SEC 13F Intelligence

Managers / Q1 2020 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$217M
Q1 2020
Positions
62
Filings on Record
31
2019–present window
Filed
May 15, 2020
original filing

Summary

Flaharty Asset Management, LLC reported $217M in U.S.-listed holdings across 62 positions for Q1 2020.

The portfolio is heavily concentrated: IWF alone accounts for 46.4% of reported value.

Compared with Q4 2019, the fund opened 3 new positions and exited 15.

Portfolio Metrics

Turnover
+9.3%
vs prior filed quarter
Top-10 Concentration
+95.2%
share of reported value
Largest Position
+46.4%
Ishares Tr
New / Exited
3 / 15
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 94.1%Common Stock: 4.4%Other: 1.4%REIT: 0.0%
  • ETP · 94.1% · $204M
  • Common Stock · 4.4% · $10M
  • Other · 1.4% · $3M
  • REIT · 0.0% · $88,000

Quarter-over-Quarter Changes full breakdown →

vs Q4 2019 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
IHIISHARES TRNEW+36.8K36.8K+$8M$8M
JMBSJANUS DETROIT STR TRNEW+148.2K148.2K+$8M$8M
XLPSELECT SECTOR SPDR TRNEW+108.5K108.5K+$6M$6M
FIRST TR EXCHANGE TRADED FDSOLD OUT−293.1K0−$14M$0
CWBSPDR SERIES TRUSTSOLD OUT−246.0K0−$14M$0
XLFSELECT SECTOR SPDR TRSOLD OUT−265.4K0−$8M$0
UTXZUNITED TECHNOLOGIES CORPSOLD OUT−1.9K0−$283,000$0
FCXFREEPORT-MCMORAN INCSOLD OUT−17.9K0−$235,000$0

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2020

33 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · S&P MC 400VL ETF · U.S. MED DVC ETF · RUS 2000 VAL ETF · RUS 2000 GRW ETF · MORTGE REL ETF · NATIONAL MUN ETF · PFD AND INCM SEC · RUS 1000 ETF · IBOXX HI YD ETF · TIPS BD ETF · IBONDS DEC2021 · JPMORGAN USD EMG · RUSSELL 2000 ETF · RUS MID CAP ETF46.44%$101M1.13M
2LMBSFIRST TR EXCHANGE-TRADED FDFST LOW OPPT EFT · SENIOR LN FD · DJ INTERNT IDX · TECH ALPHADEX17.31%$38M671.8K
3SDYSPDR SER TRS&P DIVID ETF · AEROSPACE DEF8.37%$18M231.6K
4FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF8.04%$17M1.06M
5INVESCO EXCH TRD SLF IDX FDBULSHS 2023 CB · BULSHS 2022 CB · BULSHS 2024 CB · BULSHS 2021 CB · BULSHS 2022 HY · BULSHS 2023 HY3.68%$8M378.1K
6JMBSJANUS DETROIT STR TRhistory →HENDERSON MTG3.55%$8M148.2K
7XLPSELECT SECTOR SPDR TRSBI CONS STPLS · RL EST SEL SEC · ENERGY2.93%$6M123.4K
8RSPMINVESCO EXCHANGE TRADED FD TS&P500 EQL MAT · S&P500 BUY WRT · S&P 500 REVENUE2.65%$6M93.3K
9ALXNALEXION PHARMACEUTICALS INChistory →COM1.13%$2M27.3K
10KORPAMERICAN CENTY ETF TRhistory →DIVERSIFID CRP1.09%$2M48.7K
11MSFTMICROSOFT CORPCOM0.63%$1M8.6K
12AAPLAPPLE INCCOM0.52%$1M4.5K
13VMCVULCAN MATLS COCOM0.33%$707,0006.5K
14INTCINTEL CORPCOM0.32%$692,00012.8K
15SPYSPDR S&P 500 ETF TRTR UNIT0.30%$642,0002.5K
16DISDISNEY WALT COCOM DISNEY0.29%$633,0006.6K
17AMZNAMAZON COM INCCOM0.24%$526,000270
18MINTPIMCO ETF TRENHAN SHRT MA AC0.21%$463,0004.7K
19AIVLWISDOMTREE TRUS DIVID EX FNCL0.19%$406,0006.3K
20VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.18%$393,0005.6K
21NEARISHARES U S ETF TRSHT MAT BD ETF0.17%$377,0007.8K
22GLDSPDR GOLD TRUSTGOLD SHS0.17%$369,0002.5K
23PGPROCTER & GAMBLE COCOM0.17%$365,0003.3K
24QQQINVESCO QQQ TRUNIT SER 10.15%$326,0001.7K
25RAVIFLEXSHARES TRREADY ACC VARI0.14%$299,0004.0K
26BABOEING COCOM0.13%$285,0001.9K
27JNJJOHNSON & JOHNSONCOM0.13%$275,0002.1K
28CSCOCISCO SYS INCCOM0.12%$257,0006.5K
29DUKDUKE ENERGY CORP NEWCOM NEW0.12%$256,0003.2K
30JPMJPMORGAN CHASE & COCOM0.11%$229,0002.5K
31VZVERIZON COMMUNICATIONS INCCOM0.10%$227,0004.2K
32GAPGAP INCCOM0.06%$124,00017.6K
33VEREIT INCCOM0.04%$88,00018.0K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.