SEC 13F Intelligence

Managers / Q1 2023 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$560M
Q1 2023
Positions
111
Filings on Record
31
2019–present window
Filed
May 10, 2023
original filing

Summary

Flaharty Asset Management, LLC reported $560M in U.S.-listed holdings across 111 positions for Q1 2023.

The portfolio is heavily concentrated: IWF alone accounts for 27.5% of reported value.

Compared with Q4 2022, the fund opened 3 new positions and exited 9.

Portfolio Metrics

Turnover
+5.1%
vs prior filed quarter
Top-10 Concentration
+92.5%
share of reported value
Largest Position
+27.5%
Ishares Tr
New / Exited
3 / 9
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 95.3%Common Stock: 3.9%Other: 0.5%Closed-End Fund: 0.2%ADR: 0.1%
  • ETP · 95.3% · $534M
  • Common Stock · 3.9% · $22M
  • Other · 0.5% · $3M
  • Closed-End Fund · 0.2% · $993,196
  • ADR · 0.1% · $839,792

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MRKMERCK & CO INCNEW+2.5K2.5K+$264,682$264,682
MSTRMICROSTRATEGY INCNEW+784784+$229,179$229,179
JBLJABIL INCNEW+2.5K2.5K+$218,372$218,372
MINTPIMCO ETF TRADDED+242.3K317.4K+$24M$32M
ISHARES TRSOLD OUT−21.1K0−$2M$0
XLUSELECT SECTOR SPDR TRSOLD OUT−15.7K0−$1M$0
MORTVANECK ETF TRUSTSOLD OUT−53.8K0−$627,973$0
REMISHARES TRSOLD OUT−11.4K0−$259,015$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

64 positions (from 111 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · RUS 2000 VAL ETF · U.S. MED DVC ETF · S&P MC 400VL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · RUS 1000 ETF · CORE US AGGBD ET · RUSSELL 2000 ETF · NATIONAL MUN ETF · TIPS BD ETF · US AER DEF ETF · PFD AND INCM SEC · RUS MID CAP ETF27.47%$154M1.20M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · NASD TECH DIV · MULTI ASSET DI · FST LOW OPPT EFT · DJ INTERNT IDX · RISNG DIVD ACHIV · FINLS ALPHADEX · CLOUD COMPUTING · NASDQ ARTFCIAL · INDXX NEXTG ETF · FIRST TR TA HIYL16.56%$93M2.89M
3MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF10.91%$61M637.0K
4SPBOSPDR SER TRPORTFOLIO CRPORT · S&P DIVID ETF · PORTFOLIO INTRMD · S&P PHARMAC9.36%$52M1.26M
5PFMINVESCO EXCHANGE TRADED FD TDIVID ACHIEVEV · S&P500 EQL UTL · S&P500 EQL WGT · S&P500 EQL ENR · S&P500 EQL MAT8.19%$46M883.8K
6PFFDGLOBAL X FDSUS PFD ETF · S&P 500 COVERED · NASDAQ 100 COVER6.78%$38M1.85M
7XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI INT-INDS4.72%$26M344.0K
8KORPAMERICAN CENTY ETF TRDIVERSIFID CRP · US SML CP VALU4.43%$25M514.0K
9FTGCFIRST TR EXCHANGE TRAD FD VIhistory →FST TR GLB FD2.73%$15M651.3K
10BSCRINVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB · BULSHS 2023 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2027 CB · BULSHS 2026 CB · BULSHS 2024 HY · INVSCO BLSH 281.35%$8M363.6K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.33%$7M23.1K
12SPYSPDR S&P 500 ETF TRTR UNIT0.67%$4M9.2K
13MSFTMICROSOFT CORPCOM0.51%$3M9.9K
14AAPLAPPLE INCCOM0.49%$3M16.6K
15TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P MDCP 400 REV0.40%$2M28.5K
16JNJJOHNSON & JOHNSONCOM0.33%$2M12.1K
17VNQVANGUARD INDEX FDSREAL ESTATE ETF · TOTAL STK MKT0.26%$1M16.2K
18CATCATERPILLAR INCCOM0.22%$1M5.4K
19XETYXEATON VANCE TAX-MANAGED DIVECOM0.18%$993,19685.1K
20AMLPALPS ETF TRALERIAN MLP0.17%$943,34624.4K
21AZNNASTRAZENECA PLCSPONSORED ADR0.15%$839,79212.1K
22VMCVULCAN MATLS COCOM0.14%$784,4214.6K
23HDHOME DEPOT INCCOM0.13%$718,3022.4K
24JMBSJANUS DETROIT STR TRHENDERSON MTG0.11%$640,68013.7K
25GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.10%$568,0185.5K
26GLDSPDR GOLD TRGOLD SHS0.10%$550,2103.0K
27BACBANK AMERICA CORPCOM0.09%$518,59218.1K
28PGPROCTER AND GAMBLE COCOM0.09%$504,9573.4K
29TSLATESLA INCCOM0.09%$486,9092.3K
30AMZNAMAZON COM INCCOM0.09%$484,7394.7K
31LLYLILLY ELI & COCOM0.08%$469,8341.4K
32MCDMCDONALDS CORPCOM0.08%$457,4231.6K
33EXMOCEXXON MOBIL CORPCOM0.08%$455,0884.2K
34SOSOUTHERN COCOM0.07%$386,1695.5K
35BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.06%$360,9521.2K
36PAYXPAYCHEX INCCOM0.06%$356,1133.1K
37INTCINTEL CORPCOM0.06%$351,66510.8K
38NVDANVIDIA CORPORATIONCOM0.06%$350,2031.3K
39DUKDUKE ENERGY CORP NEWCOM NEW0.06%$346,6183.6K
40AIVLWISDOMTREE TRUS AI ENHANCED0.06%$331,4213.6K
41NEENEXTERA ENERGY INCCOM0.06%$331,2194.3K
42TAT&T INCCOM0.06%$328,88117.1K
43UNHUNITEDHEALTH GROUP INCCOM0.06%$321,362680
44VZVERIZON COMMUNICATIONS INCCOM0.06%$312,0668.0K
45PFEPFIZER INCCOM0.06%$309,2297.6K
46CWCURTISS WRIGHT CORPCOM0.05%$307,3971.7K
47RAVIFLEXSHARES TRFLEXSHARES ULTRA0.05%$302,1924.0K
48RTXRAYTHEON TECHNOLOGIES CORPCOM0.05%$293,3963.0K
49MARAMARATHON DIGITAL HOLDINGS INCOM0.05%$288,19633.0K
50PEPPEPSICO INCCOM0.05%$286,8361.6K
51CSCOCISCO SYS INCCOM0.05%$277,2135.3K
52IBMINTERNATIONAL BUSINESS MACHSCOM0.05%$272,9292.1K
53WMTWALMART INCCOM0.05%$268,0161.8K
54PEGPUBLIC SVC ENTERPRISE GRP INCOM0.05%$267,7104.3K
55DISDISNEY WALT COCOM0.05%$265,0132.6K
56MRKMERCK & CO INCCOM0.05%$264,6822.5K
57ORCLORACLE CORPCOM0.04%$246,9672.7K
58FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF0.04%$244,41515.3K
59NEARISHARES U S ETF TRBLACKROCK ST MAT0.04%$238,5764.8K
60MSTRMICROSTRATEGY INCCL A NEW0.04%$229,179784
61REVANCE THERAPEUTICS INCCOM0.04%$223,9247.0K
62JBLJABIL INCCOM0.04%$218,3722.5K
63SLFSUN LIFE FINANCIAL INC.COM0.04%$205,9944.4K
64HUT 8 MNG CORPCOM0.03%$174,45594.3K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.