SEC 13F Intelligence

Managers / Q4 2020 · view latest →

CENTAURUS FINANCIAL, INC.

CIK 0000891943 · 2300 E. KATELLA AVENUE, SUITE #200, ANAHEIM, CA, 92806 · 714-456-1790

Reported Value
$950M
Q4 2020
Positions
772
Filings on Record
30
2019–present window
Filed
Jan 25, 2021
original filing

Summary

Centaurus Financial, Inc. reported $950M in U.S.-listed holdings across 772 positions for Q4 2020.

Its largest position, MTUM, represents 12.9% of the portfolio.

Compared with Q3 2020, the fund opened 170 new positions and exited 40.

Portfolio Metrics

Turnover
+7.5%
vs prior filed quarter
Top-10 Concentration
+35.7%
share of reported value
Largest Position
+12.9%
Ishares Tr
New / Exited
170 / 40
positions this quarter

Methodology: turnover is min(value bought, value sold) ÷ average reported value across the two quarters — value-based, so market moves inflate it slightly versus a share-based measure. Concentration and largest position are shares of the filing’s total reported value, options excluded, with multiple share classes and repeated sub-manager rows for the same issuer combined into one position — the same rule the holdings table uses by default. New/exited counts compare against the prior filed quarter. All figures derive solely from the fund’s 13F filings.

Reported Value by Quarter

13F Reported Value
Q1 ’19: $17.0BQ1 ’19Q2 ’19: $635MQ3 ’19: $639MQ4 ’19: $714MQ1 ’20: $500MQ1 ’20Q2 ’20: $677MQ3 ’20: $722MQ4 ’20: $950MQ1 ’21: $1.0BQ1 ’21Q2 ’21: $1.2BQ3 ’21: $1.2BQ4 ’21: $1.3BQ1 ’22: $1.3BQ1 ’22Q2 ’22: $1.0BQ4 ’22: $1.1BQ1 ’23: $1.2BQ2 ’23: $1.1BQ2 ’23Q3 ’23: $1.2BQ4 ’23: $1.3BQ1 ’24: $1.4BQ3 ’24: $1.6BQ3 ’24Q1 ’25: $1.7BQ2 ’25: $1.7BQ3 ’25: $2.1BQ4 ’25: $2.2BQ4 ’25Q1 ’26: $2.1Bfilingsflow.com

Portfolio Composition

By security type
ETP: 47.6%Common Stock: 38.0%Closed-End Fund: 8.3%REIT: 3.5%Other: 2.1%Other: 0.5%
  • ETP · 47.6% · $452M
  • Common Stock · 38.0% · $361M
  • Closed-End Fund · 8.3% · $79M
  • REIT · 3.5% · $33M
  • Other · 2.1% · $20M
  • Other · 0.5% · $5M

Quarter-over-Quarter Changes full breakdown →

vs Q3 2020 (amended baseline)

IssuerMoveShare ΔShares nowValue ΔValue now
MKLMARKEL CORPNEW+2.8K2.8K+$3M$3M
EQIXEQUINIX INCNEW+3.4K3.4K+$2M$2M
IJSISHARES TRNEW+26.7K26.7K+$2M$2M
BLVVANGUARD BD INDEX FDSNEW+19.6K19.6K+$2M$2M
RPVINVESCO EXCHANGE TRADED FD TNEW+34.9K34.9K+$2M$2M
LITGLOBAL X FDSNEW+29.0K29.0K+$2M$2M
WSOWATSCO INCNEW+7.5K7.5K+$2M$2M
VPLVANGUARD INTL EQUITY INDEX FNEW+21.3K21.3K+$2M$2M

Value changes conflate price moves with buying and selling — share changes are the real signal. Share counts are not split-adjusted.

Holdings — Q4 2020

321 positions (from 500 filing rows — )
Export to Excel
#IssuerClass% PortfolioValue ↓Shares
1MTUMISHARES TRMSCI USA MMENTM · MSCI ACWI ETF · MSCI USA MIN VOL · MBS ETF · MSCI USA QLT FCT · ESG AWR MSCI USA · CONSER ALLOC ETF · CORE S&P500 ETF · U.S. MED DVC ETF · ISHS 5-10YR INVT · US TREAS BD ETF · PHLX SEMICND ETF · MSCI USA SMCP MN · ISHS 1-5YR INVS · SP SMCP600VL ETF · EAFE GRWTH ETF · INTL SEL DIV ETF · BARCLAYS 7 10 YR · MSCI EAFE MIN VL · MSCI EMG MKT ETF · IBOXX HI YD ETF · 0-5YR HI YL CP · CHINA LG-CAP ETF · MSCI USA VALUE · PFD AND INCM SEC · MSCI INDIA ETF · RUS TOP 200 ETF · CORE S&P SCP ETF · MSCI EAFE ETF · EXPND TEC SC ETF · INTL TREA BD ETF · GNMA BOND ETF · CORE MSCI EAFE · CORE S&P MCP ETF · IBOXX INV CP ETF · S&P 500 GRWT ETF · NATIONAL MUN ETF · CORE DIV GRWTH · CORE US AGGBD ET · BLACKROCK ULTRA · 1 3 YR TREAS BD · S&P MC 400GR ETF · U.S. BAS MTL ETF · EXPANDED TECH · RUSSELL 2000 ETF · U.S. TECH ETF · MSCI USA SZE FT · U.S. FIN SVC ETF · BROAD USD HIGH · GRWT ALLOCAT ETF · US HOME CONS ETF · RUS 1000 GRW ETF · 0-5 YR TIPS ETF · MRGSTR SM CP GR · S&P SML 600 GWT · AGGRES ALLOC ETF · RUS 1000 ETF · FALN ANGLS USD · 20 YR TR BD ETF · TIPS BD ETF · CORE INTL AGGR · 3 7 YR TREAS BD · US HLTHCR PR ETF12.88%$122M1.58M
2SPYMSPDR SER TRPORTFOLIO AGRGTE · PORTFOLIO S&P500 · BLMBRG BRC CNVRT · BLOOMBERG SRT TR · PRTFLO S&P500 VL · PORTFOLIO INTRMD · PORTFOLIO S&P400 · PORTFOLIO S&P600 · AEROSPACE DEF · HLTH CARE SVCS · PORTFOLIO LN COR · S&P REGL BKG · S&P PHARMAC · S&P METALS MNG · S&P RETAIL ETF · S&P BK ETF · BLOMBERG BRC INT · PRTFLO S&P500 HI · BLOOMBERG BRCLYS · S&P 600 SMCP VAL · PORTFOLIO SHORT · FACTST INV ETF · FTSE INT GVT ETF · S&P1500MOMTILT · BLOMBERG BRC INV · PORTFOLIO LN TSR4.44%$42M988.4K
3VXFVANGUARD INDEX FDSEXTEND MKT ETF · VALUE ETF · GROWTH ETF · MID CAP ETF · SML CP GRW ETF · S&P 500 ETF SHS · MCAP VL IDXVIP · SMALL CP ETF · SM CP VAL ETF · MCAP GR IDXVIP · REAL ESTATE ETF3.16%$30M177.5K
4XLKSELECT SECTOR SPDR TRTECHNOLOGY · SBI CONS DISCR · COMMUNICATION · SBI HEALTHCARE · ENERGY · SBI MATERIALS · SBI CONS STPLS · SBI INT-INDS · SBI INT-FINL · SBI INT-UTILS2.98%$28M305.5K
5AAPLAPPLE INChistory →COM2.97%$28M212.7K
6MINTPIMCO ETF TRENHAN SHRT MA AC · ACTIVE BD ETF2.13%$20M196.8K
7ALRMALARM COM HLDGS INChistory →COM2.04%$19M187.4K
8MFS INTER INCOME TRSH BEN INT1.91%$18M4.75M
9XLGINVESCO EXCHANGE TRADED FD TS&P 500 TOP 50 · S&P500 PUR VAL · DWA TECHNOLOGY · WILDERHIL CLAN · DYNMC SOFTWARE · DYNMC LEISURE · DWA HEALTHCARE · S&P500 EQL ENR · S&P500 PUR GWT · AEROSPACE DEFN1.78%$17M171.8K
10FNDFLOOR & DECOR HLDGS INChistory →CL A1.44%$14M147.3K
11QQQINVESCO QQQ TRhistory →UNIT SER 11.42%$13M42.9K
12OAKTREE SPECIALTY LENDING COCOM1.37%$13M2.34M
13BNDWVANGUARD SCOTTSDALE FDSTOTAL WLD BD ETF · INTER TERM TREAS · SHRT TRM CORP BD · VNG RUS2000IDX · SHORT TERM TREAS · INT-TERM CORP · MORTG-BACK SEC · VNG RUS1000GRW1.30%$12M150.8K
14FDNFIRST TR EXCHANGE-TRADED FDDJ INTERNT IDX · TECH ALPHADEX · CLOUD COMPUTING · NAS CLNEDG GREEN · SENIOR LN FD · NY ARCA BIOTECH · NASDAQ CYB ETF · HLTH CARE ALPH · FST LOW OPPT EFT1.20%$11M112.6K
15SHYFT GROUP INCCOM1.19%$11M397.2K
16HTGCHERCULES CAPITAL INChistory →COM1.18%$11M778.7K
17SCHMSCHWAB STRATEGIC TRUS MID-CAP ETF · US LCAP GR ETF · US DIVIDEND EQ · SHT TM US TRES · US SML CAP ETF1.18%$11M151.3K
18MSFTMICROSOFT CORPhistory →COM1.17%$11M50.1K
19SPYSPDR S&P 500 ETF TRhistory →TR UNIT1.09%$10M27.8K
20BSVVANGUARD BD INDEX FDSSHORT TRM BOND · LONG TERM BOND · INTERMED TERM · TOTAL BND MRKT1.07%$10M112.9K
21PGHYINVESCO EXCH TRADED FD TR IIGBL SRT TRM HY · SOLAR ETF · KBW HIG DV YLD · S&P SMLCP HELT · DWA SMLCP MENT · EMRNG MKT SVRG · PFD ETF · NATL AMT MUNI1.06%$10M385.3K
22AMZNAMAZON COM INChistory →COM1.01%$10M2.9K
23BXMTBLACKSTONE MTG TR INCCOM CL A1.00%$9M344.1K
24ACWVISHARES INCMSCI GBL MIN VOL · CORE MSCI EMKT0.97%$9M115.0K
25CLMCORNERSTONE STRATEGIC VALUECOM0.92%$9M747.4K
26VGIVIRTUS GLOBAL MULTI-SECTOR ICOM0.88%$8M688.8K
27ISTAR INCCOM0.86%$8M551.1K
28VCRVANGUARD WORLD FDSCONSUM DIS ETF · CONSUM STP ETF · INF TECH ETF · HEALTH CAR ETF · MATERIALS ETF · INDUSTRIAL ETF · FINANCIALS ETF · UTILITIES ETF · COMM SRVC ETF · ENERGY ETF0.80%$8M46.2K
29VWOVANGUARD INTL EQUITY INDEX FFTSE EMR MKT ETF · FTSE PACIFIC ETF · ALLWRLD EX US0.76%$7M128.9K
30WCNWASTE CONNECTIONS INCCOM0.76%$7M70.5K
31ZTRVIRTUS GLOBAL DIVID & INCOMECOM0.76%$7M817.7K
32XSOEWISDOMTREE TREM EX ST-OWNED · INDIA ERNGS FD · US MIDCAP DIVID · HEDGED HI YLD BD · US SMALLCAP DIVD · US SMALLCAP FUND · EM LCL DEBT FD0.73%$7M213.3K
33FIXDFIRST TR EXCHNG TRADED FD VITCW OPPORTUNIS0.72%$7M124.8K
34CHTRCHARTER COMMUNICATIONS INC NCL A0.65%$6M9.4K
35QDEFFLEXSHARES TRQLT DIV DEF IDX0.65%$6M128.4K
36VXUSVANGUARD STAR FDSVG TL INTL STK F0.61%$6M96.8K
37TWLOTWILIO INCCL A0.54%$5M15.2K
38TYLTYLER TECHNOLOGIES INCCOM0.54%$5M11.7K
39BARCLAYS BANK PLCIPTH SR B S&P0.53%$5M300.4K
40DXDYNEX CAP INCCOM0.53%$5M281.5K
41DISDISNEY WALT COCOM0.50%$5M26.1K
42GOOGLALPHABET INCCAP STK CL A · CAP STK CL C0.49%$5M2.7K
43DSGXDESCARTES SYS GROUP INCCOM0.47%$4M76.5K
44DARDARLING INGREDIENTS INCCOM0.45%$4M74.0K
45VVISA INCCOM CL A0.45%$4M19.5K
46JPMJPMORGAN CHASE & COCOM0.43%$4M31.9K
47TSLATESLA INCCOM0.42%$4M5.7K
48LITGLOBAL X FDSLITHIUM BTRY ETF · NASDAQ 100 COVER · GLB X SUPERDIV · REIT ETF0.41%$4M168.2K
49GDXVANECK VECTORS ETF TRGOLD MINERS ETF · FALLEN ANGEL HG · MORNINGSTAR WIDE · BDC INCOME ETF0.39%$4M113.9K
50DBX ETF TRXTRACK MSCI EMRG0.39%$4M134.1K
51DMOWESTERN ASSET MTG DEFINED OPCOM0.39%$4M258.4K
52ARKWARK ETF TRNEXT GNRTN INTER · INNOVATION ETF · GENOMIC REV ETF · FINTECH INNOVA0.38%$4M35.9K
53KOCOCA COLA COCOM0.38%$4M65.5K
54PATKPATRICK INDS INCCOM0.38%$4M52.3K
55ARCCARES CAPITAL CORPCOM0.38%$4M211.5K
56YYYAMPLIFY ETF TRHIGH INCOME · ONLIN RETL ETF · BLOCKCHAIN LDR0.37%$4M126.7K
57SPIRIT RLTY CAP INC NEWCOM NEW0.36%$3M86.0K
58BABOEING COCOM0.36%$3M15.9K
59METAFACEBOOK INCCL A0.35%$3M12.2K
60AMDADVANCED MICRO DEVICES INCCOM0.34%$3M35.0K
61GLDSPDR GOLD TRGOLD SHS0.34%$3M17.9K
62VYMVANGUARD WHITEHALL FDSHIGH DIV YLD · INTL HIGH ETF0.34%$3M40.8K
63RVTROYCE VALUE TR INCCOM0.33%$3M194.5K
64NVDANVIDIA CORPORATIONCOM0.32%$3M5.9K
65MKLMARKEL CORPCOM0.30%$3M2.8K
66DDDUPONT DE NEMOURS INCCOM0.29%$3M38.2K
67STONE HBR EMERGING MKTS TOTACOM0.28%$3M291.8K
68EXMOCEXXON MOBIL CORPCOM0.28%$3M64.5K
69MGKVANGUARD WORLD FDMEGA GRWTH IND · MEGA CAP VAL ETF0.27%$3M20.4K
70RABROOKFIELD REAL ASSETS INCOMSHS BEN INT0.26%$2M136.3K
71SBUXSTARBUCKS CORPCOM0.25%$2M22.4K
72EQIXEQUINIX INCCOM0.25%$2M3.4K
73MAMASTERCARD INCORPORATEDCL A0.25%$2M6.7K
74BRK/BBERKSHIRE HATHAWAY INC DELCL B NEW0.23%$2M9.4K
75STLDSTEEL DYNAMICS INCCOM0.22%$2M57.7K
76XEXGXEATON VANCE TAX-MANAGED GLOBCOM0.22%$2M241.3K
77BXBLACKSTONE GROUP INCCOM CL A0.22%$2M32.5K
78ACNACCENTURE PLC IRELANDSHS CLASS A0.22%$2M7.8K
79IGRCBRE CLARION GLOBAL REAL ESTCOM0.21%$2M294.1K
80CARRCARRIER GLOBAL CORPORATIONCOM0.21%$2M53.4K
81VIACOMCBS INCCL B0.21%$2M53.6K
82BACBK OF AMERICA CORPCOM0.20%$2M64.1K
83MDBMONGODB INCCL A0.20%$2M5.4K
84PFEPFIZER INCCOM0.20%$2M52.5K
85AMTAMERICAN TOWER CORP NEWCOM0.20%$2M8.6K
86GSGOLDMAN SACHS GROUP INCCOM0.20%$2M7.3K
87MAINMAIN STR CAP CORPCOM0.20%$2M59.3K
88VIGVANGUARD SPECIALIZED FUNDSDIV APP ETF0.20%$2M13.3K
89XMCRXMFS CHARTER INCOME TRSH BEN INT0.20%$2M212.0K
90CVXCHEVRON CORP NEWCOM0.19%$2M21.9K
91CCICROWN CASTLE INTL CORP NEWCOM0.19%$2M11.5K
92ROPROPER TECHNOLOGIES INCCOM0.19%$2M4.1K
93SOSOUTHERN COCOM0.18%$2M28.4K
94THWTEKLA WORLD HEALTHCARE FDBEN INT SHS0.18%$2M108.9K
95NFLXNETFLIX INCCOM0.18%$2M3.2K
96WSOWATSCO INCCOM0.18%$2M7.5K
97BMYBRISTOL-MYERS SQUIBB COCOM0.18%$2M27.1K
98ISHARES GOLD TRUSTISHARES0.18%$2M92.5K
99XHIEXMILLER HOWARD HIGH INC EQTYCOM SHS BEN IN0.18%$2M215.0K
100UPSUNITED PARCEL SERVICE INCCL B0.16%$2M9.1K

Filing History

QuarterReported ValuePositionsFiledTypeLinks
Q1 2026$2.1B1,058May 18, 202613F-HRchanges · EDGAR ↗
Q4 2025$2.2B1,046Feb 13, 202613F-HRchanges · EDGAR ↗
Q3 2025$2.1B1,034Nov 20, 202513F-HRchanges · EDGAR ↗
Q2 2025$1.7B963Aug 29, 202513F-HRchanges · EDGAR ↗
Q1 2025$1.7B892May 15, 202513F-HRchanges · EDGAR ↗
Q3 2024$1.6B837Nov 12, 202413F-HRchanges · EDGAR ↗
Q1 2024$1.4B761May 14, 202413F-HRchanges · EDGAR ↗
Q4 2023$1.3B774Feb 26, 202413F-HRchanges · EDGAR ↗
Q3 2023$1.2B750Nov 13, 202313F-HRchanges · EDGAR ↗
Q2 2023$1.1B737Aug 15, 202313F-HRchanges · EDGAR ↗
Q1 2023$1.2B901May 18, 202313F-HRchanges · EDGAR ↗
Q4 2022$1.1B836Feb 13, 202313F-HRchanges · EDGAR ↗
Q2 2022$1.0B827Aug 2, 202213F-HRchanges · EDGAR ↗
Q1 2022$1.3B887May 13, 202213F-HRchanges · EDGAR ↗
Q4 2021$1.3B913Feb 1, 202213F-HRchanges · EDGAR ↗
Q3 2021$1.2B883Nov 12, 202113F-HRchanges · EDGAR ↗
Q2 2021$1.2B888Aug 10, 202113F-HRchanges · EDGAR ↗
Q1 2021$1.0B811Apr 30, 202113F-HRchanges · EDGAR ↗
Q4 2020$950M772Jan 25, 202113F-HRchanges · EDGAR ↗
Q3 2020$722M643Nov 12, 202013F-HRchanges · EDGAR ↗
Q2 2020$677M618Aug 13, 202013F-HRchanges · EDGAR ↗
Q1 2020$500M521Apr 21, 202013F-HRchanges · EDGAR ↗
Q4 2019$714M630Feb 12, 202013F-HRchanges · EDGAR ↗
Q3 2019$639M447Nov 12, 201913F-HRchanges · EDGAR ↗
Q2 2019$635M597Aug 15, 201913F-HRchanges · EDGAR ↗
Q1 2019$17.0B552Jul 1, 2019RESTATEMENTchanges · EDGAR ↗

13F filings are due up to 45 days after quarter end, so holdings shown here lag the fund’s current book. Source: original SEC filing on EDGAR ↗.