SEC 13F Intelligence

Managers / Q1 2023 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$1.2B
Q1 2023
Positions
901
Filings on Record
31
2019–present window
Filed
May 18, 2023
original filing

Summary

Centaurus Financial, Inc. reported $1.2B in U.S.-listed holdings across 901 positions for Q1 2023.

Its largest position, SGOV, represents 11.3% of the portfolio.

Compared with Q4 2022, the fund opened 123 new positions and exited 59.

Portfolio Metrics

Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+38.4%
share of reported value
Largest Position
+11.3%
Ishares Tr
New / Exited
123 / 59
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q2 ’19: $635MQ2 ’19Q3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ2 ’20: $677MQ2 ’20Q3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ2 ’21: $1.2BQ2 ’21Q3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ2 ’22: $1.0BQ2 ’22Q4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ3 ’23: $1.2BQ3 ’23Q4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ1 ’25: $1.7BQ1 ’25Q2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ1 ’26: $2.1BQ1 ’26filingsflow.com

Portfolio Composition

By security type
ETP: 54.4%Common Stock: 35.1%Closed-End Fund: 6.4%REIT: 2.9%ADR: 0.5%Other: 0.8%
  • ETP · 54.4% · $679M
  • Common Stock · 35.1% · $439M
  • Closed-End Fund · 6.4% · $79M
  • REIT · 2.9% · $36M
  • ADR · 0.5% · $6M
  • Other · 0.8% · $10M

Quarter-over-Quarter Changes full breakdown →

vs Q4 2022 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
SHVISHARES TRNEW+38.3K38.3K+$4M$4M
INNOVATOR ETFS TRNEW+126.9K126.9K+$3M$3M
ULTIMUS MANAGERS TRNEW+126.2K126.2K+$3M$3M
AIM ETF PRODUCTS TRUSTNEW+83.5K83.5K+$2M$2M
XBJAINNOVATOR ETFS TRNEW+85.4K85.4K+$2M$2M
EZUISHARES INCNEW+42.8K42.8K+$2M$2M
BOTZGLOBAL X FDSNEW+62.7K62.7K+$2M$2M
XBOCINNOVATOR ETFS TRNEW+63.7K63.7K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q1 2023

313 positions
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1SGOVISHARES TR0-3 MNTH TREASRY · MSCI USA QLT FCT · MSCI ACWI ETF · CORE S&P US VLU · CORE S&P MCP ETF · CORE S&P500 ETF · MSCI USA MMENTM · GLOBAL 100 ETF · 20 YR TR BD ETF · S&P 500 GRWT ETF · U.S. MED DVC ETF · SHORT TREAS BD · CORE S&P SCP ETF · 0-5 YR TIPS ETF · MSCI EAFE ETF · RUS 1000 GRW ETF · EAFE GRWTH ETF · EAFE VALUE ETF · CORE MSCI EAFE · SELECT DIVID ETF · RUSSELL 2000 ETF · S&P 500 VAL ETF · MSCI USA MIN VOL · U.S. TECH ETF · PFD AND INCM SEC · ESG AWR MSCI USA · CORE TOTAL USD · RUS 1000 ETF · MSCI INTL QUALTY · NATIONAL MUN ETF · MSCI INDIA ETF · INTL SEL DIV ETF · CORE DIV GRWTH · U.S. BAS MTL ETF · TRS FLT RT BD · CORE US AGGBD ET · 1 3 YR TREAS BD · US CONSM STAPLES · US TREAS BD ETF · MSCI INDIA SM CP · MBS ETF · MODERT ALLOC ETF · MSCI EAFE MIN VL · DOW JONES US ETF · CORE S&P TTL STK · US BR DEL SE ETF · RUS TOP 200 ETF11.28%$141M1.52M
2BILSPDR SER TRBLOOMBERG 1-3 MO · BLOOMBERG 3-12 M · PORTFOLIO S&P500 · BLOOMBERG SHT TE · S&P 600 SMCP VAL · AEROSPACE DEF · PRTFLO S&P500 GW · S&P DIVID ETF · S&P 400 MDCP VAL · S&P METALS MNG · S&P OILGAS EXP · S&P 600 SML CAP · PORTFLI HIGH YLD · PORTFLI TIPS ETF · PORTFLI INTRMDIT · PORTFOLIO AGRGTE · PORTFOLIO LN TSR · RUSSELL YIELD · PRTFLO S&P500 VL · FTSE INT GVT ETF · BBG CONV SEC ETF · PRTFLO S&P500 HI5.88%$73M1.13M
3XLPSELECT SECTOR SPDR TRSBI CONS STPLS · SBI HEALTHCARE · ENERGY · TECHNOLOGY · SBI INT-INDS · FINANCIAL · SBI INT-UTILS · SBI CONS DISCR · COMMUNICATION · SBI MATERIALS · RL EST SEL SEC5.20%$65M854.2K
4XYLDGLOBAL X FDSS&P 500 COVERED · NASDAQ 100 COVER · RUSSELL 2000 · US PFD ETF · RBTCS ARTFL INTE · GLOBAL X COPPER · GLOBAL X URANIUM · GLBL X MLP ETF · LITHIUM BTRY ETF · US INFR DEV ETF4.08%$51M2.20M
5AAPLAPPLE INChistory →COM3.05%$38M231.0K
6VTVVANGUARD INDEX FDSVALUE ETF · S&P 500 ETF SHS · GROWTH ETF · MID CAP ETF · TOTAL STK MKT · SMALL CP ETF · SML CP GRW ETF · MCAP GR IDXVIP · REAL ESTATE ETF · EXTEND MKT ETF · SM CP VAL ETF · MCAP VL IDXVIP · LARGE CAP ETF2.48%$31M178.9K
7QQQINVESCO QQQ TRhistory →UNIT SER 12.28%$28M88.7K
8CLMCORNERSTONE STRATEGIC VALUEhistory →COM1.59%$20M2.55M
9FNDFLOOR & DECOR HLDGS INChistory →CL A1.30%$16M165.6K
10VDEVANGUARD WORLD FDSENERGY ETF · HEALTH CAR ETF · INF TECH ETF · CONSUM STP ETF · UTILITIES ETF · MATERIALS ETF · INDUSTRIAL ETF · CONSUM DIS ETF · COMM SRVC ETF · FINANCIALS ETF1.28%$16M98.5K
11MGKVANGUARD WORLD FDMEGA GRWTH IND · MEGA CAP VAL ETF · MEGA CAP INDEX1.27%$16M95.6K
12MSFTMICROSOFT CORPhistory →COM1.20%$15M52.1K
13XBJAINNOVATOR ETFS TRDEFINED WLT SHLD · US EQT ACC 9 BFR · US EQTY ACCELRT9 · US EQT ULTRA BF · US EQTY ULTRA B · US EQTY PWR BUF · US EQT BUFR APR · GRWT100 PWR BF · GRWT100 PWR BUF · US EQTY BUFR JUL1.18%$15M521.1K
14JPSTJ P MORGAN EXCHANGE TRADED FULTRA SHRT INC · EQUITY PREMIUM · NASDAQ EQT PREM1.17%$15M282.4K
15BSVVANGUARD BD INDEX FDSSHORT TRM BOND · TOTAL BND MRKT · INTERMED TERM · LONG TERM BOND1.17%$15M192.1K
16FIXDFIRST TR EXCHNG TRADED FD VICBOE VEST US EQ · TCW OPPORTUNIS · CBOE VEST FD DEP · CBOE VEST US DEP · CBOE EQT DEP NOV · CBOE EQT BUFER · CBOE VEST BUFERD · FT CBOE VEST BFR · CBOE VEST US EQT1.11%$14M515.2K
17SPYSPDR S&P 500 ETF TRhistory →TR UNIT0.98%$12M30.0K
18COWZPACER FDS TRUS CASH COWS 100 · LUNT LRG CP ALTR · SWAN SOS FLEX JU · SWAN SOS CNS JAN · PACER US SMALL0.88%$11M311.7K
19MAMASTERCARD INCORPORATEDhistory →CL A0.88%$11M30.1K
20ALRMALARM COM HLDGS INChistory →COM0.86%$11M214.4K
21GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.83%$10M100.3K
22FEXFIRST TR LRGE CP CORE ALPHAhistory →COM SHS0.81%$10M126.1K
23XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 EQL WGT · S&P500 QUALITY · S&P 500 GARP ETF · DWA TECHNOLOGY · INTL DIVI ACHI · DYNMC OIL GAS · AEROSPACE DEFN · S&P500 PUR VAL0.79%$10M200.2K
24SHYFT GROUP INCCOM0.79%$10M434.4K
25IEMGISHARES INCCORE MSCI EMKT · MSCI EQUAL WEITE · MSCI EURZONE ETF · MSCI JPN ETF NEW · MSCI GBL MIN VOL0.74%$9M167.4K
26AMZNAMAZON COM INCCOM0.72%$9M86.8K
27USFRWISDOMTREE TRFLOATNG RAT TREA · US MIDCAP DIVID · US QTLY DIV GRT · INDIA ERNGS FD0.69%$9M183.8K
28ADSKAUTODESK INCCOM0.69%$9M41.3K
29BXMTBLACKSTONE MTG TR INCCOM CL A0.65%$8M454.0K
30FVFIRST TR EXCHANGE-TRADED FDFIRST TR TA HIYL · DORSEY WRT 5 ETF · ENERGY ALPHADX · NASDAQ CYB ETF · CONSUMR STAPLE · MATERIALS ALPH · HLTH CARE ALPH · FIRST TR ENH NEW · SENIOR LN FD · NASDQ OIL GAS · LIMITED DURATION0.64%$8M217.0K
31GLDSPDR GOLD TRGOLD SHS0.63%$8M43.2K
32OIHVANECK ETF TRUSTOIL SERVICES ETF · GOLD MINERS ETF · MRNGSTR WDE MOAT · BDC INCOME ETF0.60%$8M148.7K
33POOLPOOL CORPCOM0.57%$7M20.8K
34SCHDSCHWAB STRATEGIC TRUS DIVIDEND EQ · US LCAP GR ETF · US SML CAP ETF0.57%$7M107.7K
35XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.57%$7M890.1K
36OCTWAIM ETF PRODUCTS TRUSTUS LRG CP BUFR20 · US LRG CP BUF10 · US LRG CP BFR 10 · US LRG CAP BUF10 · US LRG CP BUF200.54%$7M235.7K
37TYLTYLER TECHNOLOGIES INCCOM0.52%$7M18.5K
38VXUSVANGUARD STAR FDSVG TL INTL STK F0.52%$7M118.1K
39WCNWASTE CONNECTIONS INCCOM0.51%$6M45.6K
40XEVVXEATON VANCE LTD DURATION INCCOM0.47%$6M601.4K
41NRDSNERDWALLET INCCOM CL A0.47%$6M361.7K
42ZTRVIRTUS TOTAL RETURN FD INCCOM0.47%$6M898.9K
43NVDANVIDIA CORPORATIONCOM0.46%$6M20.9K
44DSGXDESCARTES SYS GROUP INCCOM0.44%$6M68.4K
45GFLGFL ENVIRONMENTAL INCSUB VTG SHS0.44%$5M158.1K
46NATIONAL STORAGE AFFILIATESCOM SHS BEN IN0.44%$5M130.2K
47AMERICAN CENTY ETF TRUS SML CP VALU0.43%$5M72.7K
48JPMJPMORGAN CHASE & COCOM0.41%$5M39.1K
49DBX ETF TRXTRACK MSCI EMRG0.39%$5M220.4K
50HTGCHERCULES CAPITAL INCCOM0.39%$5M376.5K
51RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.39%$5M292.5K
52BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.38%$5M15.3K
53MINTPIMCO ETF TRENHAN SHRT MA AC · 1-5 US TIP IDX0.38%$5M55.4K
54DARDARLING INGREDIENTS INCCOM0.37%$5M78.4K
55EELVINVESCO EXCH TRADED FD TR IIS&P500 LOW VOL · S&P EMRNG MKTS · KBW HIG DV YLD · S&P SMALLCAP 6000.35%$4M157.2K
56EXMOCEXXON MOBIL CORPCOM0.35%$4M39.3K
57VVISA INCCOM CL A0.34%$4M18.8K
58SRLNSSGA ACTIVE ETF TRBLACKSTONE SENR0.33%$4M100.4K
59DXDYNEX CAP INCCOM0.33%$4M338.1K
60VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE EUROPE ETF0.32%$4M95.6K
61BABOEING COCOM0.32%$4M18.7K
62PFEPFIZER INCCOM0.31%$4M93.8K
63PATKPATRICK INDS INCCOM0.30%$4M55.0K
64JAAAJANUS DETROIT STR TRHENDRSON AAA CL0.30%$4M75.5K
65FSKFS KKR CAP CORPCOM0.29%$4M198.4K
66DISDISNEY WALT COCOM0.29%$4M36.1K
67SOSOUTHERN COCOM0.29%$4M51.7K
68TSLATESLA INCCOM0.29%$4M17.2K
69ARCCARES CAPITAL CORPCOM0.28%$3M189.2K
70VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.27%$3M21.8K
71MKLMARKEL CORPCOM0.27%$3M2.6K
72APGAPI GROUP CORPCOM STK0.26%$3M144.0K
73VEAVANGUARD TAX-MANAGED FDSVAN FTSE DEV MKT0.26%$3M70.8K
74ULTIMUS MANAGERS TRQ3 ALL SEASN ACT0.25%$3M126.2K
75BACBANK AMERICA CORPCOM · 7.25%CNV PFD L0.25%$3M87.9K
76PECOPHILLIPS EDISON & CO INCCOMMON STOCK0.24%$3M91.4K
77TMOTHERMO FISHER SCIENTIFIC INCCOM0.24%$3M5.1K
78AVGOBROADCOM INCCOM0.24%$3M4.6K
79KOCOCA COLA COCOM0.23%$3M45.4K
80METAMETA PLATFORMS INCCL A0.22%$3M13.2K
81WMTWALMART INCCOM0.22%$3M18.4K
82VYMVANGUARD WHITEHALL FDSHIGH DIV YLD0.22%$3M25.6K
83CVXCHEVRON CORP NEWCOM0.21%$3M16.3K
84CRMSALESFORCE INCCOM0.21%$3M13.2K
85WFCWELLS FARGO CO NEWCOM · PERP PFD CNV A0.21%$3M50.0K
86PMTPENNYMAC MTG INVT TRCOM0.21%$3M209.6K
87BXBLACKSTONE INCCOM0.20%$3M29.0K
88WSOWATSCO INCCOM0.20%$3M8.0K
89ACNACCENTURE PLC IRELANDSHS CLASS A0.20%$2M8.6K
90ABBVABBVIE INCCOM0.19%$2M14.5K
91COSTCOSTCO WHSL CORP NEWCOM0.18%$2M4.6K
92ROKROCKWELL AUTOMATION INCCOM0.18%$2M7.8K
93XETYXEATON VANCE TAX-MANAGED DIVECOM0.18%$2M196.4K
94JNJJOHNSON & JOHNSONCOM0.18%$2M14.8K
95RVTROYCE VALUE TR INCCOM0.18%$2M168.4K
96DEDEERE & COCOM0.18%$2M5.5K
97XJQCXNUVEEN CR STRATEGIES INCOMECOM SHS0.18%$2M444.1K
98EPDENTERPRISE PRODS PARTNERS LCOM0.18%$2M86.4K
99USALIBERTY ALL STAR EQUITY FDSH BEN INT0.18%$2M354.2K
100SPIRIT RLTY CAP INC NEWCOM NEW0.17%$2M54.4K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019Under review552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.