SEC 13F Intelligence

Managers / Q4 2021 · view latest →

Flaharty Asset Management, LLC

CIK 0001697882 · 311 PARK PLACE BLVD, STE 150, CLEARWATER, FL, 33759 · 7272521050

Reported Value
$543M
Q4 2021
Positions
136
Filings on Record
31
2019–present window
Filed
Feb 15, 2022
original filing

Summary

Flaharty Asset Management, LLC reported $543M in U.S.-listed holdings across 136 positions for Q4 2021.

The portfolio is heavily concentrated: IWF alone accounts for 38.3% of reported value.

Compared with Q3 2021, the fund opened 16 new positions and exited 14.

Portfolio Metrics

Turnover
+2.3%
vs prior filed quarter
Top-10 Concentration
+90.4%
share of reported value
Largest Position
+38.3%
Ishares Tr
New / Exited
16 / 14
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $249MQ1 ’19Q2 ’19: $257MQ3 ’19: $264MQ4 ’19: $282MQ1 ’20: $217MQ1 ’20Q2 ’20: $285MQ3 ’20: $318MQ4 ’20: $401MQ1 ’21: $433MQ1 ’21Q2 ’21: $468MQ3 ’21: $485MQ4 ’21: $543MQ1 ’22: $545MQ1 ’22Q2 ’22: $492MQ3 ’22: $486MQ4 ’22: $534MQ1 ’23: $560MQ1 ’23Q2 ’23: $584MQ3 ’23: $598MQ4 ’23: $633MQ1 ’24: $674MQ1 ’24Q2 ’24: $677MQ3 ’24: $711MQ4 ’24: $685MQ1 ’25: $693MQ1 ’25Q2 ’25: $731MQ3 ’25: $787MQ4 ’25: $801MQ1 ’26: $806MQ1 ’26Q2 ’26: $70Mfilingsflow.com

Portfolio Composition

By security type
ETP: 93.9%Common Stock: 5.1%Other: 0.6%Closed-End Fund: 0.3%ADR: 0.1%
  • ETP · 93.9% · $510M
  • Common Stock · 5.1% · $28M
  • Other · 0.6% · $3M
  • Closed-End Fund · 0.3% · $2M
  • ADR · 0.1% · $384,000

Quarter-over-Quarter Changes full breakdown →

vs Q3 2021 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
FXOFIRST TR EXCHANGE TRADED FDNEW+47.4K47.4K+$2M$2M
FIRST TR EXCHANGE-TRADED FDNEW+7.2K7.2K+$343,000$343,000
DVNDEVON ENERGY CORP NEWNEW+6.5K6.5K+$287,000$287,000
ATLASSIAN CORP PLCNEW+741741+$283,000$283,000
DDOGDATADOG INCNEW+1.5K1.5K+$274,000$274,000
REVANCE THERAPEUTICS INCNEW+15.5K15.5K+$252,000$252,000
BILLBILL COM HLDGS INCNEW+970970+$242,000$242,000
LAM RESEARCH CORPNEW+329329+$237,000$237,000

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2021

82 positions (from 136 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1IWFISHARES TRRUS 1000 GRW ETF · RUS 1000 VAL ETF · IBOXX INV CP ETF · U.S. MED DVC ETF · RUS 2000 VAL ETF · S&P MC 400VL ETF · MORTGE REL ETF · RUS 2000 GRW ETF · SELECT DIVID ETF · CORE US AGGBD ET · PFD AND INCM SEC · TIPS BD ETF · RUS 1000 ETF · RUSSELL 2000 ETF · NATIONAL MUN ETF · JPMORGAN USD EMG · RUS MID CAP ETF · IBOXX HI YD ETF · RUSSELL 3000 ETF · CORE S&P TTL STK · US HLTHCARE ETF38.30%$208M1.85M
2FTSLFIRST TR EXCHANGE-TRADED FDSENIOR LN FD · DJ INTERNT IDX · NASD TECH DIV · MULTI ASSET DI · FST LOW OPPT EFT · CLOUD COMPUTING · NASDQ ARTFCIAL · FINLS ALPHADEX · RISNG DIVD ACHIV · INDXX NEXTG ETF · TECH ALPHADEX · FIRST TR TA HIYL · MATERIALS ALPH · NASDAQ CYB ETF21.70%$118M2.67M
3RSPMINVESCO EXCHANGE TRADED FD TS&P500 EQL MAT · DIVID ACHIEVEV · S&P500 BUY WRT · S&P500 EQL WGT6.84%$37M528.0K
4FIRST TR EXCH TRADED FD IIIPFD SECS INC ETF5.86%$32M1.57M
5BONDPIMCO ETF TRACTIVE BD ETF · ENHAN SHRT MA AC4.06%$22M201.7K
6XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI INT-INDS · TECHNOLOGY3.68%$20M248.3K
7SDYSPDR SER TRhistory →S&P DIVID ETF2.99%$16M125.9K
8KORPAMERICAN CENTY ETF TRhistory →DIVERSIFID CRP2.91%$16M305.4K
9QQQINVESCO QQQ TRhistory →UNIT SER 12.39%$13M32.6K
10BSJOINVESCO EXCH TRD SLF IDX FDBULSHS 2024 CB · BULSHS 2023 CB · BULSHS 2022 CB · BULSHS 2023 HY · BULSHS 2025 CB · BULSHS 2024 HY · BULSHS 2022 HY · INVSCO BLSH 28 · BULSHS 2027 CB · BULSHS 2026 CB1.65%$9M401.8K
11TANINVESCO EXCH TRADED FD TR IISOLAR ETF · S&P 500 REVENUE · S&P ULTRA DIVIDE · S&P MDCP 400 REV0.92%$5M67.6K
12SPYSPDR S&P 500 ETF TRTR UNIT0.89%$5M10.2K
13MSFTMICROSOFT CORPCOM0.58%$3M9.4K
14AAPLAPPLE INCCOM0.56%$3M17.2K
15EXCHANGE TRADED CONCEPTS TREMQQ EM INTERN0.50%$3M63.5K
16ARKKARK ETF TRINNOVATION ETF · NEXT GNRTN INTER0.49%$3M25.7K
17JNJJOHNSON & JOHNSONCOM0.39%$2M12.2K
18XETYXEATON VANCE TAX-MANAGED DIVECOM0.30%$2M110.0K
19TSLATESLA INCCOM0.23%$1M1.2K
20AMZNAMAZON COM INCCOM0.20%$1M321
21CATCATERPILLAR INCCOM0.18%$958,0004.6K
22JMBSJANUS DETROIT STR TRHENDERSON MTG0.17%$950,00018.0K
23VMCVULCAN MATLS COCOM0.17%$949,0004.6K
24NVDANVIDIA CORPORATIONCOM0.17%$938,0003.2K
25INTCINTEL CORPCOM0.14%$742,00014.4K
26PGPROCTER AND GAMBLE COCOM0.12%$669,0004.1K
27FDVVFIDELITY COVINGTON TRUSTHIGH DIVID ETF0.12%$666,00016.5K
28GOOGALPHABET INCCAP STK CL C · CAP STK CL A0.12%$651,000225
29FADFIRST TR MULTI CAP GROWTH ALCOM SHS0.11%$603,0004.8K
30VZVERIZON COMMUNICATIONS INCCOM0.10%$569,00010.9K
31DISDISNEY WALT COCOM0.10%$561,0003.6K
32VOVANGUARD INDEX FDSMID CAP ETF · TOTAL STK MKT0.10%$547,0002.2K
33BACBK OF AMERICA CORPCOM0.10%$546,00012.3K
34SUREADVISORSHARES TRDOUBLELIN VAL EQ0.10%$529,0005.4K
35HDHOME DEPOT INCCOM0.10%$527,0001.3K
36GLDSPDR GOLD TRGOLD SHS0.09%$515,0003.0K
37INNOVATOR ETFS TRIBD 50 ETF0.09%$497,00010.8K
38DUKDUKE ENERGY CORP NEWCOM NEW0.09%$474,0004.5K
39VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.08%$460,0004.1K
40AIVLWISDOMTREE TRUS DIVID EX FNCL0.08%$448,0004.4K
41LLYLILLY ELI & COCOM0.08%$427,0001.5K
42CSCOCISCO SYS INCCOM0.08%$416,0006.6K
43ADBEADOBE SYSTEMS INCORPORATEDCOM0.07%$392,000692
44MCDMCDONALDS CORPCOM0.07%$388,0001.4K
45FSKFS KKR CAP CORPCOM0.07%$386,00018.4K
46AZNNASTRAZENECA PLCSPONSORED ADR0.07%$384,0006.6K
47BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.07%$382,0001.3K
48NOBLPROSHARES TRS&P 500 DV ARIST0.07%$378,0003.9K
49KLACKLA CORPCOM NEW0.07%$370,000860
50UNHUNITEDHEALTH GROUP INCCOM0.07%$357,000710
51AMDADVANCED MICRO DEVICES INCCOM0.07%$354,0002.5K
52NEENEXTERA ENERGY INCCOM0.06%$327,0003.5K
53DIASPDR DOW JONES INDL AVERAGEUT SER 10.06%$315,000867
54PFEPFIZER INCCOM0.06%$311,0005.3K
55RAVIFLEXSHARES TRREADY ACC VARI0.06%$305,0004.0K
56WMTWALMART INCCOM0.05%$297,0002.1K
57DVNDEVON ENERGY CORP NEWCOM0.05%$287,0006.5K
58ATLASSIAN CORP PLCCL A0.05%$283,000741
59BXBLACKSTONE INCCOM0.05%$280,0002.2K
60HONHONEYWELL INTL INCCOM0.05%$277,0001.3K
61DDOGDATADOG INCCL A COM0.05%$274,0001.5K
62RTXRAYTHEON TECHNOLOGIES CORPCOM0.05%$256,0003.0K
63REVANCE THERAPEUTICS INCCOM0.05%$252,00015.5K
64NFLXNETFLIX INCCOM0.05%$249,000414
65ITWILLINOIS TOOL WKS INCCOM0.05%$246,000995
66SLFSUN LIFE FINANCIAL INC.COM0.05%$246,0004.4K
67CWCURTISS WRIGHT CORPCOM0.04%$242,0001.7K
68BILLBILL COM HLDGS INCCOM0.04%$242,000970
69NEARISHARES U S ETF TRBLACKROCK ST MAT0.04%$240,0004.8K
70SRVRPACER FDS TRBNCHMRK INFRA0.04%$237,0005.5K
71PEPPEPSICO INCCOM0.04%$237,0001.4K
72ODFLOLD DOMINION FREIGHT LINE INCOM0.04%$237,000660
73LAM RESEARCH CORPCOM0.04%$237,000329
74ENCORE WIRE CORPCOM0.04%$232,0001.6K
75ZTSZOETIS INCCL A0.04%$229,000939
76MSMORGAN STANLEYCOM NEW0.04%$221,0002.3K
77BNDXVANGUARD CHARLOTTE FDSTOTAL INT BD ETF0.04%$216,0003.9K
78AMATAPPLIED MATLS INCCOM0.04%$205,0001.3K
79COPCONOCOPHILLIPSCOM0.04%$203,0002.8K
80ZBRAZEBRA TECHNOLOGIES CORPORATICL A0.04%$201,000337
81NETCLOUDFLARE INCCL A COM0.04%$200,0001.5K
82HUT 8 MNG CORPCOM0.02%$106,00013.5K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q2 2026$70M52Jul 8, 202613F-HRchanges · EDGAR ↗
Q1 2026$806M133May 5, 202613F-HRchanges · EDGAR ↗
Q4 2025$801M141Feb 6, 202613F-HRchanges · EDGAR ↗
Q3 2025$787M130Nov 4, 202513F-HRchanges · EDGAR ↗
Q2 2025$731M133Nov 10, 2025RESTATEMENTchanges · EDGAR ↗
Q1 2025$693M508May 20, 202513F-HRchanges · EDGAR ↗
Q4 2024$685M128Feb 5, 202513F-HRchanges · EDGAR ↗
Q3 2024$711M447Oct 18, 202413F-HRchanges · EDGAR ↗
Q2 2024$677M119Aug 1, 202413F-HRchanges · EDGAR ↗
Q1 2024$674M118May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$633M117Feb 5, 202413F-HRchanges · EDGAR ↗
Q3 2023$598M473Nov 14, 202313F-HRchanges · EDGAR ↗
Q2 2023$584M109Aug 11, 202313F-HRchanges · EDGAR ↗
Q1 2023$560M111May 10, 202313F-HRchanges · EDGAR ↗
Q4 2022$534M117Feb 14, 202313F-HRchanges · EDGAR ↗
Q3 2022$486M114Nov 3, 202213F-HRchanges · EDGAR ↗
Q2 2022$492M123Jul 11, 202213F-HRchanges · EDGAR ↗
Q1 2022$545M120May 3, 202213F-HRchanges · EDGAR ↗
Q4 2021$543M136Feb 15, 202213F-HRchanges · EDGAR ↗
Q3 2021$485M134Nov 2, 202113F-HRchanges · EDGAR ↗
Q2 2021$468M123Aug 11, 202113F-HRchanges · EDGAR ↗
Q1 2021$433M112May 11, 202113F-HRchanges · EDGAR ↗
Q4 2020$401M102Feb 3, 202113F-HRchanges · EDGAR ↗
Q3 2020$318M67Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$285M70Aug 12, 202013F-HRchanges · EDGAR ↗
Q1 2020$217M62May 15, 202013F-HRchanges · EDGAR ↗
Q4 2019$282M74Jan 13, 202013F-HRchanges · EDGAR ↗
Q3 2019$264M73Oct 15, 201913F-HRchanges · EDGAR ↗
Q2 2019$257M68Jul 30, 201913F-HRchanges · EDGAR ↗
Q1 2019$249M81Apr 26, 201913F-HRchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.