | 0.15% | $658,000 | 3.6K |
| 29 | CSCOCISCO SYS INC | COM | 0.14% | $591,000 | 11.4K |
| 30 | DUKDUKE ENERGY CORP NEW | COM NEW | 0.13% | $563,000 | 5.8K |
| 31 | VZVERIZON COMMUNICATIONS INC | COM | 0.13% | $550,000 | 9.5K |
| 32 | HDHOME DEPOT INC | COM | 0.12% | $532,000 | 1.7K |
| 33 | PGPROCTER AND GAMBLE CO | COM | 0.12% | $520,000 | 3.8K |
| 34 | BRK/BBERKSHIRE HATHAWAY INC DEL | CL B NEW | 0.12% | $514,000 | 2.0K |
| 35 | DBX ETF TR | XTRACK MSCI EAFE | 0.12% | $513,000 | 14.1K |
| 36 | VOVANGUARD INDEX FDS | MID CAP ETF · TOTAL STK MKT | 0.12% | $513,000 | 2.4K |
| 37 | SUREADVISORSHARES TR | DOUBLELIN VAL EQ | 0.11% | $484,000 | 5.4K |
| 38 | ALXNALEXION PHARMACEUTICALS INC | COM | 0.11% | $477,000 | 3.1K |
| 39 | SRVRPACER FDS TR | BNCHMRK INFRA | 0.10% | $451,000 | 12.5K |
| 40 | AIVLWISDOMTREE TR | US DIVID EX FNCL | 0.10% | $417,000 | 4.4K |
| 41 | VYMVANGUARD WHITEHALL FDS | HIGH DIV YLD | 0.10% | $413,000 | 4.1K |
| 42 | RTXRAYTHEON TECHNOLOGIES CORP | COM | 0.09% | $406,000 | 5.3K |
| 43 | JMBSJANUS DETROIT STR TR | HENDERSON MTG | 0.09% | $402,000 | 7.6K |
| 44 | DIASPDR DOW JONES INDL AVERAGE | UT SER 1 | 0.09% | $374,000 | 1.1K |
| 45 | LLYLILLY ELI & CO | COM | 0.08% | $334,000 | 1.8K |
| 46 | BNDXVANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 0.08% | $332,000 | 5.8K |
| 47 | KLACKLA CORP | COM NEW | 0.08% | $327,000 | 990 |
| 48 | RAVIFLEXSHARES TR | READY ACC VARI | 0.07% | $308,000 | 4.0K |
| 49 | MCDMCDONALDS CORP | COM | 0.07% | $307,000 | 1.4K |
| 50 | UNHUNITEDHEALTH GROUP INC | COM | 0.07% | $288,000 | 775 |
| 51 | WMTWALMART INC | COM | 0.07% | $288,000 | 2.1K |
| 52 | BACBK OF AMERICA CORP | COM | 0.06% | $278,000 | 7.2K |
| 53 | HONHONEYWELL INTL INC | COM | 0.06% | $259,000 | 1.2K |
| 54 | NVDANVIDIA CORPORATION | COM | 0.06% | $247,000 | 463 |
| 55 | NEARISHARES U S ETF TR | BLACKROCK ST MAT | 0.06% | $241,000 | 4.8K |
| 56 | GPNGLOBAL PMTS INC | COM | 0.05% | $235,000 | 1.2K |
| 57 | JPMJPMORGAN CHASE & CO | COM | 0.05% | $227,000 | 1.5K |
| 58 | SLFSUN LIFE FINANCIAL INC. | COM | 0.05% | $223,000 | 4.4K |
| 59 | NFLXNETFLIX INC | COM | 0.05% | $215,000 | 412 |
| 60 | PEPPEPSICO INC | COM | 0.05% | $215,000 | 1.5K |
| 61 | ITWILLINOIS TOOL WKS INC | COM | 0.05% | $213,000 | 963 |
| 62 | GOOGLALPHABET INC | CAP STK CL A | 0.05% | $212,000 | 103 |
| 63 | ALLALLSTATE CORP | COM | 0.05% | $211,000 | 1.8K |
Filing History
| Quarter | Reported Value | Positions | Filed | Type | Links |
|---|---|---|---|---|---|
| Q2 2026 | $70M | 52 | Jul 8, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q1 2026 | $806M | 133 | May 5, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q4 2025 | $801M | 141 | Feb 6, 2026 | 13F-HR | changes · EDGAR ↗ |
| Q3 2025 | $787M | 130 | Nov 4, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q2 2025 | $731M | 133 | Nov 10, 2025 | RESTATEMENT | changes · EDGAR ↗ |
| Q1 2025 | $693M | 508 | May 20, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q4 2024 | $685M | 128 | Feb 5, 2025 | 13F-HR | changes · EDGAR ↗ |
| Q3 2024 | $711M | 447 | Oct 18, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q2 2024 | $677M | 119 | Aug 1, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q1 2024 | $674M | 118 | May 14, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q4 2023 | $633M | 117 | Feb 5, 2024 | 13F-HR | changes · EDGAR ↗ |
| Q3 2023 | $598M | 473 | Nov 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q2 2023 | $584M | 109 | Aug 11, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q1 2023 | $560M | 111 | May 10, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q4 2022 | $534M | 117 | Feb 14, 2023 | 13F-HR | changes · EDGAR ↗ |
| Q3 2022 | $486M | 114 | Nov 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q2 2022 | $492M | 123 | Jul 11, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q1 2022 | $545M | 120 | May 3, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q4 2021 | $543M | 136 | Feb 15, 2022 | 13F-HR | changes · EDGAR ↗ |
| Q3 2021 | $485M | 134 | Nov 2, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q2 2021 | $468M | 123 | Aug 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q1 2021 | $433M | 112 | May 11, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q4 2020 | $401M | 102 | Feb 3, 2021 | 13F-HR | changes · EDGAR ↗ |
| Q3 2020 | $318M | 67 | Nov 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q2 2020 | $285M | 70 | Aug 12, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q1 2020 | $217M | 62 | May 15, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q4 2019 | $282M | 74 | Jan 13, 2020 | 13F-HR | changes · EDGAR ↗ |
| Q3 2019 | $264M | 73 | Oct 15, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q2 2019 | $257M | 68 | Jul 30, 2019 | 13F-HR | changes · EDGAR ↗ |
| Q1 2019 | $249M | 81 | Apr 26, 2019 | 13F-HR | changes · EDGAR ↗ |
13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.